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ACA GROUP AND FORESIDE HAVE JOINED FORCES

Bringing together the industry’s most experienced professionals to provide a
full suite of solutions to the financial services industry.

Learn more
6 Strategies for Digitizing Your Compliance Program

Guide
This guide provides the strategies, insights, and resources for tech-enabling
your compliance program and transforming it into a progressive powerhouse.

Learn more

Preparing to Comply with the SEC's New Marketing Rule

Guide
Is your firm preparing for the November 4, 2022 compliance deadline of the SEC's
new Marketing Rule? We outline our implementation action plan in this guide.

Learn more

Regulatory Horizon 2022 | Prepare for the Challenges of Tomorrow

Complimentary Whitepaper
This paper covers a wide range of regulatory and geopolitical challenges, and
helps identify your governance, risk and compliance gaps before the regulator
does. 

Learn more

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SCALABLE GRC SOLUTIONS TAILORED TO YOUR BUSINESS

We empower our clients to reimagine GRC and protect and grow their business. Our
innovative approach integrates advisory, managed services, and our
ComplianceAlpha® technology platform with the specialized expertise of former
regulators and practitioners and our deep understanding of the global regulatory
landscape.



AML and Financial Crimes

Address financial crimes-related threats and regulatory concerns with our team
of former regulators and auditors.

Compliance Advisory

Strengthen your compliance program with our global team of compliance
professionals.

Cybersecurity, Technology Risk, and Privacy

Build cyber and operational resilience across your firm with our ACA
Aponix® cybersecurity and technology risk experts.

ESG Advisory

Gain clarity on your firm’s ESG requirements and build a strong compliance
program with our dedicated ESG advisory practice.

Managed Services

Maximize your firm’s time and efficiency with our technology-powered managed
services.

Mirabella Regulatory Hosting

Get your firm up and running quickly with our regulatory hosting support
services in Europe.

Performance Services

Stay in compliance with the GIPS® standards and investment performance rules
with the world’s largest team of GIPS standards verifiers.

RegTech

Build a scalable and resilient compliance program with our
ComplianceAlpha® RegTech solutions platform backed by managed services support.

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Solution Spotlight


COMPLIANCEALPHA REGTECH SOLUTIONS PLATFORM

ComplianceAlpha® is our award-winning RegTech solutions platform that integrates
risk and compliance activities, automated surveillance, testing, dashboard
reporting, analytics, managed services, and more. See why ComplianceAlpha is
helping over 1,000 leading financial services firms worldwide build more
scalable and resilient compliance programs.

Learn more


WHO WE SERVE

Over 6,300+ financial services firms trust us to help them protect and grow
their business.


MONEY MANAGERS

80%

Of the top 50 money managers, as noted in the ADV Ratings September 2021 ranking
data


HEDGE FUND MANAGERS

81%

Of the top 100 hedge fund managers, as noted in the May 2021 edition of Hedge
Fund Alert 


PRIVATE EQUITY FUNDS

77%

Of the top 100 private equity funds, as noted in the June 2021 PEI 300


WE UNDERSTAND YOUR CHALLENGES AND WHAT YOU NEED TO PROTECT YOUR BUSINESS.

We’ve been in your shoes - when you work with us, you’ll have the peace of mind
that comes from working with the most trusted and experienced GRC advisor in the
financial services industry.

Our team’s unique combination of talent includes the largest number of former
regulators, compliance professionals, legal professionals, and GIPS standards
verifiers in the industry, along with practitioners in cybersecurity,
performance, ESG, and technology.


WE HOLD OURSELVES ACCOUNTABLE FOR EXCELLENCE IN EVERYTHING WE DO.

We derive immense pride from the quality of our work, the excellence of our
client service, and the integrity of our team. We are committed to delivering
quality, high-touch service and solutions tailored to your business.


WE HAVE OUR FINGER ON THE PULSE OF TODAY'S EVOLVING RISK AND REGULATORY
ENVIRONMENT.

Our unique perspective is informed by the insights, trends, and benchmarking
data gathered from over 6,300 GRC clients.


WE CAN GROW WITH YOU AS YOUR BUSINESS GROWS.

Our innovative approach integrates expert consulting, on-demand managed
services, and cutting-edge technology to help our clients build scalable and
demonstrable compliance programs.


LATEST INSIGHTS

Previous
Report


WATERSTECHNOLOGY SURVEY REPORT: COMPLIANCE TECHNOLOGY CHALLENGES, OPPORTUNITIES
AND WHAT FIRMS WANT

June 20, 2022

News


ACA REFLECTS ON THE MEANING OF JUNETEENTH

June 19, 2022

Article


COMPLIANCEALPHA SOLVES FOR MNPI AND CODE OF ETHICS DEFICIENCIES

June 16, 2022

Article


Q3 2022 REGULATORY REPORTING DEADLINES

July 01, 2022

Compliance Alert


THE SEC APPROVES AMENDMENTS TO FINRA RULE 2231

July 01, 2022

Article


HEDGE FUND QUARTERLY UPDATE 2022 Q1

June 29, 2022

Article


PRIVATE MARKETS QUARTERLY UPDATE 2022 Q1

June 29, 2022

Press Release


MARIE LUCHET JOINS ACA GROUP AS MANAGING DIRECTOR FOR ESG

June 22, 2022

Article


CRYPTO ASSET MELTDOWN MAY HAVE FAR-REACHING IMPLICATIONS

June 21, 2022

Compliance Alert


WHAT’S IN THE UPDATED UK REGULATORY INITIATIVES GRID?

June 21, 2022

Report


WATERSTECHNOLOGY SURVEY REPORT: COMPLIANCE TECHNOLOGY CHALLENGES, OPPORTUNITIES
AND WHAT FIRMS WANT

June 20, 2022

News


ACA REFLECTS ON THE MEANING OF JUNETEENTH

June 19, 2022

Article


COMPLIANCEALPHA SOLVES FOR MNPI AND CODE OF ETHICS DEFICIENCIES

June 16, 2022

Article


Q3 2022 REGULATORY REPORTING DEADLINES

July 01, 2022

Compliance Alert


THE SEC APPROVES AMENDMENTS TO FINRA RULE 2231

July 01, 2022

Article


HEDGE FUND QUARTERLY UPDATE 2022 Q1

June 29, 2022

Article


PRIVATE MARKETS QUARTERLY UPDATE 2022 Q1

June 29, 2022

Press Release


MARIE LUCHET JOINS ACA GROUP AS MANAGING DIRECTOR FOR ESG

June 22, 2022

Article


CRYPTO ASSET MELTDOWN MAY HAVE FAR-REACHING IMPLICATIONS

June 21, 2022

Compliance Alert


WHAT’S IN THE UPDATED UK REGULATORY INITIATIVES GRID?

June 21, 2022

Report


WATERSTECHNOLOGY SURVEY REPORT: COMPLIANCE TECHNOLOGY CHALLENGES, OPPORTUNITIES
AND WHAT FIRMS WANT

June 20, 2022

News


ACA REFLECTS ON THE MEANING OF JUNETEENTH

June 19, 2022

Article


COMPLIANCEALPHA SOLVES FOR MNPI AND CODE OF ETHICS DEFICIENCIES

June 16, 2022

Next
More insights


NEWS

June 22, 2022


MARIE LUCHET JOINS ACA GROUP AS MANAGING DIRECTOR FOR ESG

Marie Luchet has joined the firm as Managing Director of ESG, heading up the
practice’s strategy and vision for Europe.

June 19, 2022


ACA REFLECTS ON THE MEANING OF JUNETEENTH

ACA’s Connected Black Professionals Employee Resource Group is proud to continue
this dialogue within ACA to foster and promote the talents and strengths of our
black employees.

June 15, 2022


ACA GROUP WINS BEST REGULATORY ADVISORY FIRM AT THE DRAWDOWN AWARDS 2022

ACA Group awarded Best Legal, Compliance and Regulatory Advisory firm at The
Drawdown Awards 2022. These awards celebrate excellence and innovation within
private capital fund operations.

More News


UPCOMING EVENTS

July 12, 2022


UNPACKING THE ESG SEC DISCLOSURE RULES PROPOSAL

Join us for an overview of the SEC’s proposal, and learn how it will impact
firms with ESG strategies and investments.

Webcast
July 14, 2022


FINANCIAL PROMOTIONS - 14 JULY 2022

Financial promotions and marketing rules is a complicated area. This course is
designed to help all staff – especially marketing and investor relations teams –
understand their financial promotions requirements and stay up to date with
their statutory and regulatory obligations

Online Training
July 14, 2022


EXPERT NETWORK BEST PRACTICES, PART II: INTERPRETING THE SEC’S RISK ALERT ON
MNPI

We will discuss common deficiencies in material non-public information and how
to avoid them.

Webcast
See all events


READY TO BUILD A BETTER GRC PROGRAM?

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your business.

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