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 * News


GAME CHANGER OR NOT, SECURE 2.0 529 ROLLOVER RULE TURNS ADVISOR HEADS




Starting next year, beneficiaries of 529 plans that have been in place for 15
years or more will be able to move assets into a Roth IRA.

By Gregg Greenberg
 * More by this author

 * RETIREMENT PLAN REVIEWS: IGNORE THE NOISE AND CARRY THE TUNE

 * WILL 2023 BE ANOTHER BANNER YEAR FOR 401(K) FEE LITIGATION?

 * HSAS SAW NET INCREASE DESPITE PANDEMIC SPENDING SPIKE: EBRI

 * Individual Retirement Accounts

SECURE 2.0 PROVIDES BREATHING ROOM FOR RMDS

In addition to raising the age at which individuals must start taking required
minimum distributions, the SECURE 2.0 Act also lowers the penalty for not taking
an RMD.

 * Registered Investment Advisors

JOE DURAN’S GOLDMAN TWO-STEP: EXITING AS PARTNER, STAYING TO CONSULT

As a consultant, Duran will focus on Goldman’s effort to become a leading
custodian to RIAs, working with the head of Goldman’s RIA offering, Padi
Raphael.

 * Alternative Investments

ALL EYES ON ALTS

As fixed income weighs down the classic 60/40 portfolio, allocations to
alternatives are expected to rise over the next three years.

 * Independent Broker-Dealers

DICKSON OUT AS HEAD OF SANCTUARY WEALTH, EX-LADENBURG EXEC MALAMED IN

The firm declined to comment about Jim Dickson's sudden departure from Sanctuary
Wealth, which he had led since 2018.

 * Video

‘IN THE OFFICE’ WITH SKIP SCHWEISS, CEO OF SIERRA INVESTMENT MANAGEMENT

Sierra Investment Management CEO Skip Schweiss sits down with InvestmentNews
anchor Gregg Greenberg to discuss the importance of having a 'sell discipline,'
as well as why Sierra utilizes a rules-based methodology for managing money.


ADVISOR RESOURCES

Advisors On The Move Advisor Research Dashboard Broker-Dealer Data Center RIA
Data Center




TRENDING TOPICS

 * Regulation

SECURITIES REGULATORS WARN OF RISKS RELATED TO SELF-DIRECTED IRAS

The SEC, Finra and NASAA issue identical alerts telling retirement savers
they're on their own if they open accounts that give them complete autonomy on
the investment lineup.

 * Investing

MUTUAL FUND COMPANIES CAN NO LONGER IGNORE ETFS

Active managers American Funds and T. Rowe Price are finding success as
newcomers to the exchange-traded fund space.

 * Arbitration

FINRA ARBITRATORS ORDER CREDIT SUISSE TO PAY $1.3 MILLION TO FORMER REP

The Swiss firm loses another dispute over deferred compensation related to the
2015 closure of its U.S. wealth management operation.

 * Breakaways

UNITED ADVISOR GROUP DEBUTS AS A NEW RIA AGGREGATOR

The independent registered investment advisor has partnered with Goldman Sachs
Advisor Solutions for its custody services.

 * ESG

OPPOSITION TO ESG MIGHT JUST BE GETTING STARTED

Some politicians see it as part of a viable platform for the 2024 presidential
election.

 * Diversity, Equity & Inclusion

CRACKING THE CODE

Universities spark enthusiasm among Black students for advisory careers with
pragmatic pitches.


OPINION

 * Kobby Okum

COMPASSION COMES FULL CIRCLE WHEN GIVING MAKES YOU A BETTER ADVISOR

 * Gregg Greenberg

RETIREMENT PLAN REVIEWS: IGNORE THE NOISE AND CARRY THE TUNE

 * Ed Slott

SECURE 2.0 PROVIDES BREATHING ROOM FOR RMDS

 * InvestmentNews

WHOSE CLIENTS ARE THEY, ANYWAY?

 * Paul Curcio

TAKING A CUE FROM ED KOCH






WHITE PAPERS


 * Alternatives

INVESTMENT SPOTLIGHT: ALTERNATIVES

By: CAIS and InvestmentNews Research
 * Practice Management

TURN OUTSOURCING INTO A COMPETITIVE ADVANTAGE

By: Orion Portfolio Solutions
 * Technology

8 WAYS TO TELL IF YOUR TAMP IS THE RIGHT ONE

By: Orion Portfolio Solutions
 * Technology

OFFERING BUSINESS VALUATION AS A SERVICE

By: BizEquity
 * Practice Management

NAVIGATING THE M&A LANDSCAPE FOR ADVISORY FIRMS

By: Practifi
 * Financial Performance

FUTURE OF FINANCIAL SERVICES

By: Salesforce


VIDEOS & PODCASTS



 * PODCASTS


AN INTERVIEW WITH INDUSTRY ICON MARK TIBERGIEN

Jeff and Bruce connect with financial industry vet Mark Tibergien on all things
financial advising. He explains how his retirement from Pershing Advisor
Solutions in 2020 allowed him to rewire his services, providing greater reach in
how he applies his years of experience in the industry. Read More

 * VIDEOS


‘IN THE OFFICE’ WITH KAREN ALTFEST, FOUNDER OF ALTFEST PERSONAL WEALTH
MANAGEMENT

Karen Altfest, founder of Altfest Personal Wealth Management, sits down with
InvestmentNews anchor Gregg Greenberg to explain how women — and widows in
particular — can expand their knowledge base and take control of their financial
futures. Read More


 * Podcasts

A TRADING APP BETS ON SUSTAINABLE INVESTING

ESG Out Loud US talks with the founder of a new retail trading app, Fennel,
which incorporates ESG data. Read More

 * Videos

‘IN THE NASDAQ’ WITH WILLIAM COHAN, AUTHOR OF ‘POWER FAILURE’

Author William Cohan sits down with InvestmentNews anchor Gregg Greenberg to
discuss GE, Jack Welch and his new book, 'Power Failure: The Rise and Fall of an
American Icon.' Read More

 * Videos

‘IN THE OFFICE’ WITH ALEXANDRA LEBENTHAL, SENIOR ADVISOR AT HOULIHAN LOKEY

Gregg Greenberg learns what makes women on Wall Street cheer — and cry — and
what practical steps firms can take to win, retain and advance women. Read More

 * Podcasts

WOMEN’S LONGEVITY AND LEAVING A LEGACY

Women represent the next wave of growth in U.S. wealth management. Ryan
Bertrand, vice president and managing director of advanced markets for
Transamerica, joins Mary Beth to discuss how the financial services industry can
adapt and better serve female investors. Read More


UPCOMING EVENTS


EVENTS

Enhancing Your Clients’ Retirement Wealth and Wellbeing The
InvestmentNews Retirement Income Lab is intended to deliver timely and
thought-provoking content in a compact and easily consumable format.
These interactive, virtual sessions provide an opportunity for attendees to take
a deep dive on critical retirement income topics. Join us and gain knowledge on
the latest trends in retirement income solutions, products, and investment
advice to enable you to help your clients and grow your practice!

visit site

FEBRUARY 23, 2023


EVENTS

Talent Development & Succession Planning The InvestmentNews RIA Labs are
intended to deliver timely and thought-provoking content in a compact and easily
consumable format. These interactive, virtual sessions provide the opportunity
to take a deep dive on critical topics and interact and engage with your closest
peers. In addition, you’ll have to opportunity to help InvestmentNews shape the
content for the RIA Summit, taking place in November 14th & 15th in New York
City. 

visit site

MARCH 23, 2023


EVENTS

Fresh Takes on Every Aspect of Retirement Planning Retirement is always evolving
– how your clients invest for it and experience it. It’s not a static topic,
as seen in the 17 years of hosting the Retirement Income Summit! Join
InvestmentNews and thought leaders from every discipline that touches the topic
of retirement for the latest thinking. You’ll leave with real tactics and
exciting ideas for supporting your clients and growing your practice, as well as
valuable new contacts from our networking opportunities, and even CE credits for
some sessions. Representatives from the entire retirement planning industry will
be there – make sure you are, too.

visit site

APRIL 17, 2023


WEBCAST

MODERNIZE THE ADVISOR AND ASSET MANAGER EXPERIENCE

Finserv organizations are modernizing the technology at the hands of advisors
and asset managers to help them scale their communication across their entire
business.

Available now!

TUESDAY, JANUARY 31, 2023
4-5 PM ET


WEBCAST

HOW AND WHY FINANCIAL ADVISERS ARE EMBRACING DIRECT INDEXING

As new technologies and platforms quickly expand access to a broader universe of
investors, direct investing is helping financial advisers add new value in an
uncertain market environment.

Available now!

TUESDAY, NOVEMBER 29, 2022
4-5PM ET


PARTNER CONTENT

 * Envestnet

SUSTAINABLE INVESTING

1 min read
 * Lincoln Financial Group

EFFECTIVE CLIENT CONVERSATIONS: HOW TO ADDRESS MARKET VOLATILITY

1 min read
 * Lincoln Financial Group

PLAYING THE LONG GAME IS KEY TO NAVIGATING MARKET UNCERTAINTY

1 min read
 * Lincoln Financial Group

PROTECT AGAINST THE SEQUENCE OF RETURN RISK

1 min read




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