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Submitted URL: https://links.stashinvest.com/ls/click?upn=thf2gpvNBPS5HH2dvcPV9sERNdaIkkFmDlxl-2BzmaiJw-3DhJql_-2BX4udARniyW58bHxAFjC3NSAvvmK...
Effective URL: https://www.sipc.org/
Submission: On November 17 via api from BE — Scanned from DE

Form analysis 7 forms found in the DOM

/search

<form class="form-inline desktop-search" action="/search">
  <label class="sr-only" for="query">Search Query</label>
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<form class="form-inline justify-content-center mobile-search" action="/search">
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<form class="form-inline justify-content-center mobile-search" action="/search">
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<form class="form-inline justify-content-center mobile-search" action="/search">
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<form class="form-inline justify-content-center mobile-search" action="/search">
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Text Content

Español
Search Query

 * About SIPC
   
   
   WHO WE ARE
   
   We are a non-profit corporation that has been protecting investors for 50
   years. We work to restore investors’ cash and securities when their brokerage
   firm fails. SIPC has recovered billions of dollars for investors.
   
   MISSION
   
   SIPC works to restore investors’ assets when a brokerage firm fails
   financially.
   
   HISTORY AND TRACK RECORD
   
   SIPC has restored billions of dollars for investors.
   
   LEADERSHIP
   
   Our job is to recover missing assets if your brokerage firm fails
   financially.
   
   THE SIPC LOGO
   
   The SIPC logo means your assets are protected under the Securities Investor
   Protection Act (SIPA).
   
   THE SIPC FUND
   
   SIPC maintains resources from which we can draw to restore customer assets.
   
   STATUTE AND RULES
   
   SIPC is a non-profit corporation created by Congress some 50 years ago.
   
   SIPC ANNUAL REPORT
   
   The year in review.
   
   BROCHURES
   
   Download or view SIPC brochures here.
 * Cases & Claims
   
   
   CASES & CLAIMS
   
   Find claim forms and deadlines for open cases here.
   SIPC has restored billions of dollars for investors.
   
   FILING DEADLINES
   
   When you file matters. Filing deadlines explained.
   
   HOW TO FILE A CLAIM
   
   CLAIM FAQS
   
   ALL OPEN CASES
   
   Cases that are still being processed.
   
   HOW A LIQUIDATION WORKS
   
   Steps SIPC takes to recover customer assets when a brokerage firm fails
   financially.
   
   HOW THE CLAIMS PROCESS WORKS
   
   What happens when you file a claim.
 * For Investors
   
   
   HOW WE PROTECT YOU
   
   SIPC has recovered billions of dollars for investors. Our job is to recover
   missing cash or securities if your brokerage firm has gone out of business.
   
   WHAT IS SIPC?
   
   A brief introduction
   Watch a short video
   
   WHEN SIPC GETS INVOLVED
   
   SIPC steps in when a brokerage firm fails financially, and assets are missing
   from customer accounts.
   
   WHAT SIPC PROTECTS
   
   SIPC protects customer assets when a SIPC-member brokerage firm fails
   financially.
   
   INVESTORS WITH MULTIPLE ACCOUNTS
   
   Understand how SIPC protection works if you have multiple accounts.
   
   INVESTOR FAQS
   
   Find answers to your questions.
   
   FRAUD ALERTS
   
   See our latest fraud alerts to protect yourself.
   
   PROTECTING YOURSELF AGAINST FRAUD
   
   Steps you can take to protect yourself from fraud.
   
   SIPC ANNUAL REPORT
   
   The year in review.
   
   BROCHURES
   
   Download or view SIPC brochures here.
 * For Member Firms
   
   
   FOR MEMBER FIRMS
   
   SIPC member brokerage firms can find information here about filing
   requirements, the SIPC assessment, and the SIPC logo.
   
   MEMBER INFORMATION
   
   Guidelines and tools for SIPC member brokerage firms.
   
   ASSESSMENT RATE
   
   MEMBER FAQS
   
   SIPC LOGO RULES
   
   ORDER BROCHURES, SIGNS, AND DECALS
   
   FRAUD ALERTS
   
   See our latest fraud alerts to protect yourself.
   
   --------------------------------------------------------------------------------
   
   MEMBER FILING REQUIREMENTS
   
   Questions about filing requirements? Call the membership department at (202)
   371-8300 or email form@sipc.org.
   
   HOW TO FILE YOUR ASSESSMENT FORMS (SIPC-6/SIPC-7)
   
   HOW TO FILE YOUR ANNUAL REPORT
   
   HOW TO FILE YOUR AGREED-UPON PROCEDURES (AUP) REPORT
   
   HOW TO FILE YOUR FORM SIPC-3
   
   Pay your assessment here.
 * News & Media
   
   
   NEWS & MEDIA
   
   News releases, brochures, reports, and more.
   
   NEWS RELEASES
   
   SPEECHES AND TESTIMONY
   
   BROCHURES
   
   ANNUAL REPORTS
   
   IN THE MEDIA
   
   MEDIA CONTACT

 * Contact Us

List Of Members
Search Query

 * About SIPC
 * Cases & Claims
 * For Investors
 * For Member Firms
 * News & Media

Contact Us
Search Query

Back
About SIPC
 * Mission
 * History and Track Record
 * Leadership
 * The SIPC Logo
 * The SIPC Fund
 * Statute and Rules
 * SIPC Annual Report
 * Brochures

Contact Us
Search Query

Back
Cases & Claims
 * Filing Deadlines
 * All Open Cases
 * How To File a Claim
 * Claim FAQs
 * How a Liquidation Works
 * How The Claims Process Works

Contact Us
Search Query

Back
For Investors
 * When SIPC Gets Involved
 * What SIPC Protects
 * Investors with Multiple Accounts
 * Investor FAQs
 * Fraud Alerts
 * Protecting Yourself Against Fraud
 * SIPC Annual Report
 * Brochures

Contact Us
Search Query

Back
For Member Firms
 * Assessment Rate
 * Member FAQs
 * SIPC Logo Rules
 * Order Brochures, Signs, and Decals
 * Fraud Alerts
 * How To File Your Assessment Forms (SIPC-6/SIPC-7)
 * How to File Your Annual Report
 * How To File Your Agreed-Upon Procedures (AUP) Report
 * How To File Your Form SIPC-3
 * Pay Assessments

Contact Us
Search Query

Back
News & Media
 * News Releases
 * Speeches and Testimony
 * Brochures
 * Annual Reports
 * In the Media
 * Media Contact

Contact Us


List Of Members


FRAUD ALERTS:

SEE OUR LATEST FRAUD ALERTS TO PROTECT YOURSELF.

Click Here For More Information


SIPC CELEBRATES 50 YEARS
OF PROTECTING INVESTORS

1970 - 2020

We invite you to read SIPC's Special Anniversary Report and to view our
anniversary video.


A COVID-19 MESSAGE FOR INVESTORS

SIPC remains fully functional and committed to providing protection for
investors. Operating under its telework policy as it monitors COVID-19
developments, SIPC is operating without disruption and will continue to do so,
as it has for the last 50 years.




FOR INVESTORS

FOR MEMBER FIRMS

CASES & CLAIMS

STANDING WITH INVESTORS FOR 50 YEARS.

Read the Special Anniversary Report here Watch the Anniversary Video

If you have trouble viewing the video, please click here to view it on YouTube
or click here to view it on Facebook.

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WE ARE A NON-PROFIT CORPORATION THAT HAS BEEN PROTECTING INVESTORS FOR 50 YEARS.
SIPC HAS RECOVERED BILLIONS OF DOLLARS FOR INVESTORS.

A Brief Introduction Watch The Video

If you have trouble viewing the video, please click here to view it on YouTube
or click here to view it on Facebook.


IMPORTANT INFORMATION FOR INVESTORS

CLAIM FILING DEADLINES

WHEN YOU FILE MATTERS. FILING DEADLINES EXPLAINED.

IS YOUR BROKER A SIPC MEMBER?

SIPC PROTECTS THE CUSTOMERS OF OVER 3,500 SECURITIES BROKERAGE FIRMS.

OPEN CASES

CASES THAT ARE STILL BEING PROCESSED.

 * Home
 * About SIPC
 * Cases & Claims
 * For Investors
 * For Member Firms
 * News & Media
 * Contact Us
 * List of Members

 * Search
 *  
 * Español
 *  
 * Disclaimer
 * Privacy Policy
 * Site Map

GET IN TOUCH

Securities Investor
Protection Corporation
1667 K St. N.W., Suite 1000
Washington, D.C. 20006-1620

Telephone: (202) 371-8300
Fax: (202) 223-1679
Email: asksipc@sipc.org