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ALB PAN ASIAN REGULATORY AND ANTI-CORRUPTION COMPLIANCE SUMMIT 2024

Add to Calendar 2024-03-19 06:00:00 2024-03-19 15:00:00 ALB Pan Asian Regulatory
and Anti-Corruption Compliance Summit 2024 We are coming back in 2024! Things
are on the boil, as they say. In a world where compliance and financial crime
professionals find themselves being pushed to the limit and in a constant state
of flux with a complex regulatory and compliance environment, ongoing tensions
between China and the United States have piled additional challenges on Hong
Kong business environment, casting a long shadow of uncertainty. The intricate
web of issues is further complicated by the relentless evolution of financial
crime, encompassing money laundering, human trafficking, terrorism financing,
and illicit drug trade, which collectively pose a staggering global problem,
estimated at an alarming USD$1.4 to US$3.5 trillion annually. The intersection
of generative AI, industry convergence, embedded finance, open data,
digitalization of money, decarbonisation, and digital identity poses a
formidable challenge and upsurge in financial crime. Moreover, cyber threats
have ascended to the top of the financial services risk agenda. High-profile
cyberattacks, driven by political instability in various corners of the globe,
have highlighted the critical importance of cybersecurity. When AI and
cyber-enabled financial crime are added to the mix, the threat posed by
cybercriminals becomes increasingly complex, demanding swift and innovative
responses from compliance and financial crime professionals. How can compliance
leaders strengthen their organisations in the face of these challenges? Join us
when we return to Hong Kong in March 2024. The Summit is a unique platform where
we bring regulators, financial institutions, non-financial businesses from
various industries, law enforcement, academia, and relevant stakeholders
together to deepen partnership in the fight against financial crime. Tailor your
experience with three streams of content: AML/KYC/Fraud, ESG, and Corporate
compliance for non-Fis.   Become a Sponsor Targeted Audience: Our events attract
a highly targeted audience of senior compliance/risk/AML professionals, who are
interested in learning about the latest trends and best practises in the
industry. This provides a unique opportunity for you to promote your products or
services and reach your target audience. Brand Awareness and Thought
Leadership: Sponsoring our events provides a valuable opportunity for sponsors
to gain visibility and build brand awareness. You will establish yourself as a
thought leader in your field, and showcase your expertise to a highly engaged
audience. Networking: Our event provides an ideal platform for sponsors to
develop relationships with new prospects and strengthen ties with existing
clients. Sponsors can network with attendees and engage in meaningful
conversations, which can lead to new business opportunities and partnerships.
New Product Launch: Sponsoring our events can provide a valuable opportunity to
launch new products in the industry, and generate buzz around your latest
offerings. You can leverage our platform to showcase your new products, and
engage with potential customers who are actively seeking solutions to their
challenges. Face-to-Face Networking: Our events provide a valuable opportunity
for sponsors to foster new and existing relationships face-to-face and build
meaningful connections. We offer a variety of standard conference partnership
opportunities and benefits , however if you have other ideas or require a more
customised sponsorship package, please let us know! We will work with you to
create a more customised experience to meet your goals!   Hong Kong Kowloon
Shangri-La, Hong Kong Asian Legal Business asianlegalbusiness@thomsonreuters.com
Asia/Kolkata public
 * iCalendar
 * Google Calendar
 * Outlook
 * Outlook Online
 * Yahoo! Calendar

 * iCalendar
 * Google Calendar
 * Outlook
 * Outlook Online
 * Yahoo! Calendar

Tuesday, 19 Mar 2024 - 08:30 to Tuesday, 19 Mar 2024 - 17:30
Hong Kong Kowloon Shangri-La, Hong Kong

Register now

  Welcome to the ALB Pan Asian Regulatory and Anti-Corruption Compliance Summit
2024

 * AboutPermalink
 * AgendaPermalink
 * SpeakersPermalink
 * Contact UsPermalink
 * Register NowPermalink
 * SponsorsPermalink

Welcome to the ALB Pan Asian Regulatory and Anti-Corruption Compliance Summit
2024

    DATE             19 March 2024, Tuesday

    TIME              08:30 am Registration
                                 9:00 am to 5:00 pm, Hong Kong Time (GMT +8)

      VENUE          Kowloon Shangri-La, Hong Kong

 

We are coming back in 2024!

Things are on the boil, as they say. In a world where compliance and financial
crime professionals find themselves being pushed to the limit and in a constant
state of flux with a complex regulatory and compliance environment, ongoing
tensions between China and the United States have piled additional challenges on
Hong Kong business environment, casting a long shadow of uncertainty.

The intricate web of issues is further complicated by the relentless evolution
of financial crime, encompassing money laundering, human trafficking, terrorism
financing, and illicit drug trade, which collectively pose a staggering global
problem, estimated at an alarming USD$1.4 to US$3.5 trillion annually. The
intersection of generative AI, industry convergence, embedded finance, open
data, digitalization of money, decarbonisation, and digital identity poses a
formidable challenge and upsurge in financial crime.

Moreover, cyber threats have ascended to the top of the financial services risk
agenda. High-profile cyberattacks, driven by political instability in various
corners of the globe, have highlighted the critical importance of cybersecurity.
When AI and cyber-enabled financial crime are added to the mix, the threat posed
by cybercriminals becomes increasingly complex, demanding swift and innovative
responses from compliance and financial crime professionals. How can compliance
leaders strengthen their organisations in the face of these challenges?

Join us when we return to Hong Kong in March 2024. The Summit is a unique
platform where we bring regulators, financial institutions, non-financial
businesses from various industries, law enforcement, academia, and relevant
stakeholders together to deepen partnership in the fight against financial
crime. Tailor your experience with three streams of content: AML/KYC/Fraud, ESG,
and Corporate compliance for non-Fis.
 

Become a Sponsor

Targeted Audience: Our events attract a highly targeted audience of senior
compliance/risk/AML professionals, who are interested in learning about the
latest trends and best practises in the industry. This provides a unique
opportunity for you to promote your products or services and reach your target
audience.

Brand Awareness and Thought Leadership: Sponsoring our events provides a
valuable opportunity for sponsors to gain visibility and build brand awareness.
You will establish yourself as a thought leader in your field, and showcase your
expertise to a highly engaged audience.

Networking: Our event provides an ideal platform for sponsors to develop
relationships with new prospects and strengthen ties with existing clients.
Sponsors can network with attendees and engage in meaningful conversations,
which can lead to new business opportunities and partnerships.

New Product Launch: Sponsoring our events can provide a valuable opportunity to
launch new products in the industry, and generate buzz around your latest
offerings. You can leverage our platform to showcase your new products, and
engage with potential customers who are actively seeking solutions to their
challenges.

Face-to-Face Networking: Our events provide a valuable opportunity for sponsors
to foster new and existing relationships face-to-face and build meaningful
connections.

We offer a variety of standard conference partnership opportunities and benefits
, however if you have other ideas or require a more customised sponsorship
package, please let us know! We will work with you to create a more customised
experience to meet your goals!

 

Welcome to the ALB Pan Asian Regulatory and Anti-Corruption Compliance Summit
2024

    DATE             20 March 2024, Wednesday

    TIME              08:30 am Registration
                                 9:00 am to 5:00 pm, Hong Kong Time (GMT +8)

      VENUE          TBC 

 


Key topics:

Strategic Issue Session (General track)

Regulatory Keynote address – Bribery, Fraud & AML: HK Regulatory Outlook and
International trends

Keynote Address: Tackling Economic Crime

Plenary Panel: Key Financial Crime Compliance Developments in 2024

 * Global trends in AML and financial crime compliance
 * ISO 20022 - Fraud prevention in payment systems
 * How can technological innovation such as AI and other emerging technologies
   enhance financial crime compliance efforts and risk management effectiveness
 * Geo-political risk/tensions – navigating current threats
 * How FIs should be preparing for the future of financial crimes and compliance
 * How PPPs can support and combat financial crimes

Plenary Panel: Cross-Industry Lessons

 * New legislation and regulations: what’s impacting you now and what’s on the
   horizon?
 * Organisational structures and governance framework
 * Identify key pain points across the industry
 * How did the largest corporations collapse during the era of the most complex
   regulations?

Panel: Cost of Compliance Report

How Organised Crime Operates Illegal Betting, Cyber Scams & Modern Slavery in
Asia

Panel: Sanctions Landscape: Regulatory and Enforcement Priorities for 2024 and
Beyond

 * Lessons learned from the war in Ukraine with Israel – Hamas conflict
 * How practical and effective are they? An assessment of the current situation
   regarding the effectiveness and enforcement of sanctions
 * Building law enforcement alliance in FinCrime and sanctions

The Current Challenges of Asset Recovery: Judicial Practitioners Perspective

Hong Kong’s FTX: The JPEX Crypto Scandal

Spotlight on HK Project Sela

Panel: Unleashing the Power of Generative AI in AML

 * The limit and leverage of AI
 * Leveraging Ethical AI for Effective Compliance
 * Identifying tax fraud using AI and ML

Panel: G20 Roadmap on Crypto Assets

 * CBDCs Tokenised Deposits, Stablecoins and DeFi – Growth potential, overcoming
   impacts and exploring opportunities
 * Regulatory considerations and challenges in implementing – Strategies for
   banks to adapt
 * Cross-border payments with Blockchain and Cryptocurrencies
 * The state of Cross-Chain Crime – the latest crypto money laundering tactics
   employed by criminals
 * Navigating KYC in crypto

Panel: Unleashing the Power of Generative AI in AML

 * The limit and leverage of AI
 * Leveraging Ethical AI for Effective Compliance
 * Identifying tax fraud using AI and ML

Panel: The Changing Landscape of Cybercrime

 * Emerging technology and associated cyber risks
 * How should financial institutions address cyber risks while going digital?
 * Regulatory view of privacy and cyber security
 * Building a sustainable security culture
 * Ways to identify, measure, mitigate, report, monitor, and control modern
   cyber risks
 * Using orchestration and automation to augment limited cyber security
   resources
 * How to protect an organisation’s information assets by embedding “privacy by
   design”

The role of AI in cybersecurity

Balancing user experience and security compliance

AML/KYC/Fraud

Panel: A New Dawn in AML and KYC: Learning from Recent Events

Panel: RegTech/SupTech: Battling Economic Crime with Data and Tech

 * - Fintech, RegTech, and the role of compliance
 * - RegTech is growing, what should we expect RegTech to evolve in the year
   ahead?
 * - The role of RegTech in sustainable finance
 *  

Panel: Fraudster Innovations: How Generative AI and Other New Techniques are
Challenging Financial Institutions

Combating fraud in the age of digital payments

Panel: Tackling fraud and scams: An ecosystem-wide approach across different
sectors

 

 

Corporate compliance

Panel: Tackling fraud and scams: An ecosystem-wide approach across different
sectors

Panel: General Counsel Discussion

 * Legal perspectives on the key challenges
 * Handling regulatory investigations: perspectives from in-house counsel
 * Challenges and best practices

Panel: Managing an Effective Compliance Programme to Mitigate AML/KYC Risks

Panel: The private sector as a driver of collective action

Biometric authentication: legal and compliance implications

The Importance of the Code of Conduct and Ethics

 

ESG/Sustainability

 

Panel: Driving Green Growth and Climate Finance Solutions

 * HKSAR Green Bond Programme potential
 * Addressing the global biodiversity finance gap
 * Role of banks in carbon trading
 * HK’s green finance and Greentech hub
 * Why are banks still financing fossil fuels?

 

Panel: Greenwashing – Is the Climate crisis a corruption crisis?

 * Key challenges to taxonomies, navigating green external reviews and impact
   reporting climate, integration of ESG transition metrics
 * Embedding ESG into a Fraud Risk Framework

 

Panel: ESG and ERM – Bridging the gap

 * Navigate global sustainability compliance challenges
 * The role of compliance program in mitigating ESG risks across supply chains
 * The risk of inaction in ESG
 * Avoiding ESG Potholes

 

ESG Due Diligence

 

Joseph H.L. Chan, Jp
Under Secretary for Financial Services and Treasury, Government of Hong Kong SAR

Mr Chan was appointed the Under Secretary for Financial Services and the
Treasury on 16 August 2017. Mr Chan has many years of senior executive
experience in the banking industry. He was a Managing Director in the Global
Markets Division of Credit Agricole Corporate & Investment Bank, and was a
Managing Director in Financial Markets of Standard Chartered Bank. Prior to
joining the Government, Mr Chan held multiple roles in a number of public and
professional bodies, including Vice President of the Hong Kong Society of
Financial Analysts, Director of Hong Kong Securities & Investment Institute,
Advisor of the Chinese Gold & Silver Exchange Society, as well as a General
Committee member of the Hong Kong General Chamber of Commerce. Mr Chan was also
a member of the Central & Western District Council. Mr Chan holds a Bachelor of
Arts in Economics (Hon) and Psychology from the University of Michigan, USA. He
is also a Chartered Financial Analyst.



Carmen CHU. JP
Executive Director (Enforcement and AML), Hong Kong Monetary Authority

Ms Chu is responsible for overseeing the enforcement function including the
Complaint Processing Centre of the Hong Kong Monetary Authority (HKMA) as well
as the supervision of the anti-money laundering and financial crime risk
management by authorized institutions and stored value facility licensees. She
also sits on the board of directors of the Financial Dispute Resolution Centre.

Ms Chu joined the HKMA in 1994 as a Manager Trainee, and has taken up different
responsibilities in the HKMA, including research and monetary operations. She
was seconded to the World Bank Office in Beijing from 1998 to 1999. Since then,
she has mainly been involved in international and regional financial cooperation
initiatives as well as renminbi business development in Hong Kong. She was
appointed Executive Director (External) in April 2010 and Executive Director
(Banking Conduct) in September 2014 before her current position in December
2017.



Stewart McGlynn
Head AML & Financial Crime Risk, Hong Kong Monetary Authority

Mr McGlynn is a Division Head in the Hong Kong Monetary Authority with
responsibilities for policy development, innovation, specialist on-site
supervision and international engagement pertaining to anti-money laundering and
counter-terrorist financing. In international work he is currently Co-Chair of
the Financial Action Task Force Evaluations and Compliance Working Group and
represents the HKMA on the Anti-Money Laundering Experts Group of the Basel
Committee.

Prior to the HKMA, he worked as the Deputy Head of Hong Kong’s Financial
Intelligence Unit and has extensive experience across AML and financial crime.

 

Debra Au
Managing Director and Head of Legal, Compliance and Secretariat, Hong Kong and
China, DBS Bank Hong Kong

Ms Au, as part of the Hong Kong Management Committee, heads up the HK Legal
Compliance & Compliance Secretariat teams and is the HKMA's 72B senior manager,
HKEx compliance officer of DBS HK. Debra joined DBS Hong Kong in June 2022 after
18 years of serving as a compliance professionals with Merrill Lynch, Goldman
Sachs, Newedge/Societe Generale and HSBC.

Ms Au began her career in the compliance department at Goldman Sachs, where she
focused on compliance, anti-money laundering and financial crime following the
9/11 terrorist attacks in the U.S. She then joined Societe Generale to continue
her compliance career, and worked in various entities at Societe Generale,
including the brokerage, capital markets and global banking businesses.

In 2015, she decided to further enrich her career development by switching her
second-line-of-defense experience to join the business front. She joined the
HSBC HK office of Global Banking and Markets (GBM) under the COO, focusing on
supporting the ASP GBM business with her compliance professions on financial
crime and deferred prosecutions agreement (DPA)–related matters.

In September 2017, she was appointed to the role of Hong Kong head of financial
crime compliance (FCC) due to her long-standing experience in dealing with
financial crime–related regulatory matters. In 2019, Ms Au successfully led the
HK FCC team as well as the businesses in HK in passing the s166 Skilled Person
review with an eminent result that helps the group in negotiating with the
Financial Conduct Authority (FCA) in the U.K. for further narrowing the scope of
the mandatory regulatory review.

In July 2020, She was appointed to the role of chief compliance officer for Hong
Kong and Macau, covering all compliance-related matters, including regulatory,
financial crime, conduct, fraud, investigations and surveillance.

After nearly seven years of successful contributions to the HSBC, she decided to
further enhance her career and take on a bigger role covering the legal and
compliance secretary arenas as the head of legal, compliance and secretariat for
HK, Macau and China since June 2022.

     DATE             19 March 2024, Tuesday

    TIME              08:30 am Registration
                                 9:00 am to 5:00 pm, Hong Kong Time (GMT +8)

      VENUE          Kowloon Shangri-La, Hong Kong

 

Welcome to the ALB Pan Asian Regulatory and Anti-Corruption Compliance Summit
2024

    DATE             19 March 2024, Tuesday

    TIME              08:30 am Registration
                                 9:00 am to 5:00 pm, Hong Kong Time (GMT +8)

      VENUE          Kowloon Shangri-La, Hong Kong

 

The ALB Pan Asian Regulatory and Anti-Corruption Compliance Summit event series
is dedicated to provide a forum for regional and global regulatory bodies and
policymakers across industries with an emphasis on financial services industry
across the Asia-Pacific region.


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