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COMPLIANCE, REGULATORY AFFAIRS COMPLIANCE, ASSOCIATE, FRANKFURT

Frankfurt, Hessen, Germany



JOB DESCRIPTION

OUR IMPACT
 
Our division prevents, detects and mitigates compliance, regulatory and
reputational risk across the firm and helps to strengthen the firm’s culture of
compliance. Compliance accomplishes these through the firm’s enterprise-wide
compliance risk management program. As an independent control function and part
of the firm’s second line of defense, Compliance assesses the firm’s compliance,
regulatory and reputational risk; monitors for compliance with new or amended
laws, rules and regulations; designs and implements controls, policies,
procedures and training; conducts independent testing; investigates, surveils
and monitors for compliance risks and breaches; and leads the firm’s responses
to regulatory examinations, audits and inquiries. You'll be part of a team with
members from a wide range of academic and professional backgrounds, such as law,
accounting, sales, and trading. We look for those who possess sound judgment,
curiosity, and are able to adapt to a changing regulatory landscape.

YOUR IMPACT 

The role we are recruiting for is in the Regulatory Affairs team of the
Compliance function based in Frankfurt providing coverage for Goldman Sachs Bank
Europe SE (GSBE) and its European branches. This role will support the Chief
Compliance Officer in maintaining the Compliance program for the activity of
GSBE and support with the core Compliance function tasks as required by MaComp
and MaRisk. This covers a broad spectrum of responsibilities which comprise but
are not limited to the below:

Key Responsibilities: 

 * Maintain and draft entity level policies and procedures for the Compliance
   function
 * Facilitate  cross-divisional and cross-regional alignment for policy creation
 * Conduct key Compliance controls on entity policies 
 * Advise on reporting obligations, incl. custody requirements and statistical
   reporting to regulators
 * Coordinate on the governance documentation of GSBE
 * Support Project management and Board reporting acc. to MaRisk
 * Support the entity Risk Assessment 

Experience/Skills 

 * University degree – first professional compliance/ financial services
   experience desirable
 * 1+ years' Compliance or other relevant financial services experience 
 * Good knowledge of the European regulatory environment for the Compliance
   function (e.g. ESMA GL, EBA GL, MaComp, MaRisk, MaDepot etc.)
 * Experience of working with MaRisk and/or MaDepot
 * Understanding of statistical reporting requirements/AWV reporting is an asset
 * Good interpersonal skills and effective written/oral communication skills
 * Excellent organisational skills
 * Attention to detail
 * Fluent in English and German. 

ABOUT GOLDMAN SACHS
 
At Goldman Sachs, we commit our people, capital and ideas to help our clients,
shareholders and the communities we serve to grow. Founded in 1869, we are a
leading global investment banking, securities and investment management firm.
Headquartered in New York, we maintain offices around the world. 
 
We believe who you are makes you better at what you do. We're committed to
fostering and advancing diversity and inclusion in our own workplace and beyond
by ensuring every individual within our firm has a number of opportunities to
grow professionally and personally, from our training and development
opportunities and firmwide networks to benefits, wellness and personal finance
offerings and mindfulness programs. Learn more about our culture, benefits, and
people at GS.com/careers. 
 
We’re committed to finding reasonable accommodations for candidates with special
needs or disabilities during our recruiting process. Learn more:
https://www.goldmansachs.com/careers/footer/disability-statement.html
 
© The Goldman Sachs Group, Inc., 2023. All rights reserved.
Goldman Sachs is an equal employment/affirmative action employer
Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity





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