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Submitted URL: https://t3.products.hl.co.uk/r/?id=h8f791bb,26b6ee2,26e4219
Effective URL: https://www.fca.org.uk/firms/financial-services-register?deliveryName=DM17421
Submission: On April 28 via api from CH — Scanned from DE
Effective URL: https://www.fca.org.uk/firms/financial-services-register?deliveryName=DM17421
Submission: On April 28 via api from CH — Scanned from DE
Form analysis 2 forms found in the DOM
POST /firms/financial-services-register?deliveryName=DM17421
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<div id="edit-processed-text" class="form-item js-form-item form-type-processed-text js-form-type-processed-text form-item- js-form-item- form-no-label form-group">
<h3>Was this page helpful?</h3>
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<div class="js-webform-states-hidden form-item js-form-item form-type-textarea js-form-type-textarea form-item-what-can-we-do-to-improve-pages-like-this- js-form-item-what-can-we-do-to-improve-pages-like-this- form-group" style="display: none;">
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<input data-drupal-selector="edit-page-title" type="hidden" name="page_title" value="Financial Services Register"><input data-drupal-selector="edit-page-url" type="hidden" name="page_url"
value="https://www.fca.org.uk/firms/financial-services-register ">
<div data-drupal-selector="edit-actions" class="form-actions webform-actions clearfix fca-form-submit form-group js-form-wrapper form-wrapper" id="edit-actions"><button
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</div>
</div>
</form>Text Content
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1. Home
2. Firms
3. Financial Services Register
FINANCIAL SERVICES REGISTER
First published: 28/04/2016 Last updated: 31/03/2022
The Financial Services Register is a public record of firms, individuals and
other bodies that are, or have been, regulated by the PRA and/or FCA.
USING THE FINANCIAL SERVICES REGISTER
In the UK, nearly all financial service activities must be authorised by the
FCA. You can search the Financial Services Register (the Register) for firms and
individuals, and the activities for which firms have permissions.
Always check the firm you’re dealing with is listed on the Register. It lists
all the firms and current or previously approved individuals involved with
regulated activities. It shows whether a firm you’re using, or plan to use, is
regulated by the PRA and/or the FCA. You can find out what they’re regulated to
do and your protections when doing business with them.
Make sure the firm you’re dealing with has permissions for the regulated
activities you need. Always check that the permissions/activities of the firm
match the service it’s providing for you.
Only use the contact details listed on the Register. Many scammers pretend to be
a legitimate firm. Use the contact details on the Register to confirm you’re
dealing with the genuine firm before doing business with them.
From later in 2020, under the Senior Managers and Certification Regime (SM&CR),
we’ll begin publishing and maintaining a directory of certified and assessed
persons on the Register, so consumers and professionals can check the details of
key individuals working in financial services.
Firms can find out more about the addition of certified and approved persons
data on the Register on our directory of certified and assessed persons page.
Search the Register
UNAUTHORISED FIRMS
Firms we have been told are providing regulated products or services without the
correct authorisation – or deliberately running scams – are now included in the
Register with prominent warnings.
Other information on unauthorised firms includes the different details they give
out and whether they’re falsely claiming to be from a genuine, authorised firm.
If you deal with a firm (or individual) that’s not regulated, you may not be
covered by the Financial Ombudsman Service or the Financial Services
Compensation Scheme (FSCS).
PUBLICATION OF DIRECTORY PERSONS DATA
Directory Persons data for firms regulated solely by the FCA and by both the FCA
and PRA is now published on the FS Register. Solo regulated and dual regulated
firms must ensure they comply with the Policy. Users of the FS Register should
check the details of any individual being engaged to carry out regulated
activities on their behalf, especially current roles and any disciplinary or
regulatory action on their record.
Refer to Directory of certified and assessed persons page for more information.
OBTAINING DATA EXTRACTS
If you’d like to use data from the Register, you can buy a regular subscription
or a one-off data ‘cut’. We offer the data in either CD or web-based formats.
Read more about our Register Extract Service (RES).
Alternatively, you can sign up to the FS Register API Developer Portal. This
service, currently free of charge, enables users to generate a unique key to
access the Register APIs, as well as providing self-help support materials.
ACCESSING THE REGISTER
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to support Javascript and accept session-based cookies. By default, the major
web browsers are configured to handle these requirements.
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and Microsoft Edge.
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challenge used on this site. Access to google.com domains is required.
Web browsers that are fully compatible with these and older versions of these
browsers may also be suitable, but the FCA does not design, maintain or test for
browsers not listed above.
FURTHER INFORMATION
The regulatory jurisdiction for the Register comes under the Financial Services
and Markets Act 2000 (FSMA), Payment Services Regulations 2009, Electronic Money
Regulations 2011 and Money Laundering, Terrorist Financing and Transfer of Funds
(Information on the Payer) Regulations 2017.
If you have any problems or questions about using the Register, please contact
us. Industry users can also email the Register team.
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IN THIS SECTION
Obtaining a data extract from the Financial Services Register
READ THIS PAGE IN OTHER LANGUAGES
Y Gofrestr Gwasanaethau Ariannol
Registro de Servicios Financieros
Registre des services financiers
Rejestr usług finansowych
Financial Services Register: Arabic (PDF)
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