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October 14th | Online









WINNERS 2021


LIFETIME ACHIEVEMENT AWARDS

Fund Action Lifetime Achievement


Lynn Blake, Chief Investment Officer, Global Equity Beta Solutions State Street




Fund Directions Lifetime Achievement

Peter Trapp Neuberger Berman


ASSET MANAGER SALES, MARKETING AND LEADERSHIP AWARDS

PR Campaign of the Year *NEW FOR 2021*


Janus Henderson Investors

Sales and Marketing Excellence through the Covid-19 Pandemic  *NEW FOR 2021*


Vanguard

Sales and Marketing Excellence through the Covid-19 Pandemic (Smaller
Firms) *NEW FOR 2021*


Alger




Best ESG Asset Manager *NEW FOR 2021*


Natixis Investment Managers - Mirova

Best DEI Initiative of the Year *NEW FOR 2021*


Franklin Templeton

Best Philanthropic Initiative


Thornburg Investment Management 

Asset Manager Digital Tool of the Year


Catalyst Funds


Retirement Leader of the Year


Voya Financial 

Content Marketing Strategy of the Year


Neuberger Berman 

Social Media Leader of the Year


ARK Invest 

Fund Innovation of the Year

Dimensional Fund Advisors

Asset Manager Podcast of the Year

VanEck

Overall Ad Campaign of the Year


Invesco


Deal of the Year


Morgan Stanley acquiring Eaton Vance 




Asset Manager Website of the Year

WisdomTree

Fund Marketer of the Year


Global Head of Marketing - Leslie Walstrom
Columbia Threadneedle Investments

Fund Leader of the Year

CEO and CIO | Cathie Wood | ARK Invest




ETF AWARDS

Newcomer ETF Firm of the Year *NEW FOR 2021*

TrueShares

Index Provider of the Year *NEW FOR 2021*


Emles Advisors  Emles Indexing LLC



Fixed Income ETF of the Year *NEW FOR 2021*


JPMorgan Asset Management JPMorgan Ultra-Short Income ETF (JPST)




ETF Innovation of the Year


Defiance  Defiance Next Gen SPAC Derived ETF (SPAK)




Sales Success of the Year - ETFs


Innovator Capital Management (Innovator ETFs) Defined Outcome ETFs

Newcomer Fixed Income ETF of the Year *NEW FOR 2021*


Emles Advisors Emles Real Estate Credit ETF (REC)

Smart-beta ETF of the Year



VanEck's MOAT ETF VanEck Vectors Morningstar Wide MOAT ETF (MOAT)




Newcomer Smart-beta ETF of the Year


WisdomTree WisdomTree Cybersecurity Fund (WCBR)

Thematic ETF of the Year


Invesco The Invesco Solar ETF (TAN)




Newcomer Thematic ETF of the Year:


WisdomTree WisdomTree Cybersecurity Fund (WCBR)

ETF of the Year


ARK Invest  ARK Genomic Revolution ETF (ARKG)




Newcomer ETF of the Year

T. Rowe Price T. Rowe Price Active ETF suite 

Active ETF of the Year


Nationwide Mutual Insurance Company Nationwide Risk-Managed Income ETF (NUSI)




Newcomer Active ETF of the Year


KraneShares  KraneShares Global Carbon ETF (KRBN)




ETF Suite of the Year:


KraneShares China suite 




ETF Provider of the Year


ARK Invest




ESG/Impact ETF of the Year


Ecofin  Ecofin Global Water ESG Fund (EBLU)




Newcomer ESG/Impact ETF of the Year

HumanKind Investments
Humankind US Stock ETF (HKND) 

Alternative ETF of the Year

Innovator Capital Management (Innovator ETFs)

Innovator S&P 500 Power Buffer ETF Series




Newcomer Alternative ETF of the Year


Innovator Capital Management (Innovator ETFs)

Defined Outcome Bond ETFs


FUND DIRECTOR AWARDS

Trustee of the Year

Dr. Hassell McClellan – Chair The John Hancock Funds Board 




Small Board Trustee of the Year

Brook Reece, Chair of the Board The Guinness Atkinson Funds 

Independent Counsel of the Year

David Blass  Simpson Thacher & Bartlett




Newcomer Director

Sandra Sponem Guggenheim Funds


HALL OF FAME INDUCTEES

ARK Invest




Janus Henderson Investors

Simpson Thacher & Bartlett LLP


RISING STARS





Andrew Dassori
Founding Partner & CIO
Wavelength Capital Management

Andrew Zutz
Associate Partner
Goodwin Proctor, LLP





Joel Corriero
Partner
Stradley Ronon

Mana Behbin
Of Counsel
Morgan, Lewis & Bockius LLP





Mike Miszlay
Assistant Vice President ETF Operations
Citi

Mike Davella
Associate
K&L Gates LLP





Nataly Zelensky
Managing Counsel 
& Director
BNY Mellon

Neesa Patel Sood
Counsel
Willkie Farr & Gallagher LLP




Sarah Clinton

Partner

Ropes & Gray LLP




Steve Grigoriou

Counsel

Simpson Thatcher & Bartlett LLP




Troy McGlone

Vice President & Portfolio Manager

Heartland Advisors, Inc




FOLLOW US



General Awards Enquiries

Shannon Velkoff

Event Manager

E: s.velkoff@pageantmedia.com

T: +1 516-404-9878 

Award Packages

Indira Peters

Awards Manager

E: i.peters@pageantmedia.com

T: +1 (646) 891-2119

Sponsorship Opportunities

Abi Benedict

Commercial Manager

E: a.benedict@pageantmedia.com

T: +1 646 931 9034 

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