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WHAT ARE YOU TRYING TO SOLVE TODAY?

I am a/an:
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ServicesRegulatory Deadline/RegulationRisk MitigationScalabilityTransaction
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REGULATORY TECHNOLOGY DRIVEN BY DATA. BACKED BY SERVICE.



We assist financial services firms in expertly navigating the complexities of
global regulatory compliance. Our technology solutions solve for the most
critical areas of compliance.




FIVE CRITICAL AREAS.


ONE PLATFORM.



CSS solves global regulatory compliance with an end-to-end, integrated approach
to technology and services to offer Compliance-as-a-Service, leveraging a
holistic RegTech platform, regulatory expertise and supported by managed
services.

 

How It Works



FUND REPORTING



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REGULATORY BOOK OF RECORD






NEED MORE THAN TOOLS?

OUR EXPERTS CAN HELP YOU DO THE WORK.



Many financial services firms simply need more direct expertise and guidance in
solving their global regulatory compliance challenges.

 

From white-glove managed services to bespoke compliance projects, our team of
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infrastructure that meets your unique needs.

 

Learn more about our:

 

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LOOKING FOR INSIGHTS ON THE LATEST REGULATORY UPDATES?


 * January 10, 2023
   
   CSS’S TOP 5 MOST POPULAR INSIGHTS OF 2022 
   
   As we leave 2022 behind and 2023 begins, make sure you didn’t miss a thing
   last year with this recap of our top insights....

 * December 19, 2022
   
   NEW SEC RISK ALERT PUTS INVESTMENT ADVISERS’ IDENTITY THEFT POLICIES UNDER
   THE MICROSCOPE
   
   Identity theft is on the rise, and the U.S. Securities and Exchange
   Commission has taken notice of weaknesses in registered investment advisers’
   controls....

 * November 15, 2022
   
   ESG: AS COP27 HIGHLIGHTS CLIMATE URGENCY, NOTIONS OF “SUSTAINABILITY”
   FRACTURE
   
   COP27, the UN’s annual climate change conference held this year in Egypt from
   6 to 18 November with about 100 heads of state in attendance......

 * November 1, 2022
   
   ESG STRATEGY: THINK REGULATION, DATA, AND BUDGET
   
   This blog was originally published at Markets Media on October 7, 2022.
   Sustainable investing disclosures in the U.S. are currently governed by
   general fraud prohibitions in adve...

 * October 27, 2022
   
   NAVIGATING THE SEC MARKETING RULE: KEYWAYS TO COMPLIANCE 
   
   The SEC's new Marketing Rule that came into effect last year expanded the
   definition of advertising. It allows for marketing via new channels and
   enhances existing disclosure requirements. It will hav...

 * October 7, 2022
   
   SEC CYBER RULE GENERATES CONCERN AMONG INDUSTRY EXPERTS
   
   Author: E.J. Yerzak, Director, Cyber IT Services, CSS, a Confluence company
   The dust has barely settled on the U.S. Securities......

 * October 5, 2022
   
   WEBINAR: FIRESIDE CHAT WITH RICHARD BEST, DIRECTOR, DIVISION OF EXAMINATIONS,
   SEC
   
   
   
   November 02, 2022
   Joined by: Peter Driscoll, Partner, PwC and Kristin Snyder, Partner,
   Debevoise & Plimpton (formerly SEC Examinations). Mode...
   
   

 * October 4, 2022
   
   ESG UPDATE FOR INVESTMENT FIRMS: THE DATA PROBLEM AND E.U. RESPONSE
   
   “I am superior, sir, in many ways.  But I would gladly give it up to be
   human.”  - Data It’s an observation made by the fictional lieutenant
   commander in the 1987 pilot episode of Star Trek �...



WHY GLOBAL CLIENTS CHOSE CSS


> DATA MANAGEMENT
> 
> 
> 
> A GLOBAL TIER 1 ASSET MANAGER CHOSE CSS FOR DEEP DATA MANAGEMENT TECHNOLOGY
> AND SERVICE CAPABILITIES TO AUTOMATE AND BRING TOGETHER DATA FROM MULTIPLE
> DISPARATE SOURCES, WHILE DRIVING HIGH QUALITY DATA OUTPUT.


> TOTAL COST OF OWNERSHIP
> 
> 
> 
> BY UNRAVELLING HISTORICAL VENDOR CHOICES AND MOVING TO A MORE STRATEGIC,
> INTEGRATED SOLUTION AND CENTRALIZED REGULATORY BOOK OF RECORD, A GLOBAL
> INVESTMENT MANAGER REDUCED THE TOTAL COST OF OWNERSHIP AND MITIGATED RISK FROM
> THEIR END-TO-END REGULATORY REPORTING PROGRAM.


> REGULATORY CHANGE
> 
> 
> 
> A TIER 1 ASSET MANAGER’S GLOBAL HEAD OF TRANSFORMATION ENGAGED CSS TO
> ESTABLISH A STABLE, REPEATABLE PROCESS, REMOVE OPERATIONAL RISK AND MANUAL
> PROCESSES, AND TO DELIVER A PLATFORM THAT THEY CAN FURTHER LEVERAGE IN THE
> FUTURE AS THE FOUNDATION FOR A GLOBAL REGULATORY COMPLIANCE PARTNERSHIP.



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