adviserinfo.sec.gov
Open in
urlscan Pro
2606:4700:4400::ac40:98e4
Public Scan
Submitted URL: http://www.adviserinfo.sec.gov/
Effective URL: https://adviserinfo.sec.gov/
Submission: On September 28 via manual from US — Scanned from US
Effective URL: https://adviserinfo.sec.gov/
Submission: On September 28 via manual from US — Scanned from US
Form analysis
2 forms found in the DOM<form _ngcontent-hmv-c66="" novalidate="" class="inline-block w-full form-transition ng-untouched ng-pristine ng-invalid">
<div _ngcontent-hmv-c66="" class="flex sm:flex-col justify-between items-stretch gap-x-2">
<div _ngcontent-hmv-c66="" class="flex-1 w-full min-w-0 h-10 sm:flex-none sm:mb-4"><input _ngcontent-hmv-c66="" aria-label="individual-name" formcontrolname="individualNameCrd"
class="w-full min-w-0 h-10 sm:flex-none sm:mb-4 ng-untouched ng-pristine ng-valid" placeholder="Individual Name/CRD#"><!----></div>
<div _ngcontent-hmv-c66="" class="mt-2 font-bold text-gray-0 sm:hidden">at</div><input _ngcontent-hmv-c66="" aria-label="firm-name" formcontrolname="firmNameCrd"
class="flex-1 w-full min-w-0 h-10 sm:flex-none sm:mb-4 ng-untouched ng-pristine ng-valid" placeholder="Firm Name or CRD/SEC# (optional)"><span _ngcontent-hmv-c66="" class="mt-2 font-bold text-gray-0 sm:hidden">in</span>
<div _ngcontent-hmv-c66="" class="flex-1 w-full min-w-0 h-10 sm:flex-none sm:mb-4"><investor-tools-type-ahead _ngcontent-hmv-c66="" formcontrolname="location" _nghost-hmv-c65="" class="ng-untouched ng-pristine ng-valid">
<div _ngcontent-hmv-c65="" class="inline-block relative w-full">
<div _ngcontent-hmv-c65="" class="flex flex-1 justify-between items-center bg-white"><input _ngcontent-hmv-c65="" aria-label="zip" class="border-0 w-full h-10 ng-untouched ng-pristine ng-valid"
placeholder="City, State or ZIP (optional)"><!----></div><investor-tools-menu _ngcontent-hmv-c65="" class="absolute z-10 w-full hidden" _nghost-hmv-c63="">
<div _ngcontent-hmv-c63="" class="bg-white overflow-y-auto shadow z-10 w-full" style="max-height: 160px;">
<div _ngcontent-hmv-c63=""><!----></div>
</div>
</investor-tools-menu>
</div>
</investor-tools-type-ahead><!----></div><button _ngcontent-hmv-c66="" type="submit" aria-label="IndividualSearch" class="btn btn-lg btn-accent sm:px-2 md:px-2 sm:mt-4"><fa-icon _ngcontent-hmv-c66=""
class="ng-fa-icon sm:hidden lg:hidden text-2xl"><svg role="img" aria-hidden="true" focusable="false" data-prefix="fas" data-icon="search" class="svg-inline--fa fa-search fa-w-16" xmlns="http://www.w3.org/2000/svg" viewBox="0 0 512 512">
<path fill="currentColor"
d="M505 442.7L405.3 343c-4.5-4.5-10.6-7-17-7H372c27.6-35.3 44-79.7 44-128C416 93.1 322.9 0 208 0S0 93.1 0 208s93.1 208 208 208c48.3 0 92.7-16.4 128-44v16.3c0 6.4 2.5 12.5 7 17l99.7 99.7c9.4 9.4 24.6 9.4 33.9 0l28.3-28.3c9.4-9.4 9.4-24.6.1-34zM208 336c-70.7 0-128-57.2-128-128 0-70.7 57.2-128 128-128 70.7 0 128 57.2 128 128 0 70.7-57.2 128-128 128z">
</path>
</svg></fa-icon><span _ngcontent-hmv-c66="" class="hidden lg:inline sm:block">Search</span></button>
</div>
</form>
<form _ngcontent-hmv-c66="" novalidate="" class="inline-block w-full form-transition form-hidden-right ng-untouched ng-pristine ng-invalid">
<div _ngcontent-hmv-c66="" class="flex sm:flex-col justify-between items-stretch gap-x-2">
<div _ngcontent-hmv-c66="" class="flex-1 w-full min-w-0 h-10 sm:flex-none sm:mb-4"><input _ngcontent-hmv-c66="" aria-label="firm-name" formcontrolname="firmNameCrd"
class="w-full min-w-0 h-10 sm:flex-none sm:mb-4 ng-untouched ng-pristine ng-valid" placeholder="Firm Name or CRD/SEC# (optional)"><!----></div><span _ngcontent-hmv-c66="" class="mt-2 font-bold text-gray-0 sm:hidden">in</span>
<div _ngcontent-hmv-c66="" class="flex-1 w-full min-w-0 h-10 sm:flex-none sm:mb-4"><investor-tools-type-ahead _ngcontent-hmv-c66="" formcontrolname="location" _nghost-hmv-c65="" class="ng-untouched ng-pristine ng-valid">
<div _ngcontent-hmv-c65="" class="inline-block relative w-full">
<div _ngcontent-hmv-c65="" class="flex flex-1 justify-between items-center bg-white"><input _ngcontent-hmv-c65="" aria-label="zip" class="border-0 w-full h-10 ng-untouched ng-pristine ng-valid"
placeholder="City, State or ZIP (optional)"><!----></div><investor-tools-menu _ngcontent-hmv-c65="" class="absolute z-10 w-full hidden" _nghost-hmv-c63="">
<div _ngcontent-hmv-c63="" class="bg-white overflow-y-auto shadow z-10 w-full" style="max-height: 160px;">
<div _ngcontent-hmv-c63=""><!----></div>
</div>
</investor-tools-menu>
</div>
</investor-tools-type-ahead><!----></div><button _ngcontent-hmv-c66="" type="submit" aria-label="FirmSearch" class="btn btn-lg btn-accent sm:px-2 md:px-2 sm:mt-4"><fa-icon _ngcontent-hmv-c66=""
class="ng-fa-icon sm:hidden lg:hidden text-2xl"><svg role="img" aria-hidden="true" focusable="false" data-prefix="fas" data-icon="search" class="svg-inline--fa fa-search fa-w-16" xmlns="http://www.w3.org/2000/svg" viewBox="0 0 512 512">
<path fill="currentColor"
d="M505 442.7L405.3 343c-4.5-4.5-10.6-7-17-7H372c27.6-35.3 44-79.7 44-128C416 93.1 322.9 0 208 0S0 93.1 0 208s93.1 208 208 208c48.3 0 92.7-16.4 128-44v16.3c0 6.4 2.5 12.5 7 17l99.7 99.7c9.4 9.4 24.6 9.4 33.9 0l28.3-28.3c9.4-9.4 9.4-24.6.1-34zM208 336c-70.7 0-128-57.2-128-128 0-70.7 57.2-128 128-128 70.7 0 128 57.2 128 128 0 70.7-57.2 128-128 128z">
</path>
</svg></fa-icon><span _ngcontent-hmv-c66="" class="hidden lg:inline sm:block">Search</span></button>
</div>
</form>
Text Content
An official website of the United States Government hidden text Investment Adviser Public Disclosure * Investment Adviser Search * Investment Adviser Data * Resources WELCOME TO THE INVESTMENT ADVISER PUBLIC DISCLOSURE WEBSITE * Individual * Firm * at in Search in Search Please be aware that fraudsters may link to Investment Adviser Public Disclosure website from phishing and similar scam websites, trying to steal your personal information or your money. Make sure you know who you’re dealing with when investing, and contact FINRA with any concerns. For more information read the investor alert on imposters. For a complete compilation of Investment Adviser Firms currently registered with the SEC and states securities regulators, download the Investment Adviser Data. You can search for an Investment Adviser firm on this website and view the registration or reporting form ("Form ADV") that the adviser filed. This website will also search FINRA's BrokerCheck system and indicate whether an entity is a Brokerage firm. Investment advisers file Form ADV to register with the SEC and/or the states. Some advisers that do not have to register with the SEC or the states ("Exempt Reporting Advisers") must nonetheless complete some of the questions in Form ADV for purposes of reporting to the SEC and/or the states. Form ADV contains information about an investment adviser and its business operations. Additionally, it contains disclosure about certain disciplinary events involving the adviser and its key personnel. You can also search for an individual investment adviser representative and view that individual's professional background and conduct, including current registrations, employment history, and disclosures about certain disciplinary events involving the individual. The information about investment adviser representatives that appears on this website is collected from individual Investment Adviser Representatives, Investment Adviser firm(s), and/or securities regulator(s) as part of the securities industry's registration and licensing process. Individuals that are Registered Representatives of a Brokerage firm that are listed in FINRA's BrokerCheck system will also appear in search results. Are you having technical difficulties using the Investment Adviser Public Disclosure site? You can call 240-386-4848 for technical assistance. Learn More About IAPD