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Submitted URL: https://secure.nrs-inc.com/
Effective URL: https://www.comply.com/nrs
Submission: On April 16 via manual from GB — Scanned from GB
Effective URL: https://www.comply.com/nrs
Submission: On April 16 via manual from GB — Scanned from GB
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We use essential cookies to make our site work. With your consent, we may also use non-essential cookies to improve user experience and analyze website traffic. By clicking “Accept,” you agree to our website's cookie use as described in our Cookie Policy. You can change your cookie settings at any time by clicking “Preferences.” PreferencesDeclineAccept * Solutions SERVICES We use essential cookies to make our site work. 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With your consent, we may also use non-essential cookies to improve user experience, personalize content, customize advertisements About COMPLYAwardsContact UsCareersLeadership Login * IACCP Resource Center * ComplianceGuardian * Desktop on Demand * ComplySci * illumis * RIA in a Box LET'S TALK Let's Talk * Solutions Solutions EMPLOYEE COMPLIANCE Brochure and Disclosure Management and Distribution Code of Ethics, Conflicts of Interest and Personal Trading Communications Capture and Archiving IAR CE, AML, and Other Training Political Contributions and OBA Monitoring Reg BI Registration and Licensing Tracking FCA's SMCR NEW REGISTRATION SEC and State IA Registration Broker-Dealer Registration THIRD-PARTY COMPLIANCE Counterparty Due Diligence Cybersecurity and Outsourced IT Vendor Due Diligence FIRM COMPLIANCE Annual Review and Risk Assessment Tools CCO Education Compliance Program Management Control Room Independent Compliance Consultant RIA and Broker-Dealer Registration Mock Audits and Compliance Reviews Policies and Procedures Management Regulatory Fillings * See all Solutions * Products Products COMPLYSCI NO ITEMS HERE RIA IN A BOX NO ITEMS HERE ILLUMIS NO ITEMS HERE COMPLIANCEGUARDIAN NO ITEMS HERE ITEGRIA NO ITEMS HERE PARTNERSHIPS Connect apps and integrations for your COMPLY products * See all Products * Services Services COMPLIANCE REVIEW SERVICES NO ITEMS HERE COMPLIANCE CONSULTING NO ITEMS HERE REGISTRATIONS SEC and State IA Registration Broker-Dealer Registration IAR and Representative Registration REGULATORY FILLINGS NO ITEMS HERE EDUCATION IACCP® and IA Core Programs COMPLYConnect Conference & Expo COMPLY Desktop Seminars IAR CE ADMINISTRATIVE SERVICES, EMAIL & ADVERTISING REVIEW NO ITEMS HERE ON-GOING COMPLIANCE SUPPORT SERVICES NO ITEMS HERE * See all Services * Customers Customers CUSTOMER SERVICE Product Support WHO WE SERVE Broker-Dealers Hedge Funds Institutional Investors Insurance Companies Investment Advisers Investment Banks Private Equity Private Markets UK Markets * Resources Resources RESOURCE LIBRARY Resources Library Description ONLINE COURSES Online Courses description EVENTS & WEBINARS Events and Webinars * See all Resources * Company Company ABOUT COMPLY NO ITEMS HERE AWARDS NO ITEMS HERE CONTACT US NO ITEMS HERE CAREERS NO ITEMS HERE LEADERSHIP NO ITEMS HERE * Login Login * IACCP Resource Center * ComplianceGuardian * Desktop on Demand * ComplySci * illumis * RIA in a Box NRS HAS MOVED TO COMPLY As of January 31, 2024, the NRS brand and website will be integrated with COMPLY! BOOK A DEMO NRS HAS LONG SERVED THE COMPLIANCE COMMUNITY BY PROVIDING CONSULTING, EDUCATION, AND TECHNOLOGY SOLUTIONS TO HELP FINANCIAL SERVICES FIRMS NAVIGATE THE EVER-CHANGING REGULATORY LANDSCAPE. IN LATE 2021, NRS JOINED A GROWING PORTFOLIO OF COMPLIANCE BUSINESSES, WHICH INCLUDED COMPLYSCI, RIA IN A BOX, AND ILLUMIS. SINCE THEN, THE COMPLY BRAND HAS LAUNCHED, ENCOMPASSING AND EXPANDING UPON OUR BREADTH OF SOLUTIONS AND OFFERINGS, AND ULTIMATELY ENABLING OUR TEAM TO PROVIDE EVEN MORE COMPREHENSIVE COMPLIANCE SOLUTIONS ACROSS THE FINANCIAL SERVICES INDUSTRY. AND NOW, WE ARE EXCITED TO ANNOUNCE THE NEXT STEP IN OUR JOURNEY. AS OF JANUARY 31, 2024, THE NRS BRAND AND WEBSITE WILL BE INTEGRATED WITH COMPLY! WHAT DOES THIS MEAN FOR YOU? IN SHORT, THE NRS WEBSITE HAS BEEN REDIRECTED TO THE COMPLY WEBSITE. ALL PRODUCTS, SERVICES, AND EDUCATIONAL RESOURCES ARE NOW ACCESSIBLE VIA WWW.COMPLY.COM, ALONG WITH ALL PRODUCT AND SERVICE LOGINS. ADDITIONALLY, AS OF JANUARY 31, THE NRS LINKEDIN PAGE WILL NO LONGER BE UPDATED. TO SEE UPDATES ABOUT NRS AND COMPLY, PLEASE FOLLOW THE COMPLY LINKEDIN PAGE! LOOKING FOR MORE INFORMATION? READ OUR BLOG POST ABOUT THE MOVE HERE. YOU CAN FIND ALL NRS PRODUCT LOGINS AND PAGES BELOW. NRS HAS LONG SERVED THE COMPLIANCE COMMUNITY BY PROVIDING CONSULTING, EDUCATION, AND TECHNOLOGY SOLUTIONS TO HELP FINANCIAL SERVICES FIRMS NAVIGATE THE EVER-CHANGING REGULATORY LANDSCAPE. IN LATE 2021, NRS JOINED A GROWING PORTFOLIO OF COMPLIANCE BUSINESSES, WHICH INCLUDED COMPLYSCI, RIA IN A BOX, AND ILLUMIS. SINCE THEN, THE COMPLY BRAND HAS LAUNCHED, ENCOMPASSING AND EXPANDING UPON OUR BREADTH OF SOLUTIONS AND OFFERINGS, AND ULTIMATELY ENABLING OUR TEAM TO PROVIDE EVEN MORE COMPREHENSIVE COMPLIANCE SOLUTIONS ACROSS THE FINANCIAL SERVICES INDUSTRY. AND NOW, WE ARE EXCITED TO ANNOUNCE THE NEXT STEP IN OUR JOURNEY. AS OF JANUARY 31, 2024, THE NRS BRAND AND WEBSITE WILL BE INTEGRATED WITH COMPLY! WHAT DOES THIS MEAN FOR YOU? IN SHORT, THE NRS WEBSITE HAS BEEN REDIRECTED TO THE COMPLY WEBSITE. ALL PRODUCTS, SERVICES, AND EDUCATIONAL RESOURCES ARE NOW ACCESSIBLE VIA WWW.COMPLY.COM, ALONG WITH ALL PRODUCT AND SERVICE LOGINS. ADDITIONALLY, AS OF JANUARY 31, THE NRS LINKEDIN PAGE WILL NO LONGER BE UPDATED. TO SEE UPDATES ABOUT NRS AND COMPLY, PLEASE FOLLOW THE COMPLY LINKEDIN PAGE! LOOKING FOR MORE INFORMATION? READ OUR BLOG POST ABOUT THE MOVE HERE. YOU CAN FIND ALL NRS PRODUCT LOGINS AND PAGES BELOW. NRS Product Logins IACCP Resource Center ComplianceGuardian Desktop on Demand NRS Product Pages ComplianceGuardian RepTracker Form CRS Tool Anymore questions? Reach out to us to learn more about the move, what it means for our future, and how it better enables us to serve our clients. INTERNATIONAL HEADQUARTERS 136 MADISON AVE, 6TH FLOOR NEW YORK, NY 10016 USA 200 PARK AVE, SUITE 305 ORANGE VILLAGE, OH 44122 USA BIRCHIN COURT, 5TH FLOOR 19-25 BIRCHIN LANE, LONDON EC3V 9DU UNITED KINGDOM Follow us on SOLUTIONS Code Of Ethics / Conflicts of interest Compliance Program Management Initial Registration SMCR SEE MORE SERVICES Registration Compliance Consulting Email & Advertising Review Education SEE MORE CUSTOMERS Broker-Dealers Hedge Funds Investment Advisers Private Equity SEE MORE COMPANY Leadership Awards Contact Careers CONTACT US PRODUCTS ComplySci RIA in a Box illumis ComplianceGuardian Itegria RESOURCES Resource Library Online Courses Events and Webinars CUSTOMER SUPPORT Product Support © 2024 COMPLY * Terms of use * Privacy policy * Cookie policy * Cookie preferences