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LEGAL & PRIVACY

This page contains information about business continuity planning, forms as pdfs
available for download, disclosures and terms of use, certain information and
disclaimers.

Business Continuity Planning

Hightower has developed a Business Continuity Plan on how we will respond to
events that significantly disrupt our business. Since the timing and impact of
disasters and disruptions is unpredictable in responding to actual events as
they occur. With that in mind, we are providing you with this information on our
business continuity plan.

Contact Us

If after a business disruption you cannot contact us as you usually do at (312)
962-3800, you should contact your Financial Advisor at their local office number
or your custodian (National Financial, Charles Schwab & Co., Inc. (Schwab), IWS,
JP Morgan, etc.) for instructions on how you may receive prompt access to
information on your accounts, enter orders and process other trade-related,
cash, and security transfer transactions.

Custodian Phone Numbers

JP Morgan 800-634-1428

National Financial 800-801-9942

Fidelity 800-544-6666

Schwab 800-515-2157

Pershing 877-870-7230

Our Business Continuity Plan

We plan to quickly recover and resume business operations after a business
disruption of any sort. Our first priority will be the safety of our employees
and the privacy of your personal information. In addition, we will take
immediate steps to safeguard our property, make a financial and operational
assessment, protect the firm’s books and records, and take necessary steps to
allow our customers to transact business as normal. In short, our business
continuity plan is designed to permit our firm to resume operations as quickly
as possible, dependent upon the scope and severity of the business disruption.

Our business continuity plan addresses: data back-up and recovery; all mission
critical systems; financial and operational assessments; alternative
communications with customers, employees, and regulators; alternate physical
location of employees; critical supplier, contractor, bank and counter-party
impact; regulatory reporting; and assuring our customers prompt access to their
funds and securities if we are unable to continue our business.

While every emergency situation poses unique problems based on external factors,
such as time of day and the severity of the disruption, we have been advised by
our clearing firms that their objective is to restore their own operations and
be able to process necessary transactions within one day. Your orders and
requests for funds could be delayed during this period.

Varying Disruption

Business disruptions can vary in their scope and severity and may have only a
minor impact or delay (such as a power outage of short duration). Others may be
far more severe and may impact multiple Hightower office locations or a large
city or regional area. We have plans in place to continue operating at nearly
full capacity within 24 hours of a severe business disruption to our
headquarters or within our city. If necessary, our clearing firms will be able
to take your calls and process your requests with only minimal disruption to our
current service levels.

Order Flow

SEC Rule 606 Reports

These reports (the “Reports”) are pursuant to Securities and Exchange Commission
Rule 606, which requires all broker-dealers to make publicly available quarterly
reports on their order routing practices. The Reports provide information on
Hightower Securities’ routing of “non directed orders,” which are orders that
customers have not specifically instructed to be routed to a particular venue
for execution. For these non-directed orders, Hightower has selected the
execution venue on behalf of its customers. The SEC’s final adopting release,
along with the text of Rule 606, can be found at
http://www.sec.gov/rules/final/34-43590.htm. The SEC’s Frequently Asked
Questions about Rule 606 can be found at
http://www.sec.gov/interps/legal/mrslb13a.htm.

The PDFs below provide required information on Hightower order flows for orders
by customers whose accounts are carried by National Financial Services.

Required Information on Hightower Order Flows

2024
Hightower Q2 2024 606 Report
Hightower Q1 2024 606 Report

2023
Hightower Q4 2023 606 Report
Hightower Q3 2023 606 Report
Hightower Q2 2023 606 Report
Hightower Q1 2023 606 Report

2022
Hightower 606 Report Q4 2022
Hightower 606 Report Q3 2022
Hightower 606 Report Q2 2022
Hightower 606 Report Q1 2022

2021
Hightower 606 Report Q4 2021
Hightower 606 Report Q3 2021
Hightower 606 Report Q2 2021
Hightower 606 Report Q1 2021

2020
Hightower 606 Report Q1 2020
Hightower 606 Report Q2 2020
Hightower 606 Report Q3 2020
Hightower 606 Report Q4 2020

Terms of Use, Certain Information and Disclaimers

By using this website, hightoweradvisors.com (the “Website”), you agree to be
bound by the Terms of Use and Disclaimers set forth below, which may be modified
by Hightower at any time without prior notice.

More About Hightower

Hightower Holding, LLC is a privately-owned limited liability company located in
Chicago, Illinois. Hightower Holding, LLC is the sole owner of Hightower
Securities, LLC ("Hightower Securities"), and Hightower Advisors, LLC
("Hightower Advisors"). Hightower Securities is a broker dealer member of the
Financial Industry Regulatory Authority (FINRA) (www.finra.org) and the
Securities Investor Protection Corporation (SIPC), as well as a registered
broker dealer with the Securities and Exchange Commission (SEC) and certain
states. Hightower Advisors is a registered investment advisor with the SEC and
certain states. In connection with Hightower’s business activities, broker
dealer services, securities are provided through Hightower Securities, and
registered investment advisory services are provided through Hightower Advisors.
All references herein to “Hightower” shall mean Hightower Holding, LLC,
Hightower Securities and Hightower Advisors, collectively; provided any
disclosures relating to broker dealer activities shall be deemed to refer only
to Hightower Securities and any disclosures relating to registered investment
advisory services shall be deemed to refer only to Hightower Advisors. In
addition, unless otherwise expressly stated herein, all references to persons
serving as officers, directors or advisory board members refer solely to such
persons serving in such capacities for Hightower Holding, LLC.

No Solicitation

This Website is for informational purposes only and does not constitute an offer
to sell or the solicitation of an offer to purchase any security or investment
product or services. The content of this Website is provided solely for your
personal use and shall not be deemed to provide access to any particular
transaction or investment opportunity. Hightower does not intend the information
on this Website to be investment advice, and the information presented on this
website should not be relied upon to make an investment decision.

The information provided on this Website is not intended for distribution to, or
use by, any person or entity in any jurisdiction or country where such
distribution or use would be contrary to law or regulation or which would
subject Hightower, its affiliates, employees, directors, officers or agents to
any registration requirement within such jurisdiction or country.

Disclaimer of Warranty and Limitation of Liability

The content of this website is provided “as is” without warranty of any kind
(express or implied). Hightower does not assume any obligation to update the
information and data on this website and does not guarantee that it is accurate,
current, valid, complete or suitable for any particular purpose.

Hightower makes no representations concerning this website, or to any websites
to which this website may be linked and disclaims all express, implied and
statutory warranties of any kind, including warranties of merchantability,
noninfringement or fitness for a particular purpose, to the fullest extent
allowed by applicable law. In no event shall Hightower or any of its affiliates,
manager members, members, partners, directors, officers, employees, or other
representatives be liable or have any responsibility of any kind for any direct,
indirect, special, consequential, multiple, punitive or other damages arising
from information on this website or the use of this website.

Our Custodians

These materials have been independently produced by Hightower. Hightower is
independent of and has no affiliation with our custody and clearing firms. Our
custody and clearing firms have not created, supplied, licensed, endorsed, or
otherwise sanctioned these materials nor have conducted any independent
verification of the facts and representations underlying these materials.

Hightower Privacy Policy


Hightower Holding, LLC is a privately-owned limited liability company located in
Chicago, Illinois. Hightower Holding, LLC is the sole owner of Hightower
Securities, LLC ("Hightower Securities"), and Hightower Advisors, LLC
("Hightower Advisors"). Hightower Securities is a broker dealer member of the
Financial Industry Regulatory Authority (FINRA) (www.finra.org) and the
Securities Investor Protection Corporation (SIPC), as well as a registered
broker dealer with the Securities and Exchange Commission (SEC) and certain
states. Hightower Advisors is a registered investment advisor with the SEC and
certain states. In connection with Hightower’s business activities, broker
dealer services and securities are provided through Hightower Securities, and
registered investment advisory services are provided through Hightower Advisors.
All references herein to “Hightower” shall mean Hightower Holding, LLC,
Hightower Securities and Hightower Advisors, collectively. Hightower is
committed to protecting the privacy of personally identifiable information
(“PII”) of identifiable individuals who visit www.hightoweradvisors.com (the
“Site”) and inquire about or use services associated with our business available
through our Site (the “Service/s”), or express interest in our business. This
Privacy Policy discloses the privacy practices for Hightower and for its Site,
and localized versions of that site, including the type of PII collected and
tracked, how the information is used, and with whom the information is shared.


In order to provide you with Services you may request, it is necessary for us to
possess some PII of yours. Similarly, without some of that information, we
cannot inform you about the Services we have available or that you may request
(though if you are currently receiving marketing communications from us, you may
opt-out of receiving further communications at any time). This Privacy Policy
explains our PII policies and practices. It includes, but is not limited to,
explanations of the types of PII we may collect about you, the purposes for
collecting such information, the circumstances under which we may disclose such
information to third parties, the measures we take to secure the confidentiality
of such information, your rights regarding your PII, and the way to contact us
to exercise those rights.


Amendments to this Privacy Policy and/or the Services will be posted to the Site
and will be effective when posted. Your continued use of the Services following
the posting of any amendment to the Privacy Policy shall constitute your
acceptance of such amendments.


Information We Collect from You


This section explains the PII that may be collected when using our Services, and
the other information we may receive from other sources. In this Privacy Policy,
the term “PII” refers to the types of information we may collect and use. Some
examples are listed below:


 * Contact details, such as your name, address, social security number and date
   of birth;
   

 * Payment and financial information such as your income, assets, investment
   preferences, etc.;

 * Comments, feedback and communication preferences (whether that is electronic,
   telephone, written or in person)
   

 * Usernames, passwords, and account information such as purchases, sales,
   account balances, inquiries, etc.; and
   

 * Information to process transactions or to conduct online transactions; or
   

 * If you apply for life insurance, we may receive information on your health or
   habits.
   

Information from Third Parties


If needed, we may obtain information from third parties to evaluate your
application or verify your identity, including personal and credit information
from consumer reporting agencies, or information from other companies about
contracts or accounts transferred to us. For example, we may receive payment
information from the organization you use to pay us in order to correct our
records. Additionally, to promote protection of your identity, we also may
collect credit or identity information which we use to help prevent and detect
fraud.


Restricted Use Regarding Minors


This Site is not intended or designed to be used by children under the age of
13. We do not collect PII from any person we know to be under the age of 13 and
instruct children under 13 not to send us any information.


Purposes for Collecting Your PII


You may provide your PII to Hightower in order to fulfill a Service. You are
then entering a business relationship with Hightower and are agreeing to the use
of that data by Hightower and its applicable worldwide affiliated companies, as
stated in this Privacy policy. We request PII for a variety of purposes
throughout your interaction with Hightower, some of which are listed below:


 * Contacting you or your designated representative by phone, email, fax, or
   mail;
   

 * Providing you or your representative with marketing communications;
   

 * Creating and managing your account with us;
   

 * Sharing information about our Services including investment research;
   

 * Facilitating financial transactions related to your account;
   

 * Fulfilling our legal and regulatory obligations;
   

 * The performance of obligations under any applicable agreements;
   

 * The administrative processes (and related communications) carried out by
   Hightower in preparing its services;
   

 * Ongoing communication with you and/or your designated contacts;
   

 * The ongoing administrative, reporting and other processes and communications
   required to operate the business in accordance with our client agreements and
   other related documentation
   

 * Any legal or regulatory requirement to which Hightower is subject; or
   

 * Any other purpose of which you have been notified, or has been agreed, in
   writing.
   

Lawful Basis


There is a need to process PII for the purposes set out in this privacy policy
as a matter of contractual necessity under or in connection with your
agreement(s) with us, and in the legitimate interests of Hightower to operate
its businesses. From time to time, Hightower may need to process the PII on
other legal bases, including: (1) to comply with a legal obligation; (2) if
necessary to protect the vital interests of a client or other data subjects; or
(3) if necessary for a task carried out in the public interest. For the purposes
listed above, Hightower is relying on performance of a contract necessity and
legitimate interests.


A failure to provide the PII requested to fulfill the purposes described in this
Privacy policy may result in Hightower being unable to provide the services in
connection with the terms of your agreement(s) with us.


Data Storage and Retention


Your PII will be retained only for as long as the information is needed to
fulfill the purposes for which it was collected and processed. We reserve the
right to retain and use your PII for as long as necessary to comply with our
legal obligations and business requirements and/or to resolve ongoing disputes
and enforce our agreements.


Our Site and Use of Cookies


We use various technologies to collect other types of information, including
PII, automatically. For example, in order to measure the usefulness and
efficiency of our Sites, we automatically track certain information from all
visitors to our Sites. The types of information we might track may include the
Internet address that you just came from, which Internet address you go to, what
browser you are using, your IP address, your internet service provider, date and
timestamp information, or clickstream information.


Additionally, like most interactive web sites, we use "cookies" on certain pages
of our Sites. "Cookies" are small data files that are stored on your hard drive
that store certain information, including certain PII, accessible to our Sites,
such as your password and any information content preferences you may
voluntarily set at our Sites. These technologies help us recognize you,
customize your experience on the Sites and analyze your use of the Sites to make
them more useful to you. By visiting our Sites, you agree to our use of cookies.
For more details, please refer to our Cookie Policy below.


You can refuse the use of cookies by selecting the appropriate browser setting.
If you opt-out, please note that your experience using the Sites may not be
optimal, and you may not be able to use certain features on our Sites. For
information on how to remove or manage cookie functions and adjust your privacy
and security preferences, access the “help” menu on your internet browser, or
visit http://www.aboutcookies.org/how-to-control-cookies.


We also use analytics providers, such as Google Analytics to help us evaluate
the Sites. To opt out of the aggregation and analysis of data collected about
you on the Sites by Google Analytics, visit
https://tools.google.com/dlpage/gaoptout and download and install the Google
Analytics Opt-out Browser Add-on.


Sharing Your PII – What Information We Disclose


We do not disclose your nonpublic personal information except: (i) in
furtherance of our business relationship with certain providers necessary to
affect transactions and services (broker-dealers, custodians, money managers,
etc.); (ii) regulatory bodies; (iii) our attorneys, accountants, and auditors;
or (iv) as otherwise provided by law. If you either terminate our services or
become an inactive customer, we will continue to adhere to our privacy policy,
as may be amended from time to time.


Opting Out of Third-Party Disclosures


If you prefer that Hightower not disclose the nonpublic personal information
about you to non-affiliated third parties, you may opt of such disclosures –
that is, you may direct us to not make those disclosures, other than those
permitted by law. If you wish to so opt out, you may contact our Compliance
Department at 312-962-3800, or send a written request to the firm address below.


Safeguarding of Your Information


We maintain physical, electronic, and procedural security measures that comply
with applicable legal and regulatory standards to safeguard your PII. We
restrict access to your nonpublic personal information to those employees
servicing your account. We train our employees to keep your information safe and
confidential. We follow generally accepted standards to protect the PII you
submit to us, whether that information is in transit or at rest. No method of
transmission over the Internet, or method of electronic storage, is 100% secure.
Therefore, we cannot guarantee its absolute security.


The following applies only to residents of the State of California:


PII Rights for California Residents


The California Consumer Privacy Act (“CCPA”) requires us to make certain
additional disclosures and provides California residents with the ability to
request additional information about their PII. If you are a California resident
and it is determined that the CCPA applies to you, this section details those
rights, how you may exercise them, and what Hightower will do in response.


Please note that the rights under the CCPA do not apply to PII collected,
processed, sold or disclosed pursuant to Gramm-Leach-Bliley Act (Public Law
106-102) and Fair Credit Reporting Act (12 CFR 1022).


If you are an individual who resides in California and whose PII is collected
and processed by Hightower, you may have the right to:


 * Request that we disclose, free of charge, the categories and specifics of the
   PII we collect about California residents, the sources from which the PII was
   collected (and/or, if applicable, sell or otherwise disclose to a third
   party), and the business purpose for collecting PII.
   

 * Choose to opt-out of the sale of PII. Currently, however, Hightower does not
   sell PII.
   

 * Request that we delete the PII we have collected. Following our verification
   of the request, we will comply with the request and delete any or all the PII
   in our possession that we collected from the California resident and/or any
   or all such PII in the possession of our service providers, unless otherwise
   restricted by law or regulation.
   

Non-Discrimination for Exercising Your PII Rights


We follow the requirements of California Civil Code §1798.125, and will not
discriminate against any consumer who exercises the rights set forth in this
privacy policy.


Verifying Your Identity


If you choose to contact us with a request, you will need to provide us with
identifying information that matches the PII we currently have about you. For
example, we may require identifying documents such as a copy of your drivers
license, state identification card, passport or similar documentation.


Authorized Agent

You have the right to appoint an authorized agent to exercise your rights on
your behalf. If you would like to do so, please contact
dataprivacyrequest@hightoweradvisors.com or 888-587-2999.

Accessibility Information


For consumers with disabilities who need to access this policy in an alternative

format, please contact: dataprivacyrequest@hightoweradvisors.com or
888-587-2999.


The following applies only to residents of the European Union (EU), transmitting
data from within the EU: Transfers of PII


Your PII may be transferred, processed and/or stored in a country other than the
one in which your PII is collected. When transferring your PII to the US or
other countries, we have implemented procedures to ensure that appropriate
safeguards are in place to protect the PII regardless of where it is being
transferred to.


In addition to disclosing PII amongst themselves, Hightower may disclose PII,
where permitted by law, to other service providers, employees, agents,
contractors, consultants, professional advisers, lenders, data processors and
persons employed and/or retained by them in order to fulfill the purposes
described in this Privacy Notice. In addition, Hightower may share PII with
regulatory bodies having competent jurisdiction over them, as well as with tax
authorities, auditors and tax advisors (where necessary or required by law, rule
or regulation).


Your EU Data Subject Rights


The European Union’s General Data Protection Regulation (“GDPR”) is a sweeping
piece of legislation that grants EU residents increased control over their PII.
The GDPR allows consumers to access their PII and find out details of how that
data is processed, to rectify inaccurate PII, to have their data erased (when
certain conditions are met), to restrict processing of their data, and more. It
requires affected companies to create processes to comply with and facilitate
consumer data requests, to update their privacy policies, and to ensure that PII
is secured.


Specifically, the GDPR and other national privacy laws provide data subjects
with certain rights regarding their PII. If you are an individual who resides in
the EU and whose PII is collected and processed by Hightower, you have the right
to:


 * Request access to your data
   

 * Rectify your data
   

 * Take your data (in a readable, “portable” format) to another service provider
   

 * Erase your PII
   

 * Restrict or object to the processing of your PII
   

 * Lodge a complaint with a Member State Supervisory Authority
   

 * Withdraw previously given consent to collect and process PII (which will not
   impact PII processed before the withdrawal)
   

Questions or Concerns and Exercising Your Data Subject Rights


If you have any questions or concerns regarding the information in this privacy
policy, or would like to exercise any of your rights set forth in this privacy
policy, please contact this 888-587-2999, or through the contact information
listed below. Please include a description of what right you want to exercise
and the information to which your request relates. Please note that you may only
make a disclosure request twice within a 12-month period.


ATTN: Compliance
Hightower
200 West Madison Street, Suite 2500
Chicago, IL 60606
312.324.3502
Compliance@hightoweradvisors.com



COOKIE POLICY

Introduction


This Cookie Statement explains how Hightower Holding, LLC (collectively, with
its subsidiaries and affiliates, “Hightower,” “we,” “us,” or “our”) uses cookies
on our websites and online services, and the choices you have.

This cookie policy provides you with clear and comprehensive information about
the cookies we use and the purposes for using cookies. To review the related
policies that apply to users of Hightower Advisors, please read our Privacy
Policy located in the Legal and Privacy disclosures.


Definition of “Cookies”


Cookies are small pieces of text used to store information on web browsers.
Cookies are widely used to store and receive identifiers and other information
on computers, phones, and other devices. We also use other technologies,
including data we store on your web browser or device, identifiers associated
with your device, and other software, including web beacons and pixel tags, for
similar purposes. In this Cookie Statement, we refer to all of these
technologies as “cookies.”


Types of Cookies


We use cookies to provide, protect, and improve our products and services, such
as by personalizing content, offering and measuring advertisements,
understanding user behavior, and providing a safer experience. We describe below
the various types of cookies we use and the purposes they perform:


 * Browsing or session (essential) cookies: These cookies are strictly necessary
   to provide you with
   our websites and services and to enable essential features. If you disable
   these cookies, we will not
   be able to fulfill your requests.

 * Performance and functionality cookies: These cookies collect information
   about how you use
   our websites and services and allow us to remember the choices you make while
   browsing. The
   information these cookies collect allows us to optimize our websites and make
   them easier for you
   to use, and it does not personally identify you. If you disable or opt out of
   these cookies, you may
   not be able to use certain features of our websites and services.
   Additionally, it may reduce the
   support or information that we can provide you.

 * Analytics and customization cookies: These cookies collect information we use
   in aggregate form to help us understand how our websites, applications and
   services are being used and how effective our marketing campaigns are, and to
   help us customize our websites. If you disable or opt out of these cookies,
   you may not be able to use certain features of our websites, applications and
   services, and it may reduce the support or information that we can provide
   you.

 * Advertising (profiling) cookies: These cookies collect information about your
   browsing or shopping history and are used to make advertising messages more
   relevant to you. They perform functions like preventing the same
   advertisement from continuously reappearing, ensuring that advertisements are
   properly displayed, and in some cases selecting advertisements that are based
   on your interests. We may share this information with third parties to help
   create and deliver advertising personalized to you and your interests. If you
   disable or opt out of these cookies, you may not be able to use certain
   features of our websites, applications and services, and it may reduce the
   support or information that we can provide you.

 * Social networking cookies: These cookies are used to enable you to share
   pages and content on our websites and services through third-party social
   networking and other websites. These cookies may also be used for advertising
   purposes.

In detail, the cookies present on the Hightower website are as follows:













Technical name Data Controller/ Provider Cookie type, function and purpose
Duration _ga hightoweradvisors.com HTTP, Statistics, Registers a unique ID that
is used to generate statistical data on how the visitor uses the website. 2
years _gat hightoweradvisors.com HTTP, Statistics, Used by Google Analytics to
throttle request rate 1 day _gid hightoweradvisors.com HTTP, Statistics,
Registers a unique ID that is used to generate statistical data on how the
visitor uses the website. 1 day

Cookies Placed by Third Parties


You may also encounter cookies on our websites, applications and services that
are placed by third parties. We may also allow third parties to place cookies on
our websites to track information about your online activities and/or across
third-party sites or online services, including to send you targeted
advertisements based on that information, which may include the remarketing of
our products and services that you have viewed on our websites and on
third-party websites.


This Cookie Statement does not apply to the cookies, applications, technologies,
or websites that are owned and/or operated by third parties, or such third
parties’ practices, even if they use or access our technology to store or
collect information. To understand how third parties use cookies, please review
their privacy and cookie policies:

 * Google: https://policies.google.com/privacy?hl=en

 * Marketo: https://documents.marketo.com/legal/privacy/

 * YouTube: https://policies.google.com/privacy

Changing Your Cookie Settings


Please note that internet browsers allow you to change your cookie settings.
These settings are usually found in the 'options' or 'preferences' menu of your
internet browser. To understand these settings, the following links may be
helpful. Otherwise you should use the 'Help' option in your internet browser for
more details.


 * Cookie settings in Internet Explorer

 * Cookie settings in Firefox

 * Cookie settings in Chrome

 * Cookie settings in Safari

Opting Out of Cookies


If you wish to withdraw your consent at any time, you will need to delete your
cookies using your internet browser settings. For further information about
deleting or blocking cookies, please visit:
http://www.aboutcookies.org/Default.aspx?page=2.

If you choose to reject cookies, as noted above, you may not be able to use
certain features of our websites and services.


Do Not Track


Some browsers include the ability to transmit “Do Not Track” signals. We do not
process or respond to “Do Not Track” signals. Instead, we adhere to the
standards described in our Privacy Policy and this Cookie Statement.


More Information About Cookies

All About Cookies
Useful information about cookies can be found at: http://www.allaboutcookies.org


Internet Advertising Bureau
A guide to behavioral advertising and online privacy has been produced by the
internet advertising industry which can be found at:
http://www.youronlinechoices.eu


Disclosures

Advisory and Brokerage Relationships

Cookie Policy

HT Form ADV Part 2A Firm Brochure 062824

HT Form ADV Part 2A Appendix 1 062824

Hightower Notice of Privacy Policy 033121

HTA Form CRS 03312024

HTS Form CRS 03052024

HTS Commission Schedule 06-2020

Hightower Securities Annual Disclosures 2024











200 W Madison, 25th Floor
Chicago, IL 60606
(312) 962-3800

300 Madison Ave, 29th Floor
New York, NY 10017
(917) 286-2717

405 Lexington Ave, 42nd Floor
New York, NY 10174
(917) 286-2706



Find an Advisor

Partner with Us
About Us
Investment Solutions
Contact Us
Careers

Legal & Privacy
Web Accessibility Policy

Form Client Relationship Summary ("Form CRS") is a brief summary of the
brokerage and advisor services we offer.
HTA Client Relationship Summary
HTS Client Relationship Summary

Securities offered through Hightower Securities, LLC, Member FINRA/SIPC,
Hightower Advisors, LLC is a SEC registered investment adviser.
brokercheck.finra.org

© 2024 Hightower Advisors. All Rights Reserved.

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