www.stockbrokers.org.au
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Submitted URL: http://www.stockbrokers.org.au/
Effective URL: https://www.stockbrokers.org.au/
Submission: On February 05 via api from AU — Scanned from AU
Effective URL: https://www.stockbrokers.org.au/
Submission: On February 05 via api from AU — Scanned from AU
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Text Content
Stockbrokers and Investment Advisers Association Go to main content Toggle menu Toggle menu View cart 0 Search Search the website... Search * Membership * Become a member – explore membership categories * Practitioner member * Principal member * Retired member * Affiliate * Student Affiliate membership * Member benefits * Member resources * Member discounts * Free Business Valuation Course * Manage your membership * Membership term and fees * Honorary Life Fellow * Join now * CPD Events * Upcoming events * SIAA2024 * CPD workshops * A day in the life of a trade workshop * Building the client relationship * Executive Payments Course * In-house and bespoke * Introduction to Payments * Introduction to stockbroking * Market manipulation & other prohibited conduct workshop * In-house and bespoke * Webinar recordings * CPD webinar recordings 2023 * CPD webinar recordings 2022 * CPD webinar recordings 2021 * Policies * Education partners * RG146 * DTR Accreditation * DTR Refresher courses * Core 1 – Securities & Managed Investments * Securities & Managed Investments * Fundamentals of Securities * Accredited Derivatives Adviser Level 1 (ADA1) * Accredited Derivatives Adviser Level 2 (ADA2) * Foreign Exchange * Margin Lending * Superannuation * Advocacy * Submissions * 2024 * 2023 * 2022 * 2021 * 2020 * 2019 * 2018 * 2017 * 2016 * 2015 * 2014 * 2013 * 2012 * 2011 * 2010 * 2009 * Thought leadership * News & media * SIAA Monthly – Members * SIAA Monthly * SIAA Newsroom * Media Releases * Partner with SIAA * About * Who we are * History * Our governance * Board of Directors * Constitution & charters * Codes and guidelines * Annual General Meeting * Annual report * Committees * Our team * Member complaints and discipline * Careers information Login Log in Email Address Password Remember me Forgot password Join Login Securities & Managed Investments Accreditation Providing the specialist knowledge necessary to understand the concepts of securities as they apply to retail general advice clients. LEARN MORE Shape the profession Become a Principal or Practitioner Member and: – come together with peers to shape the future of the industry – access practitioner-led professional development – accelerate your career with university-accredited education for the profession – join an accredited tax (financial) adviser association Earn CPD with our webinars Keep up your professional development. Attend a live SIAA-accredited webinar. LEARN MORE Voice of your industry SIAA advocates for ethical, efficient and stable, listed equity and debt markets in Australia. The focus of SIAA's advocacy work is on listed securities and derivatives, whether equity or debt. SIAA Newsroom SIAA's monthly email designed to keep you informed. Delivering the big issues in stockbroking and investment advice, insights from industry experts and updates from the advocacy team. View SIAA's Newsroom articles Securities & Managed Investments Accreditation Providing the specialist knowledge necessary to understand the concepts of securities as they apply to retail general advice clients. LEARN MORE Shape the profession Become a Principal or Practitioner Member and: – come together with peers to shape the future of the industry – access practitioner-led professional development – accelerate your career with university-accredited education for the profession – join an accredited tax (financial) adviser association Earn CPD with our webinars Keep up your professional development. Attend a live SIAA-accredited webinar. LEARN MORE Voice of your industry SIAA advocates for ethical, efficient and stable, listed equity and debt markets in Australia. The focus of SIAA's advocacy work is on listed securities and derivatives, whether equity or debt. SIAA Newsroom SIAA's monthly email designed to keep you informed. Delivering the big issues in stockbroking and investment advice, insights from industry experts and updates from the advocacy team. View SIAA's Newsroom articles Securities & Managed Investments Accreditation Providing the specialist knowledge necessary to understand the concepts of securities as they apply to retail general advice clients. LEARN MORE Shape the profession Become a Principal or Practitioner Member and: – come together with peers to shape the future of the industry – access practitioner-led professional development – accelerate your career with university-accredited education for the profession – join an accredited tax (financial) adviser association Earn CPD with our webinars Keep up your professional development. Attend a live SIAA-accredited webinar. LEARN MORE Voice of your industry SIAA advocates for ethical, efficient and stable, listed equity and debt markets in Australia. The focus of SIAA's advocacy work is on listed securities and derivatives, whether equity or debt. SIAA Newsroom SIAA's monthly email designed to keep you informed. Delivering the big issues in stockbroking and investment advice, insights from industry experts and updates from the advocacy team. View SIAA's Newsroom articles Previous slide Next slide AML TO-DO’S IN 2024 By Manish Ghiya, Principal, Compliense Advisors The New year is around the corner, and it may be time to make a list of AML to-do’s for 2024, triggered by compliance Read More > SIAA MONTHLY – DECEMBER 2023 For optimal viewing, select to enter full screen mode. DOWNLOAD SIAA Monthly – December edition PDF FEATURE ARTICLES Diversifiers to build a smarter portfolio in a less Read More > FINANCIAL ADVISER EXAM: CHANGES IN EXAM DELIVERY SIAA strongly supports comprising only multiple-choice questions and removing the current exam eligibility criteria which restricts access to the exam to those who have already met the qualifications standard or Read More > The Stockbrokers and Investment Advisers Association (SIAA) is the professional body for the stockbroking and investment advice industry in Australia, representing 7, 730 professionals. Principal Members are Market Participants and Advisory firms that provide securities and investment advice, execution services and equity capital-raising for Australian investors, both retail and wholesale, and for businesses. Practitioner Members are suitably qualified professionals who are employed in the securities and derivatives industry. MEMBER BENEFITS ACCREDITED EDUCATION Finance professionals can accelerate their careers with leading accredited courses. HELP SHAPE THE PROFESSION We provide members with an opportunity to come together with their peers to shape the future of the industry. ANNUAL CONFERENCE The flagship event to equip stockbrokers and investment advisers to embrace technological, social and regulatory change. PROFESSIONAL DEVELOPMENT Meet your ongoing CPD requirements with member access to free CPD webinars. CPD STORE We maintain a CPD store with details of all the education and training courses taken by members, going back to 2001. MEMBERSHIP Read more about our membership options. STOCKBROKERS AND INVESTMENT ADVISERS ASSOCIATION Address: Level 2, 74 Pitt Street Sydney 2000. Phone: 02 8080 3200 Email: info@stockbrokers.org.au * Contact us * Privacy Policy * Events calendar Follow us * Powered by Agend