www.fca.org.uk
Open in
urlscan Pro
104.18.183.8
Public Scan
Submitted URL: http://www.fca.org.uk/register
Effective URL: https://www.fca.org.uk/firms/financial-services-register
Submission: On September 27 via api from ES — Scanned from ES
Effective URL: https://www.fca.org.uk/firms/financial-services-register
Submission: On September 27 via api from ES — Scanned from ES
Form analysis
2 forms found in the DOMPOST /firms/financial-services-register
<form action="/firms/financial-services-register" method="post" id="fca-funnelback-search-form" accept-charset="UTF-8" data-once="form-updated" data-drupal-form-fields="edit-search-term,edit-submit--funnelback_search_form">
<div class="input-group search-input-group">
<label class="sr-only" for="edit-search-term"> Search </label>
<input title="Search" placeholder="Search" class="funnelback-query form-text form-control ui-autocomplete-input" data-drupal-selector="edit-search-term" type="text" id="edit-search-term" name="search_term" value="" size="60" maxlength="128"
autocomplete="off">
<span class="input-group-btn">
<button aria-label="Submit" title="Submit" class="form-submit btn--search text-hide button js-form-submit form-submit btn-primary btn icon-before" id="edit-submit--funnelback_search_form" data-drupal-selector="edit-submit" type="submit"
name="op" value="Search"><span class="icon glyphicon glyphicon-search" aria-hidden="true"></span> Search</button>
</span>
</div>
<input autocomplete="off" data-drupal-selector="form-kr3m-a4htpmlfuwz4cmaeqg6po4nohglulxauhc54mq" type="hidden" name="form_build_id" value="form-KR3m-a4hTpMlfuWz4cmaeQg6pO4noHGLULXAUHC54MQ"><input
data-drupal-selector="edit-fca-funnelback-search-form" type="hidden" name="form_id" value="fca_funnelback_search_form">
</form>
POST /firms/financial-services-register#webform-submission-page-feedback-form-node-7525-add-form
<form
class="webform-submission-form webform-submission-add-form webform-submission-page-feedback-form-form webform-submission-page-feedback-form-add-form webform-submission-page-feedback-form-node-7525-form webform-submission-page-feedback-form-node-7525-add-form js-webform-details-toggle webform-details-toggle webform-client-form webform-client-form- feedback-form fca-custom-form webform-conditional-processed"
data-drupal-selector="webform-submission-page-feedback-form-node-7525-add-form" novalidate="novalidate" action="/firms/financial-services-register#webform-submission-page-feedback-form-node-7525-add-form" method="post"
id="webform-submission-page-feedback-form-node-7525-add-form" accept-charset="UTF-8" data-once="form-updated"
data-drupal-form-fields="edit-radios-yes,edit-radios-no,edit-what-can-we-do-to-improve-pages-like-this-,edit-what-did-you-find-helpful-,edit-actions-submit,edit-url-hp">
<div id="edit-processed-text" class="form-item js-form-item form-type-processed-text js-form-type-processed-text form-item- js-form-item- form-no-label form-group">
<h3>Was this page helpful?</h3>
</div>
<fieldset data-drupal-selector="edit-radios" class="radios--wrapper fieldgroup form-composite webform-composite-hidden-title js-webform-type-radios webform-type-radios js-form-item form-item js-form-wrapper form-wrapper" id="edit-radios--wrapper"
role="radiogroup" aria-labelledby="edit-radios--wrapper-legend">
<legend id="edit-radios--wrapper-legend">
<span class="visually-hidden fieldset-legend">radios</span>
</legend>
<div class="fieldset-wrapper">
<div id="edit-radios" class="js-webform-radios webform-options-display-side-by-side">
<div class="form-item js-form-item form-type-radio js-form-type-radio form-item-radios js-form-item-radios radio">
<label for="edit-radios-yes" class="control-label option"><input data-drupal-selector="edit-radios-yes" class="form-radio" type="radio" id="edit-radios-yes" name="radios" value="Yes"><span class="fca-custom-label">Yes </span></label>
</div>
<div class="form-item js-form-item form-type-radio js-form-type-radio form-item-radios js-form-item-radios radio">
<label for="edit-radios-no" class="control-label option"><input data-drupal-selector="edit-radios-no" class="form-radio" type="radio" id="edit-radios-no" name="radios" value="No"><span class="fca-custom-label">No </span></label>
</div>
</div>
</div>
</fieldset>
<div class="js-webform-states-hidden form-item js-form-item form-type-textarea js-form-type-textarea form-item-what-can-we-do-to-improve-pages-like-this- js-form-item-what-can-we-do-to-improve-pages-like-this- form-group" style="display: none;">
<label for="edit-what-can-we-do-to-improve-pages-like-this-" class="control-label">What can we do to improve pages like this? </label>
<div class="form-textarea-wrapper">
<textarea data-drupal-selector="edit-what-can-we-do-to-improve-pages-like-this-" class="form-textarea form-control resize-vertical"
data-drupal-states="{"visible":{".webform-submission-page-feedback-form-node-7525-add-form :input[name=\u0022radios\u0022]":{"value":"No"}}}" id="edit-what-can-we-do-to-improve-pages-like-this-"
name="what_can_we_do_to_improve_pages_like_this_" rows="5" cols="60"></textarea>
</div>
</div>
<div class="js-webform-states-hidden form-item js-form-item form-type-textarea js-form-type-textarea form-item-what-did-you-find-helpful- js-form-item-what-did-you-find-helpful- form-group" style="display: none;">
<label for="edit-what-did-you-find-helpful-" class="control-label">What did you find helpful?</label>
<div class="form-textarea-wrapper">
<textarea data-drupal-selector="edit-what-did-you-find-helpful-" class="form-textarea form-control resize-vertical"
data-drupal-states="{"visible":{".webform-submission-page-feedback-form-node-7525-add-form :input[name=\u0022radios\u0022]":{"value":"Yes"}}}" id="edit-what-did-you-find-helpful-"
name="what_did_you_find_helpful_" rows="5" cols="60"></textarea>
</div>
</div>
<input data-drupal-selector="edit-page-title" type="hidden" name="page_title" value="Financial Services Register"><input data-drupal-selector="edit-page-url" type="hidden" name="page_url"
value="https://www.fca.org.uk/firms/financial-services-register ">
<div class="js-webform-states-hidden form-actions webform-actions clearfix fca-form-submit form-group js-form-wrapper form-wrapper" data-drupal-selector="edit-actions"
data-drupal-states="{"visible":{".webform-submission-page-feedback-form-node-7525-add-form :input[name=\u0022radios\u0022]":{"checked":true}}}" id="edit-actions" style="display: none;"><button
class="webform-button--submit button button--primary js-form-submit form-submit btn-primary btn" data-drupal-selector="edit-actions-submit" type="submit" id="edit-actions-submit" name="op" value="Submit Feedback">Submit Feedback</button>
</div>
<input autocomplete="off" data-drupal-selector="form-nc66welfjdhnz0iia9cmjbjsg0qjwzudbci9l31kou0" type="hidden" name="form_build_id" value="form-nC66WElfjdhnz0iia9CMjbjSg0qjWZUDBcI9l31kou0"><input
data-drupal-selector="edit-webform-submission-page-feedback-form-node-7525-add-form" type="hidden" name="form_id" value="webform_submission_page_feedback_form_node_7525_add_form">
<div class="url_hp-textfield form-group js-form-wrapper form-wrapper" style="display: none !important;">
<div class="form-item js-form-item form-type-textfield js-form-type-textfield form-item-url-hp js-form-item-url-hp form-group">
<label for="edit-url-hp" class="control-label">Leave this field blank</label>
<input autocomplete="off" data-drupal-selector="edit-url-hp" class="form-text form-control" type="text" id="edit-url-hp" name="url_hp" value="" size="20" maxlength="128">
</div>
</div>
</form>
Text Content
Skip to main content Skip to search box We use cookies to improve your online experience. Some cookies are necessary to make the site work. We’d like to set additional cookies to understand how the website is used. These are optional. All cookie data is anonymised. View cookies. * Functional These cookies are necessary for the operation of the FCA.org.uk web site * Non-functional Accept analytics and campaign advertising cookies Accept additional cookies Reject additional cookies Search Search Toggle navigation MAIN NAVIGATION * About us CONTACT US Get in touch by phone, via our online form, or by post: Financial Conduct Authority 12 Endeavour Square London E20 1JN Contact us WHAT WE DO * About the FCA * Enhancing market integrity * How we work * Promoting competition * Protecting consumers HOW WE REGULATE * Authorisation * Enforcement * Handbook of rules and guidance * International standards and regulations * Supervision HOW WE OPERATE * Complain about us, the PRA or the Bank of England (the regulators) * Corporate responsibility * Diversity, equity and inclusion * Environmental sustainability * Who we work with WHO WE ARE * Chair * Chief Executive * Committees * Executive committees * FCA Board JOIN US * Careers home * Early careers * Experienced professionals Close menu * Firms FIRMS OVERVIEW Go to our dedicated section to see support for firms and our latest policy updates. Find out more FIRM AUTHORISATION * Authorisation * Cancelling an authorisation or registration * Check if a firm is authorised * How to apply for authorisation or registration REGULATED FIRMS * All firms * Claims management companies * Consumer credit firms * Electronic money and payment institutions * Funeral plan providers and intermediaries * Innovation Hub * Mutual societies Close menu TASKS FOR FIRMS * Approved persons * Change in control * Fees and levies * Keeping your firm's details up to date * Principals and appointed representatives FOCUS AREAS * Consumer Duty * Cost of living: firm information * Helping people access cash * Regulatory framework reforms * Senior Managers and Certification Regime Consumer Duty We're hosting events to help firms prepare for the new rules. Sign up to hear about these and related communications. Sign up Close menu * Markets PRIMARY MARKETS * Regulatory Disclosures MARKETS POLICY * About LIBOR transition * Data reporting services providers * Securitisation * UK EMIR * UK Securities Financing Transactions Regulation (UK SFTR) REGULATED MARKETS * Benchmarks * Central securities depositories MARKET ABUSE * How to report suspected market abuse as a firm or trading venue * How to report suspected market abuse as an individual * Market Abuse Regulation * Polling and Market Abuse Regulation SHORT SELLING * Exemptions from short-selling requirements * Notification and disclosure of net short positions * Short selling TRANSACTION REPORTING * Instrument Reference Data * Reportable instruments * Transaction reporting Close menu * Consumers OUR CONSUMER SECTION See our dedicated section to help you stay up-to-date with financial services in the UK. Find out more YOUR RIGHTS * Check if a firm is authorised * Considering a defined benefit pension transfer * High risk investments * Information for victims of financial crime * Using the Financial Services Register * Your rights with financial services COMPLAINTS * Complain about a regulator * How to claim compensation if a firm fails * How to complain * Using claims management companies SCAMS * Crypto investment scams * Fake FCA communications * Loan fee fraud * Pension scams * Protect yourself from scams REPORT A FIRM * Misleading financial promotions * Report a payment services or e-money firm * Report a scam * Unfair contracts FCA Warning List Find our most up-to-date warnings of firms and individuals running scams or operating without authorisation. Read more Close menu * News SIGN UP TO RECEIVE DAILY ALERTS ON THE WARNINGS WE ISSUE Receive new and updated warnings in a daily email. Sign up NEWS * Blogs * News stories * Newsletters * Press releases * Speeches * Statements * Warnings MEDIA CENTRE * Inside FCA podcasts * Media library EVENTS * See all FCA events Close menu * Publications POLICY AND GUIDANCE CORPORATE DOCUMENTS NOTICES AND DECISIONS DATA RESEARCH FORMS Close menu 1. Home 2. Firms 3. Financial Services Register FINANCIAL SERVICES REGISTER First published: 27/04/2016 Last updated: 20/03/2023 See all updates The FS Register is a public record of firms, individuals and other bodies that are, or have been, authorised by us or the PRA. ON THIS PAGE * Unauthorised firms * Directory Persons data * Obtaining data extracts * Accessing the Register * More information In the UK, nearly all financial service activities must be authorised or registered by us. The FS Register lists all firms and individuals involved with regulated activities that we’ve currently or previously approved. Search the Register UNAUTHORISED FIRMS The FS Register lists firms that we’ve been told are providing regulated products or services without the correct authorisation – or deliberately running scams. It also includes the different details unauthorised firms give out and whether they’re falsely claiming to be from a genuine, authorised firm (known as a clone firm). For a full list of the firms we’ve published warnings about, search our Warning List. DIRECTORY PERSONS DATA Directory Persons data for firms regulated solely by the FCA and by both the FCA and PRA is now published on the FS Register. Solo-regulated and dual-regulated firms must ensure they comply with the SM&CR. You should check the details of any individual carrying out regulated activities on your behalf, especially current roles, and any disciplinary or regulatory action on their record. See Directory of certified and assessed persons for more information. OBTAINING DATA EXTRACTS If you’d like to use data from the FS Register, you can buy a regular subscription or a one-off data cut. Read more about our Register Extract Service (RES). Alternatively, you can sign up to the FS Register API Developer Portal. This service, currently free of charge, enables users to generate a unique key to access the Register APIs, as well as providing self-help support materials. ACCESSING THE REGISTER Find out which browsers are supported by the FS Register, and its regulatory jurisdiction, on its legal information page. MORE INFORMATION If you have any problems or questions about using the FS Register, please contact us. Industry users can also email the FS Register team. PAGE UPDATES 20/03/2023: Editorial amendment page updated as part of website refresh WAS THIS PAGE HELPFUL? radios Yes No What can we do to improve pages like this? What did you find helpful? Submit Feedback Leave this field blank Print Page Linkedin Twitter Share page ON THIS PAGE * Unauthorised firms * Directory Persons data * Obtaining data extracts * Accessing the Register * More information IN THIS SECTION Obtaining a data extract from the Financial Services Register READ THIS PAGE IN OTHER LANGUAGES Y Gofrestr Gwasanaethau Ariannol Registro de Servicios Financieros Registre des services financiers Rejestr usług finansowych Financial Services Register: Arabic (PDF) USEFUL RESOURCES API Developer Portal Directory of Certified and Assessed Persons * Accessibility * Complain about us * Copyright notice * Corporate responsibility * Cymraeg * Freedom of information * Modern Slavery and Human Trafficking Statement * Privacy * Sitemap * Translated languages SOCIAL * LinkedIn * RSS Feed * Twitter REGISTERS AND SYSTEMS * Connect * FCA Handbook * Financial Services Register * RegData CAREERS * Careers home * Early careers * Experienced professionals CONTACT FCA Head Office 12 Endeavour Square London E20 1JN Contact us Plain Language Commission Gold Award Copyright © 2023 FCA. All rights reserved. Back to top Company no. 01920623 * Tweet * Facebook * LinkedIn * Share this selection * Tweet * Facebook * LinkedIn * * Tweet * Facebook * LinkedIn * Share this selection * Tweet * Facebook * LinkedIn * * Tweet * Facebook * LinkedIn * Share this selection * Tweet * Facebook * LinkedIn * * Tweet * Facebook * LinkedIn * Share this selection * Tweet * Facebook * LinkedIn * * Tweet * Facebook * LinkedIn * Share this selection * Tweet * Facebook * LinkedIn * * Tweet * Facebook * LinkedIn * Share this selection * Tweet * Facebook * LinkedIn * * Tweet * Facebook * LinkedIn * Share this selection * Tweet * Facebook * LinkedIn * * Tweet * Facebook * LinkedIn * Share this selection * Tweet * Facebook * LinkedIn *