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Submitted URL: http://www.fca.org.uk/register
Effective URL: https://www.fca.org.uk/firms/financial-services-register
Submission: On September 27 via api from ES — Scanned from ES

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 1. Home
 2. Firms
 3. Financial Services Register


FINANCIAL SERVICES REGISTER

First published: 27/04/2016 Last updated: 20/03/2023 See all updates

The FS Register is a public record of firms, individuals and other bodies that
are, or have been, authorised by us or the PRA.


ON THIS PAGE

 * Unauthorised firms
 * Directory Persons data
 * Obtaining data extracts
 * Accessing the Register
 * More information

In the UK, nearly all financial service activities must be authorised or
registered by us.

The FS Register lists all firms and individuals involved with regulated
activities that we’ve currently or previously approved.

Search the Register


UNAUTHORISED FIRMS

The FS Register lists firms that we’ve been told are providing regulated
products or services without the correct authorisation – or deliberately
running scams.

It also includes the different details unauthorised firms give out and whether
they’re falsely claiming to be from a genuine, authorised firm (known as a clone
firm).

For a full list of the firms we’ve published warnings about, search our Warning
List.


DIRECTORY PERSONS DATA

Directory Persons data for firms regulated solely by the FCA and by both the FCA
and PRA is now published on the FS Register. Solo-regulated and dual-regulated
firms must ensure they comply with the SM&CR.

You should check the details of any individual carrying out regulated activities
on your behalf, especially current roles, and any disciplinary or regulatory
action on their record.

See Directory of certified and assessed persons for more information.


OBTAINING DATA EXTRACTS

If you’d like to use data from the FS Register, you can buy a regular
subscription or a one-off data cut.

Read more about our Register Extract Service (RES).

Alternatively, you can sign up to the FS Register API Developer Portal. This
service, currently free of charge, enables users to generate a unique key to
access the Register APIs, as well as providing self-help support materials.


ACCESSING THE REGISTER

Find out which browsers are supported by the FS Register, and its regulatory
jurisdiction, on its legal information page.


MORE INFORMATION

If you have any problems or questions about using the FS Register, please
contact us. Industry users can also email the FS Register team.




PAGE UPDATES

20/03/2023: Editorial amendment page updated as part of website refresh


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ON THIS PAGE

 * Unauthorised firms
 * Directory Persons data
 * Obtaining data extracts
 * Accessing the Register
 * More information



IN THIS SECTION

Obtaining a data extract from the Financial Services Register



READ THIS PAGE IN OTHER LANGUAGES

Y Gofrestr Gwasanaethau Ariannol
Registro de Servicios Financieros
Registre des services financiers
Rejestr usług finansowych
Financial Services Register: Arabic (PDF)



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