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Submitted URL: http://acaglobal.com/
Effective URL: https://www.acaglobal.com/
Submission: On April 29 via manual from US — Scanned from DE
Effective URL: https://www.acaglobal.com/
Submission: On April 29 via manual from US — Scanned from DE
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Skip to main site navigation Skip to main content ACA logo Open the main menu * Login Contact Us * Services Open the Services menu * Compliance Advisory Open the Compliance Advisory menu * Compliance Program Development and Enhancement * Compliance Program Reviews, Mock Exams, and Gap Analysis * Outsourced Chief Compliance Officer (OCCO) * Registration, Authorization, and Initial Filing Services * Scalable Compliance Solutions * Cybersecurity Open the Cybersecurity menu * Cybersecurity Portfolio Oversight * Operational Resilience and Governance * Payment and Fraud Risk Assessment Services * Penetration Testing and Vulnerability Assessments * Risk Assessments and Regulatory Compliance Testing Services * Threat Intelligence, Phishing Testing, and Monitoring * Vendor Diligence and Management * Distribution Open the Distribution menu * Broker Dealer Chaperoning * DTCC/NSCC Fund Sponsorship * ETF Solutions * Fact Sheet Design and Production Services * Fund Officer Services * Legal Underwriting and Placement Agent Services * Private Label Broker-Dealer Offering * Registered Representative Licensing * ESG Advisory, Data, and Analytics Open the ESG Advisory, Data, and Analytics menu * ESG Portfolio Monitoring * Investment Performance Open the Investment Performance menu * GIPS Compliance Services * Investment Performance Solutions * Managed Performance Services * Performance Analytics Services * Managed Services * Regulatory Hosting * SEC Private Fund Adviser Rules Solutions Open the SEC Private Fund Adviser Rules Solutions menu * Quarterly Statements Solution * Private Fund Adviser Rules Gap Analysis * Technology Open the Technology menu * ComplianceAlpha Open the ComplianceAlpha menu * AML KYC/CIP * Compliance Management * Control Room * eComms Surveillance * eLearning * Employee Compliance * Market Abuse Surveillance * Marketing Review * RegTech in Action * Who We Serve Open the Who We Serve menu * Broker Dealers * CFTC/NFA Members * Digital Asset Managers * Hedge Funds * Mutual Funds, ETFs, BDCs, and Other Investment Companies * Private Equity Sponsors and Portfolio Companies * Private Markets * Wealth Managers * Insights * Events Open the Events menu * Compliance Training in Europe * Conferences * Company Open the Company menu * Alumni Network * Careers * Company News * Leadership Team * Locations * PACT to Our Clients * Values * Careers Open the search panel Search ACA GROUP Scalable compliance, risk, and technology solutions for financial services firms that protect peace of mind. Contact Us Advisory Services Make decisions with confidence Our advisory services can support you with challenges related to regulatory compliance, cybersecurity, privacy, ESG, investment performance, and financial crimes. Managed Services Maximize your time and efficiency We can help take manual and time-consuming tasks off your plate from regulatory filings, to marketing reviews, to electronic communications reviews and more. Technology Solutions Streamline and scale your program Manage your compliance program, automate tasks, simplify surveillance and more with ACA's RegTech Solution, ComplianceAlpha. 1 of See previous program See next program EXPERTISE Need help tackling complex GRC challenges across your firm? We harness the strength of our people, processes, and technology to help your firm meet regulatory obligations while protecting from reputational and financial risk. So you can focus on what matters most, your business. Compliance Advisory Strengthen your compliance program with our global team of compliance professionals. Managed Services Maximize your firm’s time and efficiency with our technology-powered managed services. RegTech Build a scalable and resilient compliance program with our ComplianceAlpha® RegTech solutions platform backed by managed services support. ACA Aponix Cybersecurity Build cyber and operational resilience across your firm with our ACA Aponix® cybersecurity and technology risk experts. ACA Foreside Distribution Our ACA Foreside team works with asset management firms throughout the world to facilitate compliance and product distribution through legal underwriting, registered representative licensing, and DTCC/NSCC fund sponsorship. ACA Mirabella Regulatory Hosting Our ACA Mirabella team can help get your firm up and running quickly with our regulatory hosting support services in Europe. 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AML and Financial Crimes Address financial crimes-related threats and regulatory concerns with our team of former regulators and auditors. 1 of9 See previous program See next program Contact Us WHO WE SERVE Previous Wealth Managers Mutual Funds, ETFs, and Other Investment Companies Private Equity Sponsors and Portfolio Companies Private Markets Broker-Dealers CFTC/NFA Members Digital Asset Managers Hedge Funds Wealth Managers Mutual Funds, ETFs, and Other Investment Companies Private Equity Sponsors and Portfolio Companies Private Markets Broker-Dealers CFTC/NFA Members Digital Asset Managers Hedge Funds Wealth Managers Mutual Funds, ETFs, and Other Investment Companies Private Equity Sponsors and Portfolio Companies Private Markets Next Contact Us WE UNDERSTAND YOUR CHALLENGES AND WHAT YOU NEED TO PROTECT YOUR BUSINESS. We’ve been in your shoes - when you work with us, you’ll have the peace of mind that comes from working with the most trusted and experienced GRC advisor in the financial services industry. Our team’s unique combination of talent includes the largest number of former regulators, compliance professionals, legal professionals, and GIPS standards verifiers in the industry, along with practitioners in cybersecurity, performance, ESG, and technology. Contact our team to learn more about how we can help your firm protect and grow your business. WE CAN GROW WITH YOU AS YOUR BUSINESS GROWS. Our innovative approach integrates expert consulting, on-demand managed services, and cutting-edge technology to help our clients build scalable and demonstrable compliance programs. Contact us PARTNER WITH ACA FOR PEACE OF MIND Our unique blend of regulatory compliance insight and performance expertise means that we can help your firm adapt to all aspects of these new rules, while considering the complexity of your firm’s unique compliance requirements. Contact Us WHY ACA? For over 20 years, financial services firms have partnered with and trusted ACA for their governance, risk, and compliance concerns. Our innovative approach integrates expert consulting, on-demand managed services, and cutting-edge technology to help our clients build scalable and demonstrable compliance programs. REGULATORY EXPERTISE 600+ employees with regulatory or in-house CCO experience. PEER BENCHMARKING 6K+ clients from firms of all sizes. PROVEN TRACK-RECORD 20+ years in business. Contact Us LATEST INSIGHTS Previous Cyber Alert CRITICAL VULNERABILITY DETECTED IN PALO ALTO NETWORKS' GLOBALPROTECT GATEWAYS April 18, 2024 Compliance Alert FCA INTERIM UPDATE - ASSET MANAGEMENT & ALTERNATIVES SUPERVISORY STRATEGY April 18, 2024 Article IMPLEMENTATION CHALLENGES OF THE PRIVATE FUND ADVISER RULES FOR LARGE PRIVATE EQUITY ADVISERS April 17, 2024 Survey 2024 CYBERSECURITY BENCHMARKING SURVEY RESULTS April 26, 2024 News ACA MIRABELLA CELEBRATES NINTH CONSECUTIVE YEAR OF SUCCESS AT WITH INTELLIGENCE HFM EUROPEAN… April 26, 2024 News ACA ANNOUNCES EXPANSION OF THE EXECUTIVE LEADERSHIP TEAM WITH KEY APPOINTMENTS April 25, 2024 Article COMMON AML SCHEMES: ACCOUNT TAKEOVER April 25, 2024 Compliance Alert SEC EXAMINATIONS DIVISION TO EVALUATE FIRMS’ READINESS FOR T+1 April 24, 2024 Survey 2024 INVESTMENT MANAGEMENT COMPLIANCE TESTING SURVEY NOW OPEN April 22, 2024 News HIGHLIGHTS FROM THE 2024 ACA CONFERENCE April 22, 2024 Cyber Alert CRITICAL VULNERABILITY DETECTED IN PALO ALTO NETWORKS' GLOBALPROTECT GATEWAYS April 18, 2024 Compliance Alert FCA INTERIM UPDATE - ASSET MANAGEMENT & ALTERNATIVES SUPERVISORY STRATEGY April 18, 2024 Article IMPLEMENTATION CHALLENGES OF THE PRIVATE FUND ADVISER RULES FOR LARGE PRIVATE EQUITY ADVISERS April 17, 2024 Survey 2024 CYBERSECURITY BENCHMARKING SURVEY RESULTS April 26, 2024 News ACA MIRABELLA CELEBRATES NINTH CONSECUTIVE YEAR OF SUCCESS AT WITH INTELLIGENCE HFM EUROPEAN… April 26, 2024 News ACA ANNOUNCES EXPANSION OF THE EXECUTIVE LEADERSHIP TEAM WITH KEY APPOINTMENTS April 25, 2024 Article COMMON AML SCHEMES: ACCOUNT TAKEOVER April 25, 2024 Compliance Alert SEC EXAMINATIONS DIVISION TO EVALUATE FIRMS’ READINESS FOR T+1 April 24, 2024 Survey 2024 INVESTMENT MANAGEMENT COMPLIANCE TESTING SURVEY NOW OPEN April 22, 2024 News HIGHLIGHTS FROM THE 2024 ACA CONFERENCE April 22, 2024 Cyber Alert CRITICAL VULNERABILITY DETECTED IN PALO ALTO NETWORKS' GLOBALPROTECT GATEWAYS April 18, 2024 Compliance Alert FCA INTERIM UPDATE - ASSET MANAGEMENT & ALTERNATIVES SUPERVISORY STRATEGY April 18, 2024 Article IMPLEMENTATION CHALLENGES OF THE PRIVATE FUND ADVISER RULES FOR LARGE PRIVATE EQUITY ADVISERS April 17, 2024 Next More insights READY TO BUILD A BETTER GRC PROGRAM? 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