www.sec.gov Open in urlscan Pro
2a02:26f0:7100:9a7::2374  Public Scan

Form analysis
2 forms found in the DOM

Name: form_iQueryForm — GET //secsearch.sec.gov/search

<form accept-charset="UTF-8" action="//secsearch.sec.gov/search" class="clearfix" id="global-search-form" method="get" name="form_iQueryForm">
  <fieldset>
    <legend></legend>
    <div class="search-box-container"><label class="overlabel" for="global-search-box">Search SEC.gov</label> <input name="utf8" type="hidden" value="?"> <input class="affiliate" name="affiliate" type="hidden" value="secsearch"> <input
        aria-autocomplete="list" aria-haspopup="true" autocomplete="off" class="" id="global-search-box" name="query" role="textbox" title="Search for" type="text" tabindex="4"> <span aria-hidden="true" class="button-label fa fa-search"> </span>
      <input class="global-search-button" title="Go" type="submit" value="" tabindex="5"></div>
  </fieldset>
</form>

Name: GD-snippet-form — POST https://public.govdelivery.com/accounts/USSEC/subscribers/qualify

<form accept-charset="UTF-8" action="https://public.govdelivery.com/accounts/USSEC/subscribers/qualify" id="GD-snippet-form" method="post" name="GD-snippet-form">
  <input name="utf8" type="hidden" value="?"><input name="authenticity_token" type="hidden" value="rNLpZE6ui1SUXb98DT0ck6yojFmsiphJS29lz62OQ/k=">
  <div class="row">
    <div class="row collapse">
      <label class="show-for-sr" for="email">E-mail Updates</label> <input id="email" name="email" onblur="if (this.value == '') {this.value = 'Email address'; this.style.color='#b1b1b1';} else if (this.value != '') {this.style.color='#000';}"
        onfocus="if(this.value == 'Email address') {this.value = ''; this.style.color='#000';}" title="Enter email address" type="text" value="Email address">
    </div>
  </div>
  <div class="row">
    <input class="form_button small button" name="commit" type="submit" value="Subscribe">
  </div>
</form>

Text Content

Skip to main content
Search SEC.gov

Company Filings

U.S. Securities and
Exchange Commission
q
 * About
   * Careers
   * Commissioners
   * Contact
   * Reports and Publications
   * Securities Laws
   * Mission
 * Divisions & Offices
   * Corporation Finance
   * Enforcement
   * Investment Management
   * Economic and Risk Analysis
   * Trading and Markets
   * Office of Administrative Law Judges
   * Examinations
   * Regional Offices
 * Enforcement
   * Litigation Releases
   * Administrative Proceedings
   * Opinions and Adjudicatory Orders
   * Accounting and Auditing
   * Trading Suspensions
   * How Investigations Work
   * Receiverships
   * Information for Harmed Investors
 * Regulation
   * Rulemaking Activity
   * Proposed Rules
   * Final Rules
   * Interim Final Temporary Rules
   * Other Orders and Notices
   * Self-Regulatory Organizations
   * Staff Interpretations
 * Education
   * Investor Education
   * Glossaries
   * Small Business Capital Raising
 * Filings
   * EDGAR – Search & Access
   * EDGAR – Information for Filers
   * Company Filing Search
   * How to Search EDGAR
   * Forms List
   * About EDGAR
 * News
   * Press Releases
   * Speeches and Statements
   * Securities Topics
   * Upcoming Events
   * Webcasts
   * SEC in the News
   * SEC Videos
   * Media Gallery




SEC ALERTS

Happening Now

Small Business Capital Formation Advisory Committee Meeting | Today, 10:00 am
EDT

 * WE ARE THE INVESTOR'S ADVOCATE
   
   The SEC protects investors, promotes fairness in the securities markets, and
   shares information about companies and investment professionals to help
   investors make informed decisions and invest with confidence.

We Inform and Protect Investors
We Facilitate Capital Formation
We Enforce Federal Securities Laws
We Regulate Securities Markets
We Provide Data
SEC Approves Private Fund Adviser Reforms

The SEC adopted new rules and amendments designed to protect private fund
investors by increasing transparency, competition, and efficiency in the private
funds market.
SEC Adopts Rules on Public Company Cybersecurity Disclosures

The SEC adopted rules to ensure that investors receive consistent information
about material cybersecurity incidents as well as companies' cybersecurity risk
management, strategy, and governance.
See More


FEATURED VIDEO


OFFICE HOURS WITH GARY GENSLER: CRYPTO PLATFORMS AND SECURITIES LAWS

In this Office Hours, Chair Gensler explains why intermediaries for investment
contracts are required to comply with securities laws and register with the U.S.
Securities and Exchange Commission. 

More Videos


SPOTLIGHT ON


DIVERSITY, EQUITY, INCLUSION, AND ACCESSIBILITY (DEIA) STRATEGIC PLAN

The SEC released its 2023-2026 Diversity, Equity, Inclusion, and Accessibility
(DEIA) Strategic Plan, which builds on and advances our DEIA commitment and
previous successes.
More Spotlight Topics
b Submit a Tip or
File a Complaint


LATEST NEWS

 * SEC Charges New York Firm Concord Management and Owner with Acting as
   Unregistered Investment Advisers to Billionaire Former Russian Official
   Sept. 19, 2023
 * SEC Investor Advisory Committee to Discuss Exempt Offerings and Accredited
   Investors at September 21 Meeting
   Sept. 19, 2023
 * SEC Charges CBRE, Inc. with Violating Whistleblower Protection Rule
   Sept. 19, 2023

More News


E-MAIL UPDATES

Sign up for emails that will deliver SEC News direct to your inbox.

E-mail Updates



WE INFORM AND PROTECT INVESTORS


PROTECT YOUR MONEY!

Check out an investment professional's registration status and background at
Investor.gov.

Check Your
Investment
Professional


LEARN MORE

 * Advance Fee Fraud
 * Exchange-Traded Funds (ETFs)
 * Form 10-K
 * Variable Annuities

Before you invest, Investor.gov


INVESTOR ALERTS & BULLETINS

The SEC's Office of Investor Education and Advocacy issues Investor Alerts &
Bulletins as a service to investors. Investor Alerts typically warn investors
about the latest investment frauds and scams. Investor Bulletins tend to educate
investors about investment-related topics including the functions of the SEC.

 * Updated Investor Bulletin: An Introduction to ABLE Accounts
   Sept. 15, 2023
 * Subscription-based Advisory Fees: Investor Bulletin
   Sept. 6, 2023
 * Introduction to 529 Plans
   Aug. 31, 2023

More Investor Alerts & Bulletins

OMBUDS

The Ombuds will listen to your inquiries, complaints, and issues, review the
information you provide, and help identify procedures, options, and resources.
The Ombuds is also available to clarify certain SEC decisions, policies, and
practices, and serve as an alternate channel of communication between retail
investors and the SEC.


WE FACILITATE CAPITAL FORMATION


CAPITAL RAISING

The Office of the Advocate for Small Business Capital Formation and the Division
of Corporation Finance’s Office of Small Business Policy launched an expanded
Capital Raising Hub, which includes all of the SEC’s small business educational
resources for entrepreneurs and their investors.


FINHUB

The SEC’s FinHub facilitates our active engagement with innovators, developers,
and entrepreneurs of financial technology.
 * Building Blocks
   Explore the fundamentals of capital raising with the SEC's Office of the
   Advocate for Small Business Capital Formation.


WE ENFORCE FEDERAL SECURITIES LAWS

a Cyber
Enforcement Actions
o Administrative
Proceeding
Documents

OFFICE OF THE WHISTLEBLOWER

Submit a tip, learn about the program, or claim an award.


LATEST FEDERAL COURT ACTIONS


LITIGATION RELEASES

 * Rapid Therapeutic Science Laboratories, Inc. and Donal R. Schmidt, Jr.Sep 18,
   2023
 * Rondini, et al.Sep 18, 2023
 * Jonathan J. FerrieSep 18, 2023
 * NDB, Inc. and Nima GolsharifiSep 14, 2023
 * Phoenix Asset Group, LLC and Robyn A. BowmanSep 13, 2023

More Litigation Releases


LATEST ADMINISTRATIVE PROCEEDINGS


ADMINISTRATIVE RELEASES

 * Clark ReinerSep 19, 2023
 * Defense Technology Systems, Inc.Sep 19, 2023
 * Deep Well Oil & Gas, Inc.Sep 19, 2023
 * CBRE, Inc.Sep 19, 2023
 * Exchange Traded Managers Group LLC, et al.Sep 18, 2023

More Administrative Releases


WE REGULATE SECURITIES MARKETS

TELL US ABOUT YOUR EXPERIENCE

Making Wall Street work for Main Street means getting your input. The U.S.
Securities and Exchange Commission wants to hear from you! We want your input on
proposals and other pertinent issues and topics. We want to know what
information is important to you, the investor.
 Credit Rating Agencies
= SEC Proposed Rules
h View Final Rules


WE PROVIDE DATA


DEVELOPER RESOURCES

Check out updates on the SEC open data program, including best practices that
make it more efficient to download data.

View Developer Resources

MONEY MARKET FUND STATISTICS

Our Investment Management Analytics Office released an updated Money Market Fund
Statistics report. The report reflects staff’s compilation and analysis of data
reported to the Commission on Form N-MFP.


LATEST DATA SETS

 * Financial Statement and Notes Data Sets
   The data sets provide the text and detailed numeric information in all
   financial statements and their notes extracted from exhibits to corporate
   financial reports filed with the Commission using eXtensible Business
   Reporting Language (XBRL).
   Updated Aug. 2023
 * Company Information About Active Broker-Dealers
   This text file contains the Central Index Key (CIK) numbers, company names,
   SEC reporting file numbers, and addresses (business addresses are provided
   when mailing addresses are not available) of active broker-dealers who are
   registered with the SEC.
   Updated July 2023

More Data Sets

SEC ENHANCES ACCESS TO FINANCIAL DISCLOSURE DATA

The SEC has released Application Programming Interfaces (APIs) that aggregate
financial statement data, making corporate disclosures quicker and easier for
developers and third-party services to use. APIs will allow developers to create
web or mobile apps that directly serve retail investors.

STAY CONNECTED
1 Twitter 2 Facebook 3RSS 4YouTube
6LinkedIn 8 Email Updates


ABOUT THE SEC

 * Budget & Performance
 * Careers
 * Commission Votes
 * Contact
 * Contracts
 * Data Resources


TRANSPARENCY

 * Accessibility & Disability
 * Diversity & Inclusion
 * FOIA
 * Inspector General
 * No FEAR Act & EEO Data
 * Ombuds
 * Whistleblower Protection


WEBSITES

 * Investor.gov
 * Related Sites
 * USA.gov


SITE INFORMATION

 * Plain Writing
 * Privacy & Security
 * Site Map

Return to Top