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POLICIES, DISCLAIMERS & DISCLOSURES




© RBC Dominion Securities Inc. 2001, 2003, 2010 rbccm.com is an online
information service operated by RBC Dominion Securities Inc. and the other
businesses and legal entities operating under the brand name RBC Capital
Markets. 

 * Legal Terms of Use
 * Trademarks and Copyrights
 * Member CIPF
 * Business Continuity Plan
 * Equal Employment Opportunity
 * Consumer Privacy Act Request Form
 * Coronavirus Large Business Interruption Loan Scheme (CLBILS)

Global

 * Electronic Communication Disclaimer
 * Sales Literature and Market Commentary
 * RBCCM Global FICC Client Notice
 * FX Global Code Statement of Commitment
 * Precious Metals Code Statement of Commitment
 * IBOR Transition Disclosure
 * Making a Complaint
 * Disclaimer for OTC Derivatives

Canada

 * RBC Dominion Securities Trade Matching Statement
 * RBCCM (Canada) Best Execution [French version]
 * Royal Bank of Canada Trade Matching Statement
 * RBCCM Conflicts of Interest Disclosure

Europe


TERMS OF BUSINESS

 * RBCCM Channel Islands Professional Client Terms of Business
 * RBCCM Channel Islands Professional Client Notice Deposit Account Additional
   Terms
 * RBCCM Europe Eligible Counterparty Terms of Business
 * RBCCM Europe Professional Client Terms of Business
 * RBCCM Europe Terms of Business - Annexes & Schedules

STATEMENTS OF COMMITMENT

 * FICC Market Standards Board – Statement of Commitment
 * UK Money Markets Code – Statement of Commitment

BEST EXECUTION

 * Information on the RBCCM Europe Best Execution Policy
 * Execution Venues utilized under the RBCCM Europe Best Execution Policy
 * RBCCM Europe Best Execution Reports (RTS 27 and RTS 28)

SYSTEMATIC INTERNALISER COMMERCIAL POLICIES

 * RBCCM Europe Non-Equity Systematic Internaliser Commercial Policy
 * RBC Paris Branch Non-Equity Systematic Internaliser Commercial Policy
 * RBCCM Europe Equity Systematic Internaliser Commercial Policy

CLEARING DISCLOSURES

 * RBC Europe Limited EMIR and MiFID Client Clearing Fees Disclosure
 * RBC Europe Limited Direct Client – Indirect Clearing Disclosure
 * Royal Bank of Canada London Branch EMIR and MiFID Client Clearing Fees
   Disclosure
 * RBC Europe Limited EMIR and MiFID Clearing Member Disclosure

OTHER

 * RBCCM Channel Islands Professional Client Costs and Charges
 * RBCCM Channel Islands Professional Client Interest Rates
 * RBC Europe Limited ETF Key Investor Information Documents (KIIDs)
 * Sales Note Disclosures Under the Market Abuse Regime
 * Information on the RBCCM Europe Conflicts Management Policy
 * RBCCM Europe Costs and Charges Disclosures
 * RBCCM Europe Schedule of Product and Service Risk Disclosures
 * RBC Europe Limited Equity IOI Disclosure
   
 * Information on the RBCCM Europe Allocation and Pricing of Securities
   Offerings
 * RBCCM Europe Minor Non-Monetary Benefits Disclosure

United States

 * RBCCM LLC Regulatory Disclosures: Equities and Listed Options
 * RBCCM, LCC Material Auction Practices & Procedures
 * RBCCM USA PATRIOT Act Customer Identification (CIP)
 * RBC LLC Desk Strategists
 * RBC Capital Markets, LLC: MSRB Rule G-10 Disclosure

Futures

 * CFTC Disclosures
 * RBCCM LLC - Customer Notification: IRS Section 871(m)
 * RBC DS - Customer Notification: IRS Section 871(m)
 * RBC Europe Limited - Customer Notification: IRS Section 871(m)

Research

 * Research Dissemination Policy
 * Explanation of RBC Capital Markets Equity Rating System
 * Conflicts Disclosure
 * Conflicts Policy
 * Global Research Disclaimer
 * FICC Research and Credit Strategy

Dodd-Frank Derivatives Disclosures

 * Dodd-Frank Derivatives Disclosures



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© RBC Dominion Securities Inc. 2001, 2003, 2010 rbccm.com is an online
information service operated by RBC Dominion Securities Inc. and the other
businesses and legal entities operating under the brand name RBC Capital
Markets.


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