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Submitted URL: http://uat.pershingnexus.com/
Effective URL: https://uat.pershingnexus.com/nexus/login.aspx
Submission: On June 24 via api from CA — Scanned from GB
Effective URL: https://uat.pershingnexus.com/nexus/login.aspx
Submission: On June 24 via api from CA — Scanned from GB
Form analysis
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Text Content
Login loading... Re-directing, please wait... Terms of Use & Notices | Privacy Policy | Cookie Notification By logging on to PershingNexus, you agree to be bound by the PershingNexus Terms of Use. Copyright 2022 All Rights reserved. Pershing Limited. Figures for portfolio holdings are accurate to last pricing point. Please note, valuations for your portfolio deals will appear after they have been priced. You will not be able to deal on new investments until after the relevant settlement / cancellation period has expired. Portfolio valuation is based on the last available prices which have been provided by Financial Express. Any information that you receive via this website is at best delayed intraday data and not real time. Portfolio valuation and price information may be rounded up/down and therefore not entirely accurate. x Cookie Notification This site uses cookies. By continuing to use this site, you are agreeing to our use of cookies. To find out more please see our cookie notices: EU Cookie Policy Non-EU Cookie Policy About Us x Important legal information TERMS OF USE FOR PERSHING NEXUS This page (together with the documents referred to on it) tells you the terms of use on which you may make use of Pershing Nexus www.pershingnexus.com (our site). Please read these terms of use carefully before you start to use the site. By using our site, you accept these Terms of Use and that you agree to abide by them. If you do not agree to these Terms of Use, you must not go beyond this point. INFORMATION ABOUT US Our site is operated by Pershing Limited in association with its affiliates Pershing Securities Limited, Pershing Securities International Limited and Pershing (Channel Islands) Limited (together or individually, as the context requires, “we” or “Pershing”) exclusively for Pershing’s client firms. Pershing Limited and Pershing Securities Limited are registered in England and Wales under company numbers 2072264 and 2474912 respectively and our registered offices are at Royal Liver Building, Pier Head, Liverpool, L3 1LL. Both companies are regulated by the Financial Conduct Authority. Pershing Securities International Limited is registered in Ireland under number 367098 with its registered office at Riverside Two, Sir John Rogerson's Quay, Grand Canal Dock, Dublin 2, D02 KV60, Ireland. It is regulated by the Central Bank of Ireland. Pershing (Channel Islands) Limited is registered in Jersey under number 107773 with its registered office at PO Box 171, 5 St Andrew's Place, Charing Cross, St Helier, Jersey JE4 9RB. It is regulated by the Jersey Financial Services Commission. 1. PRICING AND OTHER SUCH INFORMATION Figures for portfolio holdings are accurate to last pricing point. Please note, valuations for your portfolio deals will appear after they have been priced. You will not be able to deal on new investments until after the relevant settlement / cancellation period has expired. Portfolio valuation is based on last available prices which have been provided by Financial Express. Any information that you receive via this website is at best delayed intraday data and not real time. Portfolio valuation and price information may be rounded up/down and therefore not entirely accurate. 2. THIRD PARTY WEBSITES Where our site contains links to other sites and resources provided by third parties, these links are provided for your information only. We have no control over the contents of those sites or resources, and accept no responsibility for them or for any loss or damage that may arise from your use of them. Pershing has not reviewed all of these third party websites and does not control and is not responsible for these websites or their content or availability. Pershing therefore does not endorse or make any representations about them, or any material found there, or any results that may be obtained from using them. These Terms of Use set out the terms and conditions relating to the use of Portfolio Management Solution and SIPP Provider Functionality in the form of pension benefit reports, tax reclaims in respect of Pershing SIPP membership and pre-funding of tax re-payments in connection with Pershing SIPP membership (each such function, or all or any of them “Embedded Functionality”) through our site in section 5 below. 3. ACCESSING OUR SITE We reserve the right to grant or revoke the authority to use our site at our absolute discretion, and we reserve the right to amend the service we provide on our site without notice (see below). We will not be liable if for any reason our site is unavailable at any time or for any period. From time to time, we may restrict access to some parts of our site, or our entire site, to users who have registered with us. If you choose, or you are provided with a user identification code, password or any other information as part of our security procedures, you must treat such information as confidential, and you must not disclose it to any third party. We have the right to disable any user identification code or password, whether chosen by you or allocated by us, at any time, if in our opinion you have failed to comply with any of the provisions of these terms of use. You remain responsible in all respects for establishing appropriate authorisations or other access controls and for maintaining in force systems and procedures to ensure that only appropriate persons employed by the Client shall have access to the relevant Embedded Functionality in each case. You are responsible for making all arrangements necessary for you to have access to our site. You are also responsible for ensuring that all persons who access our site through your internet connection are aware of these terms, and that they comply with them. In respect of any Embedded Functionality, Pershing will provide you with sufficient instructions or specifications such that you will be able to use it for the purposes we describe and establish such access controls as are set out in our description. You acknowledge and agree, for the avoidance of doubt, that to the extent such functionality enables you to transmit any instruction to Pershing’s Systems or to input any data or information into Pershing’s systems, then the provisions of the relevant clearing and settlement agreement between you and Pershing in respect of such instructions, such data or information shall apply. 4. INTELLECTUAL PROPERTY RIGHTS We are the owner or the licensee of all intellectual property rights in our site, and in the material published on it. Those works are protected by copyright laws and treaties around the world. All such rights are reserved. You must not modify the paper or digital copies of any logo, trade mark, get up or brand name, disclaimer, information obtained from a third party website or any images you have printed off or downloaded in any way without obtaining permission from the owner. You should not sub-license or purport to sub-licence any material obtained from our site, without obtaining permission from the owner. Pershing and any other contributors or suppliers of Embedded Software identified as the authors of material on our site must always be acknowledged. You must not use any part of the materials on our site for commercial purposes without obtaining a licence to do so from us or our licensors. 5. USE OF EMBEDDED FUNCTIONALITY AND THIRD PARTY SOFTWARE You agree that in consideration of Pershing making available to you and hereby permitting you to use certain functionality in the form of a the Embedded Functionality, the following additional terms and conditions shall apply in addition to those provisions set out in the relevant clearing and settlement agreement between you and Pershing concerning use of and responsibility for Pershing’s Systems and for the provision and use of Data:- 5.1 You agree that in respect of any Embedded Functionality, you shall use such Embedded Functionality only in the context to providing services to investors in respect of whom you have opened and maintain an account in Pershing’s Systems and shall not transmit any Data derived from such Embedded Functionality to any person except to such investor or as required by applicable law or regulation or at the direction of a public authority of competent jurisdiction; 5.2 In all cases, you must determine, at your entire responsibility, whether any Embedded Functionality is sufficient to meet any legal or regulatory obligation or requirement applicable on you in connection with the provision of any service by you to any relevant investor client. You agree for yourself and for your investor client, that in this regard, Pershing shall make no representation and give no undertaking. For the avoidance of doubt you are solely responsible for any information or advice you provide to any investor client of yours in connection with any information derived from any Embedded Functionality; 5.3 Pershing’s only warranties in connection with the provision of any Embedded Functionality are:- (a) to use the skill and care appropriate to a professional firm in selecting and operating in a good and workman-like way both any Embedded Functionality and the software from which that Embedded Functionality is derived but Pershing shall not, in any event, be liable for any defect, including any latent defect, in such software; and (b) that it shall maintain in force sufficient licences or permissions to permit it to provide such Embedded Functionality to you; 5.4 You satisfy yourself as to the adequacy in respect of any Embedded Functionality and all Data, of any licenses or permissions required by it in connection with the use of Data or such Embedded Functionality, or relevant software. Pershing’s sole obligations in this regard shall be to provide to the Client the descriptions of the functionality which Pershing has received from the supplier of the relevant software in each case and, in connection with third party Data, the identity of the relevant provider and the description of such Data; 5.5 You agree to reproduce faithfully and without any alteration any disclaimer provided for the purpose by Pershing in any excerpt from, copy of or report derived from the Embedded Functionality which you make available to any investor client of yours. You must note yourself and draw to the attention of any investor client of yours any such disclaimer or other statement made by Pershing in connection with the accuracy of any price or valuation provided by means of our site. 5.6 You agree that in the event that any of Pershing's Systems or any Embedded Functionality contains open source software that, in respect of the performance of such open source software only, you use such Systems or Embedded Functionality at your entire risk and, in particular, will have no recourse or remedy against the provider of such open source software. 5.7 The copyright and intellectual property in respect of the use of RadControls for ASP.NET Ajax within Embedded Functionality resides with Telerik 6. RELIANCE ON INFORMATION POSTED Commentary and other materials posted on our site are not intended to amount to advice on which reliance should be placed. We therefore disclaim all liability and responsibility arising from any reliance placed on such materials by any visitor to our site, or by anyone who may be informed of any of its contents. For the avoidance of doubt, you agree that the provisions of the clearing and settlement agreement between you and Pershing shall apply in connection with the provision of any Data. In respect of any information obtained through any Embedded Functionality (including any data) where such information attributes a price or value to any investment, then the Client acknowledges and agrees that it shall note itself, and draw to the investor’s attention any disclaimer or other statement made by PSL in connection with the accuracy of such price or valuation or the extent to which such price or valuation maybe relied on. 7. OUR SITE CHANGES REGULARLY We aim to update our site regularly, and may change the content at any time. If the need arises, we may suspend access to our site, or close it indefinitely. Any of the material on our site may be out of date at any given time, and we are under no obligation to update such material. 8. OUR LIABILITY The material displayed on our site is provided without any guarantees, conditions or warranties as to its accuracy except as expressly provided in these Terms of Use. Pershing’s only obligation in respect of any information provided by any other person is to accurately reproduce such information. To the extent permitted by law, we, other members of our group of companies, our licensors and suppliers, and other third parties connected to us hereby expressly exclude: * All implied conditions, warranties and other terms whether implied by statute, common law or the law of equity; * Any liability for any indirect or consequential loss or damage incurred by any user in connection with our site or in connection with the use, inability to use, or results of the use of our site, any websites linked to it and any materials posted on it, including, without limitation any liability for: * loss of income or revenue; * loss of business; * loss of profits or contracts (whether direct or indirect); * loss of anticipated savings; * loss of data; * loss of goodwill; * wasted management or office time; Pershing shall accept no liability to you, to any investor client of yours or to any other person in connection with the reproduction of any information, the operation or performance of the Embedded Functionality, save, where Pershing has acted negligently or in wilful default in reproducing such information or in respect of the operation or performance of any Embedded Functionality. Pershing agrees that to the extent it is able to recover in respect of any inaccuracy in information, failure or defect in any Embedded Functionality (or any software from which it is derived) damages or other payments from the supplier of such Embedded Functionality then, to the extent such damages or liabilities can be properly attributed to you or to any investor client of yours, then Pershing shall, to such extent pay such amounts, not exceeding such damages or other payments to you or to such investor client, as the case may be. This provision does not affect our liability for death or personal injury arising from our negligence, nor our liability for fraudulent misrepresentation or any other liability which cannot be excluded or limited under applicable law. 9. INFORMATION ABOUT YOU AND YOUR VISITS TO OUR SITE By using our site, you consent to such processing and you warrant that all data provided by you is accurate. 10. VIRUSES, HACKING AND OTHER OFFENCES You must not misuse our site by knowingly introducing viruses, trojans, worms, logic bombs or other material which is malicious or technologically harmful. You must not attempt to gain unauthorised access to our site, the server on which our site is stored or any server, computer or database connected to our site. You must not attack our site via a denial-of-service attack or a distributed denial-of service attack. We will report any such breach to the relevant law enforcement authorities and we will co-operate with those authorities by disclosing your identity to them. In the event of such a breach, your right to use our site will cease immediately. We will not be liable for any loss or damage caused by a distributed denial-of-service attack, viruses or other technologically harmful material that may infect your computer equipment, computer programs, data or other proprietary material due to your use of our site or to your downloading of any material posted on it, or on any website linked to it. 11. LINKING TO OUR SITE You may link to our site, provided you do so in a way that is fair and legal and does not damage our reputation or take advantage of it, but you must not establish a link in such a way as to suggest any form of association, approval or endorsement on our part where none exists. You must not establish a link from any website that is not owned by you. Our site must not be framed on any other site, nor may you create a link to any part of our site other than the home page. We reserve the right to withdraw linking permission without notice. If you wish to make any use of material on our site other than that set out above, please address your request to your Account Manager. 12. LINKS FROM OUR SITE Where our site contains links to other sites and resources provided by third parties, these links are provided for your information only. We have no control over the contents of those sites or resources, and accept no responsibility for them or for any loss or damage that may arise from your use of them. 13. JURISDICTION AND APPLICABLE LAW The English courts will have non-exclusive jurisdiction over any claim arising from, or related to, a visit to our site although we retain the right to bring proceedings against you for breach of these conditions in your country of residence or any other relevant country. These terms of use and any dispute or claim arising out of or in connection with them or their subject matter or formation (including non-contractual disputes or claims) shall be governed by and construed in accordance with the law of England and Wales. 14. VARIATIONS We may revise these terms of use at any time by amending this page. You are expected to check this page from time to time to take notice of any changes we made, as they are binding on you. Some of the provisions contained in these terms of use may also be superseded by provisions or notices published elsewhere on our site. 15. COMPLIANCE DISCLOSURES Please follow the links below to view details of the following disclosures: Execution Policy: http://www.pershing.co.uk/compliance-disclosures.html#execution_policy Conflicts Disclosure: http://www.pershing.co.uk/compliance-disclosures.html#conflicts_disclosure Summary of Conflicts of Interest Policy: http://www.pershing.co.uk/compliance-disclosures.html#summary_of_conflicts_policy Execution Venues: http://www.pershing.co.uk/compliance-disclosures.html#execution_venues 16. YOUR CONCERNS If you have any concerns about material which appears on our site, please contact your Account Manager at Pershing Thank you for visiting our site.