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Terms of Use & Notices | Privacy Policy | Cookie Notification
By logging on to PershingNexus, you agree to be bound by the PershingNexus Terms
of Use.
 

Copyright 2022 All Rights reserved. Pershing Limited.
Figures for portfolio holdings are accurate to last pricing point. Please note,
valuations for your portfolio deals will appear after they have been priced. You
will not be able to deal on new investments until after the relevant settlement
/ cancellation period has expired. Portfolio valuation is based on the last
available prices which have been provided by Financial Express. Any information
that you receive via this website is at best delayed intraday data and not real
time. Portfolio valuation and price information may be rounded up/down and
therefore not entirely accurate.
 
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Cookie Notification
This site uses cookies. By continuing to use this site, you are agreeing to our
use of cookies.

To find out more please see our cookie notices:
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About Us x

Important legal information

TERMS OF USE FOR PERSHING NEXUS

This page (together with the documents referred to on it) tells you the terms of
use on which you may make use of Pershing Nexus www.pershingnexus.com (our
site). Please read these terms of use carefully before you start to use the
site. By using our site, you accept these Terms of Use and that you agree to
abide by them. If you do not agree to these Terms of Use, you must not go beyond
this point.

INFORMATION ABOUT US

Our site is operated by Pershing Limited in association with its affiliates
Pershing Securities Limited, Pershing Securities International Limited and
Pershing (Channel Islands) Limited (together or individually, as the context
requires, “we” or “Pershing”) exclusively for Pershing’s client firms. Pershing
Limited and Pershing Securities Limited are registered in England and Wales
under company numbers 2072264 and 2474912 respectively and our registered
offices are at Royal Liver Building, Pier Head, Liverpool, L3 1LL. Both
companies are regulated by the Financial Conduct Authority. Pershing Securities
International Limited is registered in Ireland under number 367098 with its
registered office at Riverside Two, Sir John Rogerson's Quay, Grand Canal Dock,
Dublin 2, D02 KV60, Ireland. It is regulated by the Central Bank of Ireland.
Pershing (Channel Islands) Limited is registered in Jersey under number 107773
with its registered office at PO Box 171, 5 St Andrew's Place, Charing Cross, St
Helier, Jersey JE4 9RB. It is regulated by the Jersey Financial Services
Commission.

1. PRICING AND OTHER SUCH INFORMATION

Figures for portfolio holdings are accurate to last pricing point.

Please note, valuations for your portfolio deals will appear after they have
been priced. You will not be able to deal on new investments until after the
relevant settlement / cancellation period has expired.

Portfolio valuation is based on last available prices which have been provided
by Financial Express.

Any information that you receive via this website is at best delayed intraday
data and not real time. Portfolio valuation and price information may be rounded
up/down and therefore not entirely accurate.

2. THIRD PARTY WEBSITES

Where our site contains links to other sites and resources provided by third
parties, these links are provided for your information only. We have no control
over the contents of those sites or resources, and accept no responsibility for
them or for any loss or damage that may arise from your use of them.

Pershing has not reviewed all of these third party websites and does not control
and is not responsible for these websites or their content or availability.
Pershing therefore does not endorse or make any representations about them, or
any material found there, or any results that may be obtained from using them.

These Terms of Use set out the terms and conditions relating to the use of
Portfolio Management Solution and SIPP Provider Functionality in the form of
pension benefit reports, tax reclaims in respect of Pershing SIPP membership and
pre-funding of tax re-payments in connection with Pershing SIPP membership (each
such function, or all or any of them “Embedded Functionality”) through our site
in section 5 below.

3. ACCESSING OUR SITE

We reserve the right to grant or revoke the authority to use our site at our
absolute discretion, and we reserve the right to amend the service we provide on
our site without notice (see below). We will not be liable if for any reason our
site is unavailable at any time or for any period.

From time to time, we may restrict access to some parts of our site, or our
entire site, to users who have registered with us.

If you choose, or you are provided with a user identification code, password or
any other information as part of our security procedures, you must treat such
information as confidential, and you must not disclose it to any third party. We
have the right to disable any user identification code or password, whether
chosen by you or allocated by us, at any time, if in our opinion you have failed
to comply with any of the provisions of these terms of use. You remain
responsible in all respects for establishing appropriate authorisations or other
access controls and for maintaining in force systems and procedures to ensure
that only appropriate persons employed by the Client shall have access to the
relevant Embedded Functionality in each case.

You are responsible for making all arrangements necessary for you to have access
to our site. You are also responsible for ensuring that all persons who access
our site through your internet connection are aware of these terms, and that
they comply with them.

In respect of any Embedded Functionality, Pershing will provide you with
sufficient instructions or specifications such that you will be able to use it
for the purposes we describe and establish such access controls as are set out
in our description.

You acknowledge and agree, for the avoidance of doubt, that to the extent such
functionality enables you to transmit any instruction to Pershing’s Systems or
to input any data or information into Pershing’s systems, then the provisions of
the relevant clearing and settlement agreement between you and Pershing in
respect of such instructions, such data or information shall apply.

4. INTELLECTUAL PROPERTY RIGHTS

We are the owner or the licensee of all intellectual property rights in our
site, and in the material published on it. Those works are protected by
copyright laws and treaties around the world. All such rights are reserved.

You must not modify the paper or digital copies of any logo, trade mark, get up
or brand name, disclaimer, information obtained from a third party website or
any images you have printed off or downloaded in any way without obtaining
permission from the owner.

You should not sub-license or purport to sub-licence any material obtained from
our site, without obtaining permission from the owner.

Pershing and any other contributors or suppliers of Embedded Software identified
as the authors of material on our site must always be acknowledged.

You must not use any part of the materials on our site for commercial purposes
without obtaining a licence to do so from us or our licensors.

5. USE OF EMBEDDED FUNCTIONALITY AND THIRD PARTY SOFTWARE

You agree that in consideration of Pershing making available to you and hereby
permitting you to use certain functionality in the form of a the Embedded
Functionality, the following additional terms and conditions shall apply in
addition to those provisions set out in the relevant clearing and settlement
agreement between you and Pershing concerning use of and responsibility for
Pershing’s Systems and for the provision and use of Data:-

5.1 
You agree that in respect of any Embedded Functionality, you shall use such
Embedded Functionality only in the context to providing services to investors in
respect of whom you have opened and maintain an account in Pershing’s Systems
and shall not transmit any Data derived from such Embedded Functionality to any
person except to such investor or as required by applicable law or regulation or
at the direction of a public authority of competent jurisdiction;




5.2 
In all cases, you must determine, at your entire responsibility, whether any
Embedded Functionality is sufficient to meet any legal or regulatory obligation
or requirement applicable on you in connection with the provision of any service
by you to any relevant investor client. You agree for yourself and for your
investor client, that in this regard, Pershing shall make no representation and
give no undertaking. For the avoidance of doubt you are solely responsible for
any information or advice you provide to any investor client of yours in
connection with any information derived from any Embedded Functionality;




5.3 
Pershing’s only warranties in connection with the provision of any Embedded
Functionality are:-


(a) 
to use the skill and care appropriate to a professional firm in selecting and
operating in a good and workman-like way both any Embedded Functionality and the
software from which that Embedded Functionality is derived but Pershing shall
not, in any event, be liable for any defect, including any latent defect, in
such software; and


(b) 
that it shall maintain in force sufficient licences or permissions to permit it
to provide such Embedded Functionality to you;




5.4 
You satisfy yourself as to the adequacy in respect of any Embedded Functionality
and all Data, of any licenses or permissions required by it in connection with
the use of Data or such Embedded Functionality, or relevant software. Pershing’s
sole obligations in this regard shall be to provide to the Client the
descriptions of the functionality which Pershing has received from the supplier
of the relevant software in each case and, in connection with third party Data,
the identity of the relevant provider and the description of such Data;




5.5 
You agree to reproduce faithfully and without any alteration any disclaimer
provided for the purpose by Pershing in any excerpt from, copy of or report
derived from the Embedded Functionality which you make available to any investor
client of yours. You must note yourself and draw to the attention of any
investor client of yours any such disclaimer or other statement made by Pershing
in connection with the accuracy of any price or valuation provided by means of
our site.




5.6 
You agree that in the event that any of Pershing's Systems or any Embedded
Functionality contains open source software that, in respect of the performance
of such open source software only, you use such Systems or Embedded
Functionality at your entire risk and, in particular, will have no recourse or
remedy against the provider of such open source software.




5.7 
The copyright and intellectual property in respect of the use of RadControls for
ASP.NET Ajax within Embedded Functionality resides with Telerik

6. RELIANCE ON INFORMATION POSTED

Commentary and other materials posted on our site are not intended to amount to
advice on which reliance should be placed. We therefore disclaim all liability
and responsibility arising from any reliance placed on such materials by any
visitor to our site, or by anyone who may be informed of any of its contents.
For the avoidance of doubt, you agree that the provisions of the clearing and
settlement agreement between you and Pershing shall apply in connection with the
provision of any Data.

In respect of any information obtained through any Embedded Functionality
(including any data) where such information attributes a price or value to any
investment, then the Client acknowledges and agrees that it shall note itself,
and draw to the investor’s attention any disclaimer or other statement made by
PSL in connection with the accuracy of such price or valuation or the extent to
which such price or valuation maybe relied on.

7. OUR SITE CHANGES REGULARLY

We aim to update our site regularly, and may change the content at any time. If
the need arises, we may suspend access to our site, or close it indefinitely.
Any of the material on our site may be out of date at any given time, and we are
under no obligation to update such material.

8. OUR LIABILITY

The material displayed on our site is provided without any guarantees,
conditions or warranties as to its accuracy except as expressly provided in
these Terms of Use. Pershing’s only obligation in respect of any information
provided by any other person is to accurately reproduce such information. To the
extent permitted by law, we, other members of our group of companies, our
licensors and suppliers, and other third parties connected to us hereby
expressly exclude:

 * All implied conditions, warranties and other terms whether implied by
   statute, common law or the law of equity;
   
   
 * Any liability for any indirect or consequential loss or damage incurred by
   any user in connection with our site or in connection with the use, inability
   to use, or results of the use of our site, any websites linked to it and any
   materials posted on it, including, without limitation any liability for:
   
   
 * loss of income or revenue;
   
   
 * loss of business;
   
   
 * loss of profits or contracts (whether direct or indirect);
   
   
 * loss of anticipated savings;
   
   
 * loss of data;
   
   
 * loss of goodwill;
   
   
 * wasted management or office time;

Pershing shall accept no liability to you, to any investor client of yours or to
any other person in connection with the reproduction of any information, the
operation or performance of the Embedded Functionality, save, where Pershing has
acted negligently or in wilful default in reproducing such information or in
respect of the operation or performance of any Embedded Functionality. Pershing
agrees that to the extent it is able to recover in respect of any inaccuracy in
information, failure or defect in any Embedded Functionality (or any software
from which it is derived) damages or other payments from the supplier of such
Embedded Functionality then, to the extent such damages or liabilities can be
properly attributed to you or to any investor client of yours, then Pershing
shall, to such extent pay such amounts, not exceeding such damages or other
payments to you or to such investor client, as the case may be.

This provision does not affect our liability for death or personal injury
arising from our negligence, nor our liability for fraudulent misrepresentation
or any other liability which cannot be excluded or limited under applicable law.



9. INFORMATION ABOUT YOU AND YOUR VISITS TO OUR SITE

By using our site, you consent to such processing and you warrant that all data
provided by you is accurate.

10. VIRUSES, HACKING AND OTHER OFFENCES

You must not misuse our site by knowingly introducing viruses, trojans, worms,
logic bombs or other material which is malicious or technologically harmful. You
must not attempt to gain unauthorised access to our site, the server on which
our site is stored or any server, computer or database connected to our site.
You must not attack our site via a denial-of-service attack or a distributed
denial-of service attack.

We will report any such breach to the relevant law enforcement authorities and
we will co-operate with those authorities by disclosing your identity to them.
In the event of such a breach, your right to use our site will cease
immediately.

We will not be liable for any loss or damage caused by a distributed
denial-of-service attack, viruses or other technologically harmful material that
may infect your computer equipment, computer programs, data or other proprietary
material due to your use of our site or to your downloading of any material
posted on it, or on any website linked to it.

11. LINKING TO OUR SITE

You may link to our site, provided you do so in a way that is fair and legal and
does not damage our reputation or take advantage of it, but you must not
establish a link in such a way as to suggest any form of association, approval
or endorsement on our part where none exists.

You must not establish a link from any website that is not owned by you.

Our site must not be framed on any other site, nor may you create a link to any
part of our site other than the home page. We reserve the right to withdraw
linking permission without notice.

If you wish to make any use of material on our site other than that set out
above, please address your request to your Account Manager.

12. LINKS FROM OUR SITE

Where our site contains links to other sites and resources provided by third
parties, these links are provided for your information only. We have no control
over the contents of those sites or resources, and accept no responsibility for
them or for any loss or damage that may arise from your use of them.

13. JURISDICTION AND APPLICABLE LAW

The English courts will have non-exclusive jurisdiction over any claim arising
from, or related to, a visit to our site although we retain the right to bring
proceedings against you for breach of these conditions in your country of
residence or any other relevant country.

These terms of use and any dispute or claim arising out of or in connection with
them or their subject matter or formation (including non-contractual disputes or
claims) shall be governed by and construed in accordance with the law of England
and Wales.

14. VARIATIONS

We may revise these terms of use at any time by amending this page. You are
expected to check this page from time to time to take notice of any changes we
made, as they are binding on you. Some of the provisions contained in these
terms of use may also be superseded by provisions or notices published elsewhere
on our site.

15. COMPLIANCE DISCLOSURES

Please follow the links below to view details of the following disclosures:

Execution Policy:
http://www.pershing.co.uk/compliance-disclosures.html#execution_policy

Conflicts Disclosure:
http://www.pershing.co.uk/compliance-disclosures.html#conflicts_disclosure

Summary of Conflicts of Interest Policy:
http://www.pershing.co.uk/compliance-disclosures.html#summary_of_conflicts_policy

Execution Venues:
http://www.pershing.co.uk/compliance-disclosures.html#execution_venues

16. YOUR CONCERNS

If you have any concerns about material which appears on our site, please
contact your Account Manager at Pershing


Thank you for visiting our site.