www.cib.barclays Open in urlscan Pro
104.102.21.253  Public Scan

URL: https://www.cib.barclays/disclosures/important-disclosures-asia-pacific.html
Submission: On January 31 via api from US — Scanned from DE

Form analysis 1 forms found in the DOM

/search-results.html

<form action="/search-results.html" class="logo-banner__search__form" data-search-form="">
  <input type="text" name="search" id="ib-search-new" class="ib-input ui-autocomplete-input" placeholder="" autocomplete="off">
  <a class="clear-input">X</a>
  <button type="submit" class="ib-go">Search</button>
  <button type="reset" class="ib-cancel">Cancel</button>
  <div class="searchDropDownNew">
    <ul id="ui-id-1" tabindex="0" class="ui-menu ui-widget ui-widget-content ui-autocomplete ui-front" unselectable="on" style="display: none;"></ul>
  </div>
  <i class="icon icon__search"></i>
</form>

Text Content

Please enable JavaScript for full functionality.
 * Home
 * Global MarketsGlobal Markets
   * Main menu
   * Global Markets
   * BARX Electronic TradingBARX Electronic Trading
 * ResearchResearch
   * Main menu
   * Research
   * AlexaAlexa
   * Data HubData Hub
   * The Eagle Eye NewsletterThe Eagle Eye Newsletter
 * InsightsInsights
   * Main menu
   * Insights
   * Record pace of activist campaigns continues into 2023Record pace of
     activist campaigns continues into 2023
   * Optionality and AutomationOptionality and Automation
   * Clean, Lean and GreenClean, Lean and Green
   * Reducing Friction in International PaymentsReducing Friction in
     International Payments
   * Addressing human security: 150 investable trendsAddressing human security:
     150 investable trends
   * Food SecurityFood Security
   * 10 ESG Themes for Asia-Pacific: A Region Under Pressure10 ESG Themes for
     Asia-Pacific: A Region Under Pressure
   * UK Autumn StatementUK Autumn Statement
   * ESG investing yields positive returns in select bond marketsESG investing
     yields positive returns in select bond markets
   * The Flip Side podcastThe Flip Side podcast
   * An uneasy alliance: can the world be less reliant on oil?An uneasy
     alliance: can the world be less reliant on oil?
   * 3 Point Perspective3 Point Perspective
   * ThemesThemes
   * The post-COVID economyThe post-COVID economy
   * A growing divide: Income inequality affects US homeownershipA growing
     divide: Income inequality affects US homeownership
   * The future of Smart CitiesThe future of Smart Cities
   * 10 ESG themes for 202110 ESG themes for 2021
   * SeriesSeries
   * 5 Pillars of Decarbonisation5 Pillars of Decarbonisation
   * Creating a more sustainable ocean economyCreating a more sustainable ocean
     economy
   * Digital HealthcareDigital Healthcare
   * Flexible WorkingFlexible Working
   * Tracking the evolution of Fixed Income tradingTracking the evolution of
     Fixed Income trading
   * Barclays Asia Forum 2021Barclays Asia Forum 2021
   * Should the Federal Reserve create a digital dollar?Should the Federal
     Reserve create a digital dollar?
   * 10 ESG themes for 2022: The transition mission10 ESG themes for 2022: The
     transition mission
   * Extreme WeatherExtreme Weather
   * Barclays Asia Forum 2022Barclays Asia Forum 2022
   * The Future of FintechThe Future of Fintech
   * 5 trends in shareholder activism that have emerged in 20235 trends in
     shareholder activism that have emerged in 2023
   * The labour supply crunchThe labour supply crunch
   * The green transition: Driving force behind a radical rethinkThe green
     transition: Driving force behind a radical rethink
   * Payments evolution in the UAE and Middle EastPayments evolution in the UAE
     and Middle East
   * Barclays Asia Forum 2023Barclays Asia Forum 2023
   * Can global energy evolve to achieve net zero by 2050?Can global energy
     evolve to achieve net zero by 2050?
   * Top shareholder activism trends through Q3Top shareholder activism trends
     through Q3
 * News and EventsNews and Events
   * Main menu
   * News and Events
   * Jobs of tomorrow, solutions for the planetJobs of tomorrow, solutions for
     the planet
   * Encore! A path for workplace re-entryEncore! A path for workplace re-entry
   * Encore! programme reboots careersEncore! programme reboots careers
   * 10 million pixels of digital innovation10 million pixels of digital
     innovation
   * Reenergising careers through Encore!Reenergising careers through Encore!
   * Making a difference: Tarun Mathur and the Everest ChallengeMaking a
     difference: Tarun Mathur and the Everest Challenge
   * Accelerating the growth of sustainable entrepreneursAccelerating the growth
     of sustainable entrepreneurs
   * Barclays ranked number one in green bond issuance in Q1 2020Barclays ranked
     number one in green bond issuance in Q1 2020
   * Barclays Research launches UK Spend Trends 2.0Barclays Research launches UK
     Spend Trends 2.0
   * We want a culture where you feel safe in being yourselfWe want a culture
     where you feel safe in being yourself
   * £100 million COVID-19 Community Aid Package£100 million COVID-19 Community
     Aid Package
   * Barclays Adds ESG Assessment and IndicatorsBarclays Adds ESG Assessment and
     Indicators
   * Our ambition to be a net zero bank by 2050Our ambition to be a net zero
     bank by 2050
   * Barclays appoints Gautam Chawla as Vice ChairmanBarclays appoints Gautam
     Chawla as Vice Chairman
   * Barclays Corporate & Investment Bank appoints Alex LynchBarclays Corporate
     & Investment Bank appoints Alex Lynch
   * HEROES is supporting key workersHEROES is supporting key workers
   * 2020 EGS: Putting the post-COVID world in context2020 EGS: Putting the
     post-COVID world in context
   * Combatting the dual pandemics of COVID-19 and inequalityCombatting the dual
     pandemics of COVID-19 and inequality
   * Empowering local talent with skills for digital & tech jobsEmpowering local
     talent with skills for digital & tech jobs
   * Closing the 'digital divide' remote training during COVID-19Closing the
     'digital divide' remote training during COVID-19
   * Barclays expands leadership in ESG bankingBarclays expands leadership in
     ESG banking
   * Barclays Launches NDF Algorithms on BARXBarclays Launches NDF Algorithms on
     BARX
   * Barclays appoints Kieran-DoranBarclays appoints Kieran-Doran
   * Barclays appoints Philip-GillmannBarclays appoints Philip-Gillmann
   * Barclays appoints Manuel EsteveBarclays appoints Manuel Esteve
   * How Barclays is promoting gender diversity How Barclays is promoting gender
     diversity
   * “Trading is about the world around you”“Trading is about the world around
     you”
   * Barclays expands FX footprint in Singapore Barclays expands FX footprint in
     Singapore
   * “To be successful on the trading floor”“To be successful on the trading
     floor”
   * Having diverse thinkers helps us make better decisionsHaving diverse
     thinkers helps us make better decisions
   * Robin Hood: COVID-19 ReliefRobin Hood: COVID-19 Relief
   * Barclays appoints Florent RodierBarclays appoints Florent Rodier
   * Entrepreneurship As A Force For GoodEntrepreneurship As A Force For Good
   * QPS book: Systematic Investing in CreditQPS book: Systematic Investing in
     Credit
   * Barclays Launches BARX Book for EquitiesBarclays Launches BARX Book for
     Equities
   * Charity partnerships making a difference in Asia PacificCharity
     partnerships making a difference in Asia Pacific
   * Marie Freier appointed as Global Head of ESG ResearchMarie Freier appointed
     as Global Head of ESG Research
   * Keeping social innovation alive during COVID-19Keeping social innovation
     alive during COVID-19
   * Recognising colleagues' extraordinary efforts amid COVID-19Recognising
     colleagues' extraordinary efforts amid COVID-19
   * Barclays Research climbs in Institutional InvestorBarclays Research climbs
     in Institutional Investor
   * Barclays & Solactive launch Climate Change Europe BTI IndexBarclays &
     Solactive launch Climate Change Europe BTI Index
   * Barclays enhances its BARX electronic trading offeringBarclays enhances its
     BARX electronic trading offering
   * Barclays appoints Anthony Samengo-TurnerBarclays appoints Anthony
     Samengo-Turner
   * Relief to recovery: supporting efforts to tackle COVID-19Relief to
     recovery: supporting efforts to tackle COVID-19
   * Ossiam ESG Low Carbon Shiller Barclays ETF 3rd anniversaryOssiam ESG Low
     Carbon Shiller Barclays ETF 3rd anniversary
   * Barclays appoints Tim DevineBarclays appoints Tim Devine
   * Barclays appoints David MacGownBarclays appoints David MacGown
   * Barclays appoints Lucy DemeryBarclays appoints Lucy Demery
   * Barclays Research publishes the 2021 Equity Gilt StudyBarclays Research
     publishes the 2021 Equity Gilt Study
   * How Springboard Collaborative is closing the literacy gapHow Springboard
     Collaborative is closing the literacy gap
   * Barclays and Agape: Enabling People to SucceedBarclays and Agape: Enabling
     People to Succeed
   * Barclays appoints Ee-Ching TayBarclays appoints Ee-Ching Tay
   * Barclays appoints Tobias ÅkermarkBarclays appoints Tobias Åkermark
   * Barclays appoints Bronson AlberyBarclays appoints Bronson Albery
   * Supporting a recharge for healthcare workers Supporting a recharge for
     healthcare workers
   * Barclays named Western Europe’s Best Investment BankBarclays named Western
     Europe’s Best Investment Bank
   * New Management Team for Investment BankingNew Management Team for
     Investment Banking
   * Barclays announces three key appointments in EuropeBarclays announces three
     key appointments in Europe
   * Barclays appoints Keith RobinsonBarclays appoints Keith Robinson
   * Barclays appoints Mani JosephBarclays appoints Mani Joseph
   * Meet the architects of Barclays’ racial equity planMeet the architects of
     Barclays’ racial equity plan
   * Barclays appoints Davide SalaBarclays appoints Davide Sala
   * Barclays appoints Angela LiuBarclays appoints Angela Liu
   * Barclays named Derivatives House of the YearBarclays named Derivatives
     House of the Year
   * Bringing in-demand tech skills to more New YorkersBringing in-demand tech
     skills to more New Yorkers
   * Barclays appoints Jefferson RivesBarclays appoints Jefferson Rives
   * Barclays appoints Aamir KhanBarclays appoints Aamir Khan
   * Barclays appoints Duncan Beattie and Duncan ConnellanBarclays appoints
     Duncan Beattie and Duncan Connellan
   * Barclays creates new Sustainable and Impact Banking GroupBarclays creates
     new Sustainable and Impact Banking Group
   * François Baroin appointed Barclays Chairman, FranceFrançois Baroin
     appointed Barclays Chairman, France
   * Barclays appoints Sven BaumannBarclays appoints Sven Baumann
   * Risk.net - Prime broker of the year: BarclaysRisk.net - Prime broker of the
     year: Barclays
   * Urvashi Batra joins BarclaysUrvashi Batra joins Barclays
   * Raising $30m for women-led, climate-focused enterprises Raising $30m for
     women-led, climate-focused enterprises
   * Barclays appoints Carrie Chen and Raymond YuBarclays appoints Carrie Chen
     and Raymond Yu
   * Barclays appoints Corinne GrainBarclays appoints Corinne Grain
   * First-Ever Commissions for Cancer Yields Big ResultsFirst-Ever Commissions
     for Cancer Yields Big Results
   * Celebrating the incredible accomplishments of our colleaguesCelebrating the
     incredible accomplishments of our colleagues
   * Barclays appoints Graham WarnerBarclays appoints Graham Warner
   * Barclays appoints Ed SkiltonBarclays appoints Ed Skilton
   * Barclays hires Aytac IlhanBarclays hires Aytac Ilhan
   * Barclays appoints Hossein ZaimiBarclays appoints Hossein Zaimi
   * Barclays appoints Alexis de Rosnay, Jeff AmmermanBarclays appoints Alexis
     de Rosnay, Jeff Ammerman
   * Barclays appoints Arif Vohra Barclays appoints Arif Vohra
   * 2022 Equity Gilt Study launches2022 Equity Gilt Study launches
   * Barclays named Best Investment Bank in the UKBarclays named Best Investment
     Bank in the UK
   * Colleagues in Japan give back to the communityColleagues in Japan give back
     to the community
   * Raising funds for the people of La Palma, SpainRaising funds for the people
     of La Palma, Spain
   * Building a bridge to hope with Covenant HouseBuilding a bridge to hope with
     Covenant House
   * Ensuring gender diversity in leadership with LEAPEnsuring gender diversity
     in leadership with LEAP
   * Barclays appoints Enrico Massaro Barclays appoints Enrico Massaro
   * Barclays appoints Adrian BeidasBarclays appoints Adrian Beidas
   * Daniel Hanna joins BarclaysDaniel Hanna joins Barclays
   * Barclays appoints Marie Freier Barclays appoints Marie Freier
   * Barclays has appointed Tim Main, Reid Marsh and Arif VohraBarclays has
     appointed Tim Main, Reid Marsh and Arif Vohra
   * For the past 50 years, Barclays has been my lifeFor the past 50 years,
     Barclays has been my life
   * Barclays appoints Jim RossmanBarclays appoints Jim Rossman
   * 2022 Institutional Investor Fixed-Income rankings2022 Institutional
     Investor Fixed-Income rankings
   * How War and Extreme Weather Are Exacerbating Food InsecurityHow War and
     Extreme Weather Are Exacerbating Food Insecurity
   * Barclays Expands Technology Banking FranchiseBarclays Expands Technology
     Banking Franchise
   * Barclays appoints new co-heads of Investment BankingBarclays appoints new
     co-heads of Investment Banking
   * Barclays wins Credit derivatives house of the yearBarclays wins Credit
     derivatives house of the year
   * Barclays steps forward to support communities in SingaporeBarclays steps
     forward to support communities in Singapore
   * Barclays appoints Foruhar MadjlessiBarclays appoints Foruhar Madjlessi
   * 2023 Equity Gilt Study2023 Equity Gilt Study
   * Barclays announces new leadership for Global EquitiesBarclays announces new
     leadership for Global Equities
   * WimbledonWimbledon
   * Barclays appoints Christopher LudwigBarclays appoints Christopher Ludwig
   * Barclays announces key appointments in Global MacroBarclays announces key
     appointments in Global Macro
   * Barclays appoints Akihiko YamadaBarclays appoints Akihiko Yamada
   * Barclays appoints Lee CounselmanBarclays appoints Lee Counselman
   * Barclays appoints Pedro CostaBarclays appoints Pedro Costa
   * Barclays appoints two new senior leadersBarclays appoints two new senior
     leaders
   * Barclays appoints two new senior hiresBarclays appoints two new senior
     hires
   * Barclays appoints Jed BrodyBarclays appoints Jed Brody
   * Barclays appoints Michael Del GiudiceBarclays appoints Michael Del Giudice
   * Barclays appoints Geoffrey BelsherBarclays appoints Geoffrey Belsher
   * Barclays appoints Ian WoodsBarclays appoints Ian Woods
   * Barclays appoints Denise WongBarclays appoints Denise Wong
   * Barclays appoints Jean-Baptiste PatoisBarclays appoints Jean-Baptiste
     Patois
   * Barclays appoints Alishba AliBarclays appoints Alishba Ali
   * Barclays appoints Naohiko Baba Barclays appoints Naohiko Baba
   * Barclays appoints Ryan VoegeliBarclays appoints Ryan Voegeli
   * Barclays establishes new Energy Transition GroupBarclays establishes new
     Energy Transition Group
   * Barclays appoints Abhay Kumar SinhaBarclays appoints Abhay Kumar Sinha
 * Client Login
   
    * Barclays Live
    * BARX

 * Barclays Group
 * Contact us
 * Careers


Double click here to edit new Home Header component
Corporate and Investment Bank
How can we help?
X Search Cancel

Contact Us Client Login
* Barclays Live
* BARX
Search

 * Solutions
   
   * SOLUTIONS
     
     Advisory, finance and risk management services that connect your ideas to
     capital and power possibilities.
     
     Learn more
   
   * INVESTMENT BANKING
     
     Providing large corporate, government and institutional clients with a full
     spectrum of strategic advisory, financing and risk management solutions.
     
     Explore
   
   * GLOBAL MARKETS
     
     We serve our institutional investor clients by helping them to understand
     developments in global markets and offering execution and risk management
     tools across each major asset class.
     
     Explore
   
   * RESEARCH
     
     Our analysts strive to deliver differentiated market insights, actionable
     ideas and collaborative Research across asset classes.
     
     Explore
 * Insights
   
   * INSIGHTS
     
     View thought-leading highlights by our market experts and analysts from
     across Barclays Corporate and Investment Bank.
     
     Learn more
   
   * THEMES
     
     Dive deeper into the topics and trends shaping economies and industries
     with timely analysis and insights.
     
     Macro Shifts Innovation Edge Solving Sustainable Explore
   
   * SERIES
     
     Get updates on what’s driving the latest changes in business and markets
     through our regularly recurring series.
     
     The Flip Side 3 Point Perspective Impact Series Explore
   * FEATURE
     
     AI REVOLUTION: PRODUCTIVITY BOOM AND BEYOND
     
     Explore
 * News and Events
   
   * NEWS AND EVENTS
     
     Read news and stories about our business, our people and our work in the
     community.
     
     Learn more
   * News
     
     BARCLAYS ESTABLISHES NEW ENERGY TRANSITION GROUP
     
     Read more
   * News
     
     BARCLAYS APPOINTS NAOHIKO BABA
     
     Read more
   * News
     
     RYAN VOEGELI JOINS BARCLAYS
     
     Read more

Parsys 1
Disclosures


IMPORTANT DISCLOSURES ASIA PACIFIC


SHARE THIS PAGE

 * 
 * 
 * 
 * 

Parsys 2

Where a communication is being directed at persons who are professionals, it is
directed at persons in the Asia Pacific Regions as defined below.

Hong Kong

“Professional investor” as defined by the Securities and Futures Ordinance
(“SFO”) for the Hong Kong Special Administrative Region. Barclays Bank PLC is
incorporated in the United Kingdom with limited liability.

Singapore

"Institutional Investors" and “Accredited Investors” as defined in Section 4A of
the Securities Futures Act (Chapter 289).

Japan

“Professional investor” as defined by the Financial Instruments and Exchange
Laws (“FIEL”) for the Japan region. It is not intended for persons (i) who do
not fall within the definition of professional investor as specified in Article
2, paragraph 31 of the FIEL and the relevant cabinet ordinances thereof or (ii)
who are professional investors but regarded as not being professional investors
due to application of Article 34-2, paragraph 5 of the FIEL.

Barclays Securities Japan Limited is a joint-stock company incorporated in Japan
with registered office of 6-10-1, Roppongi, Minato-ku, Tokyo 106-6131, Japan. It
is a subsidiary of Barclays Bank PLC and a registered financial instruments firm
regulated by the Financial Services Agency of Japan. Registered Number: Kanto
Zaimukyokucho (kinsho) No. 143.

Australia

“Wholesale client” as defined by the Australian Corporations Act 2001.

Please further note that the Australian Securities and Investments Commission
(ASIC) has provided certain exemptions to Barclays Bank PLC (BBPLC), Barclays
Capital Asia Limited 巴克萊亞洲有限公司 (BCAL), Barclays Capital Securities Limited
(BCSL) and Barclays Capital Inc. (BCI) under paragraph 911A(2)(l) of the
Corporations Act 2001 from the requirement to hold an Australian financial
services licence (AFSL) in respect of financial services provided to Australian
wholesale clients, on the basis that:

 * BBPLC is authorised by the Prudential Regulation Authority of the United
   Kingdom (PRA) and regulated by the Financial Conduct Authority (FCA) of the
   United Kingdom and the PRA under United Kingdom laws.
 * BCAL is regulated by the Hong Kong Securities and Futures Commission (HK SFC)
   under Hong Kong laws.
 * BCSL is authorised by the PRA and regulated by the FCA and the PRA under
   United Kingdom laws.
 * BCI is regulated by the United States Securities and Exchange Commission (US
   SEC) under United States laws.

All of the abovementioned jurisdictions have laws which differ from Australian
laws. When providing financial services to Australian wholesale clients, BBPLC,
BCAL, BCSL and BCI rely on the relevant exemption from the requirement to hold
an AFSL. Accordingly, BBPLC, BCAL, BCSL and BCI do not hold an AFSL.



Parsys 3
Parsys 4



SHARE THIS PAGE

 * 
 * 
 * 
 * 

Parsys 5
Parsys 6
iParsys for Double Pixel component



FOLLOW US

 * 
 * 

ABOUT US

 * Careers
 * Citizenship
 * Investor Relations
 * News
 * Sponsorship

OTHER CIB WEBSITES

 * Barclays Indices
 * Barclays Investment Managers
 * Barclays Japan
 * Barclays Live
 * BARX
 * EFS Solutions

OTHER BARCLAYS WEBSITES

 * Barclaycard
 * Barclays Group
 * Corporate Banking
 * Personal, Premier and Business Banking
 * Private Bank
 * Wealth Management

 * Important information
 * Privacy Notice
 * Disclosures
 * Accessibility
 * Cookies policy

© Barclays 2024




COOKIE PREFERENCES

Please review and manage your cookie settings below. For more information, or to
change your preferences at any time, please visit ourCookie Policy page.
Please select 'Save and close' to remember your preferences for future visits.


MANAGE CONSENT PREFERENCES

STRICTLY NECESSARY COOKIES

Off

These cookies are essential, as they enable you to move around the website and
use its features, such as accessing secure areas. Without these cookies, the
services that you have asked for cannot be provided.

PERFORMANCE COOKIES

Performance Cookies

Data collected by these cookies tells us how you use our website, which we can
use to improve how it works and can also help us to identify issues you may have
while exploring the site. All data collected by these cookies is anonymous and
is only used to improve how the website works.

FUNCTIONALITY COOKIES

Functionality cookies

These cookies allow a website to remember choices a user makes (such as user
name, website credentials, or download preferences) and tailor the website to
provide enhanced features and content to the user.

TARGETING COOKIES

Targeting Cookies

These cookies collect data to tailor our marketing and advertising to your
interests and may be set through our site by our advertising partners. They
remember that you have visited a website and this information is shared with
third-party marketing partners. Users can opt out of sharing their data with
third parties by turning off these cookies. If you decide not to allow these
cookies, you will experience less targeted advertising.


BACK BUTTON PERFORMANCE COOKIES



Vendor Search Search Icon
Filter Icon

Clear
checkbox label label
Apply Cancel
Consent Leg.Interest
checkbox label label
checkbox label label
checkbox label label

Save and Close



COOKIE NOTICE

Barclays uses cookies on this website. Some cookies are essential to provide our
services to you. Other cookies help us to analyse how you use the site, so we
can improve your experience on our site. Cookies are stored locally on your
computer or mobile device. Please select 'Accept all' cookies to consent to
cookies, or select 'Manage cookies' to change your preferences. For more
information, please visit ourCookie Policy

Accept All
Manage cookies