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® Ontario Securities Commission 2022
Main navigation mobile
 * * Industry
   * 
     Industry
   * * Registration and compliance
     * 
       Registration and compliance
     * * Getting registered
     * * Ongoing requirements
     * * Changes to registration
     * * Opportunity to be heard and Director’s decisions
     * * Applying for relief
     * * Registrant Outreach program
     * * Registrant search
     * * Registration forms and documents
     * * Working with older and vulnerable clients
     * * Registered crypto asset trading platforms
   * * Innovation at the OSC
     * 
       Innovation at the OSC
     * * Securities regulation and fintech companies
     * * OSC LaunchPad support for innovative businesses
     * * How we’ve helped fintech businesses
     * * Modernizing regulation
     * * Regulatory partnerships
   * * Companies
     * 
       Companies
     * * Selling securities in Ontario
     * * Continuous disclosure
     * * Resources for small and medium enterprises
     * * Industry-specific disclosure requirements
     * * Information on IFRS
     * * Reporting issuer and issuer forms
     * * Mergers and acquisitions
     * * Issuer related instruments, policies and notices
     * * Applying for discretionary relief
   * * Investment funds and structured products
     * 
       Investment funds and structured products
     * * Types of investment funds
     * * Prospectus offerings for investment funds in Ontario
     * * Operating an investment fund in Ontario
     * * Ongoing disclosure requirements for investment funds in Ontario
     * * Marketing and sales of investment funds
     * * IFSP eNews
     * * Investment fund survey
   * * Market regulation
     * 
       Market regulation
     * * Self-regulatory organizations (SRO)
     * * Marketplaces
     * * Clearing agencies and clearing houses
     * * Investor protection funds
     * * Information processors
     * * Trade repositories
     * * Market structure initiatives
   * * Derivatives
     * 
       Derivatives
     * * Data reporting requirements for derivatives in Ontario and trade
         repository designation
     * * Legal entity identifiers
 * * Securities law
   * 
     Securities law
   * * Legislation
     * 
       Legislation
     * * Legislative reviews
   * * Instruments, rules and policies
     * 
       Instruments, rules and policies
     * * 1 - Procedure and Related Matters
     * * 2 - Certain Capital Market Participants
     * * 3 - Registration Requirements and Related Matters
     * * 4 - Distribution Requirements
     * * 5 - Ongoing Requirements for Issuers and Insiders
     * * 6 - Take-Over Bids and Special Transactions
     * * 7 - Securities Transactions Outside the Jurisdiction
     * * 8 - Investment Funds
     * * 9 - Derivatives
     * * Documents not numbered
     * * Securities rule-making in Ontario
   * * Proposed instruments, rules and policies
   * * Orders, rulings and decisions
   * * Blanket orders
   * * OSC Bulletin
   * * Filing documents online
     * 
       Filing documents online
     * * Registration forms and documents
     * * Reporting issuer and issuer forms
 * * Tribunal
   * 
     Tribunal
   * * Tribunal hearing schedule
   * * Tribunal proceedings
   * * Notices from the Office of the Secretary
   * * Tribunal resources
   * * Assistance for self-represented parties
 * * Investors
   * 
     Investors
   * * Investor protection
     * 
       Investor protection
     * * The OBSI Joint Regulators Committee
   * * Investor resources
   * * Investor research and reports
   * * Investor warnings and alerts
   * * Check before you invest
   * * OSC in the Community
   * * Investor Advisory Panel
     * 
       Investor Advisory Panel
     * * Members of the Investor Advisory Panel
     * * Investor Advisory Panel meeting agendas
     * * Investor Advisory Panel notices and information
     * * Submissions by the Investor Advisory Panel
 * * Enforcement
   * 
     Enforcement
   * * Court proceedings
   * * OSC sanctions
     * 
       OSC sanctions
     * * Allocation and use of funds from sanctions
     * * Individuals or companies with unpaid OSC sanctions
   * * Cease trade and freeze orders
   * * Mediation program
   * * OSC Whistleblower Program
     * 
       OSC Whistleblower Program
     * * Award eligibility and process
     * * Whistleblower protections
     * * Submit a whistleblower report
   * * Investigation resources
   * * OSC QuadrigaCX report
     * 
       OSC QuadrigaCX report
     * * QuadrigaCX investigative report
 * * News & events
   * 
     News & events
   * * News releases
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       Events
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   * * Reports and publications
   * * Media resources
   * * Connect with us
   * * Subscribe
   * * COVID-19 updates
 * * About us
   * 
     About us
   * * Role of the OSC
     * 
       Role of the OSC
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     * * Advisory committees
   * * Governance
     * 
       Governance
     * * Members of the Commission
     * * Board committees and Adjudicative Committee
   * * Accountability
     * 
       Accountability
     * * OSC Annual Report
     * * OSC Statement of Priorities
     * * OSC Business Plan
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     * * Expense disclosure
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       Domestic and international engagement
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   * * Careers at the OSC
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       Careers at the OSC
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