register.fca.org.uk
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104.18.182.8
Public Scan
URL:
https://register.fca.org.uk/s/individual?id=0034G000035K7eGQAS
Submission: On July 10 via manual from NO — Scanned from NO
Submission: On July 10 via manual from NO — Scanned from NO
Form analysis 2 forms found in the DOM
<form id="search-form-form" class="form-inline" data-aura-rendered-by="45:2;a" autocomplete="off">
<div tabindex="-1" id="search-form-form-error-messages" class="slds-assistive-text" data-aura-rendered-by="46:2;a"></div>
<fieldset data-aura-rendered-by="51:2;a">
<legend id="DirectorySearch" class="slds-assistive-text" data-aura-rendered-by="52:2;a">Search the Directory</legend>
<div class="form-elements search-form" data-aura-rendered-by="54:2;a">
<div class="search-form_one" data-aura-rendered-by="55:2;a">
<div id="search-form-search-section-main-input-container" class="slds-form-element form-element form-element_input form-element_icon form-element_icon_left combobox" data-aura-rendered-by="60:2;a"><label
for="search-form-search-section-main-input" id="search-form-search-section-main-input-label" class="slds-form-element__label" data-aura-rendered-by="61:2;a">Enter a name or reference number<span class="slds-assistive-text"
data-aura-rendered-by="63:2;a"></span></label>
<div class="slds-form-element__control" data-aura-rendered-by="65:2;a">
<div class="slds-combobox_container" data-aura-rendered-by="66:2;a">
<div aria-expanded="false" aria-haspopup="listbox" class="slds-combobox slds-dropdown-trigger slds-dropdown-trigger_click" data-aura-rendered-by="67:2;a">
<div role="none" id="search-form-search-section-main-input-combobox-div-focustrap" class="slds-combobox__form-element" data-aura-rendered-by="68:2;a">
<div class="slds-form-element form-element form-element_input slds-combobox__input combobox__input form-element_icon form-element_icon_left" data-aura-rendered-by="69:2;a">
<div aria-expanded="false" class="slds-form-element__control slds-input-has-icon slds-input-has-icon_left-right" data-aura-rendered-by="70:2;a"><svg aria-hidden="true" style="" focusable="false"
class="cShPo_LEX_Reg_Icon slds-input__icon input_icon slds-input__icon_left input_icon_left" viewBox="0 0 24 24" data-aura-rendered-by="73:2;a" data-aura-class="cShPo_LEX_Reg_Icon">
<path xmlns="http://www.w3.org/2000/svg" fill-rule="evenodd" clip-rule="evenodd"
d="M10.3077 1C5.1672 1 1 5.1672 1 10.3077C1 15.4482 5.1672 19.6154 10.3077 19.6154C12.5176 19.6154 14.5476 18.8452 16.144 17.5587L21.801 23.2212L23.2159 21.8077L17.5582 16.1445C18.8451 14.5481 19.6154 12.5178 19.6154 10.3077C19.6154 5.1672 15.4482 1 10.3077 1ZM3 10.3077C3 6.27177 6.27177 3 10.3077 3C14.3436 3 17.6154 6.27177 17.6154 10.3077C17.6154 14.3436 14.3436 17.6154 10.3077 17.6154C6.27177 17.6154 3 14.3436 3 10.3077Z"
fill="currentColor"></path>
</svg><!--render facet: 73:2;a--><input role="textbox" aria-autocomplete="list" type="text" id="search-form-search-section-main-input" placeholder="" class="slds-input" data-aura-rendered-by="74:2;a">
<div class="slds-input__icon input_icon slds-input__icon_right input_icon_right" data-aura-rendered-by="75:2;a"><!--render facet: 77:2;a--><!--render facet: 78:2;a--></div>
</div>
<div id="search-form-search-section-main-input-popover-box" class="popover__box" data-aura-rendered-by="81:2;a">
<div style="display:none;" class="slds-popover popover slds-popover_full-width slds-nubbin_top-left nubbin nubbin_top-left popover--error popover--bottom-left" data-aura-rendered-by="82:2;a"><button type="button"
class="slds-button slds-button_icon button button_icon button_icon-light button_icon_medium slds-popover__close popover__close" data-aura-rendered-by="83:2;a"><!--render facet: 86:2;a--><svg aria-hidden="true"
class="slds-icon slds-button_icon-inverse icon-inverse" viewBox="0 0 24 24" style="width:24px;height:24px;" data-aura-rendered-by="88:2;a">
<path xmlns="http://www.w3.org/2000/svg" fill-rule="evenodd" clip-rule="evenodd"
d="M23 12C23 18.0751 18.0751 23 12 23C5.92487 23 1 18.0751 1 12C1 5.92487 5.92487 1 12 1C18.0751 1 23 5.92487 23 12ZM12.0004 10.5859L14.8289 7.75736L16.2431 9.17158L13.4146 12.0001L16.2429 14.8284L14.8287 16.2426L12.0004 13.4143L9.17203 16.2426L7.75781 14.8284L10.5862 12.0001L7.75766 9.17157L9.17188 7.75735L12.0004 10.5859Z"
fill="currentColor"></path>
</svg><!--render facet: 88:2;a--><span class="slds-assistive-text" data-aura-rendered-by="89:2;a">Close dialog Please enter a valid name or reference number, with two or more characters</span></button>
<div tabindex="-1" id="search-form-search-section-main-input-popover" class="slds-popover__body popover__body" data-aura-rendered-by="92:2;a">Please enter a valid name or reference number, with two or more characters</div>
</div>
</div>
</div><!--render facet: 94:2;a-->
</div>
</div>
</div>
</div>
</div>
</div>
<div class="search-form_two" data-aura-rendered-by="96:2;a">
<div id="search-form-wayfinding-location-input-container" class="slds-form-element form-element form-element_input form-element_icon form-element_icon_left combobox" data-aura-rendered-by="103:2;a"><label
for="search-form-wayfinding-location-input" id="search-form-wayfinding-location-input-label" class="slds-form-element__label" data-aura-rendered-by="104:2;a">Postcode or town (optional)<span class="slds-assistive-text"
data-aura-rendered-by="106:2;a"></span></label>
<div class="slds-form-element__control" data-aura-rendered-by="108:2;a">
<div class="slds-combobox_container" data-aura-rendered-by="109:2;a">
<div aria-expanded="false" aria-haspopup="listbox" class="slds-combobox slds-dropdown-trigger slds-dropdown-trigger_click" data-aura-rendered-by="110:2;a">
<div role="none" id="search-form-wayfinding-location-input-combobox-div-focustrap" class="slds-combobox__form-element" data-aura-rendered-by="111:2;a">
<div class="slds-form-element form-element form-element_input slds-combobox__input combobox__input form-element_icon form-element_icon_left-right" data-aura-rendered-by="112:2;a">
<div aria-expanded="false" class="slds-form-element__control slds-input-has-icon slds-input-has-icon_left-right" data-aura-rendered-by="113:2;a"><svg aria-hidden="true" style="" focusable="false"
class="cShPo_LEX_Reg_Icon slds-input__icon input_icon slds-input__icon_left input_icon_left" viewBox="0 0 24 24" data-aura-rendered-by="116:2;a" data-aura-class="cShPo_LEX_Reg_Icon">
<path xmlns="http://www.w3.org/2000/svg" fill-rule="evenodd" clip-rule="evenodd"
d="M20.1578 10.0789C20.1578 14.5407 12.0789 22.3077 12.0789 22.3077C12.0789 22.3077 4 14.5407 4 10.0789C4 5.61705 7.61704 2 12.0789 2C16.5407 2 20.1578 5.61705 20.1578 10.0789ZM15 10C15 11.6569 13.6569 13 12 13C10.3431 13 9 11.6569 9 10C9 8.34315 10.3431 7 12 7C13.6569 7 15 8.34315 15 10Z"
fill="currentColor"></path>
</svg><!--render facet: 116:2;a--><input role="textbox" aria-autocomplete="list" type="text" id="search-form-wayfinding-location-input" placeholder="" class="slds-input" data-aura-rendered-by="117:2;a">
<div class="slds-input__icon input_icon slds-input__icon_right input_icon_right" data-aura-rendered-by="118:2;a"><!--render facet: 120:2;a--><svg aria-hidden="true" style="" focusable="false"
class="cShPo_LEX_Reg_Icon slds-button__icon slds-button__icon_medium button__icon_medium" viewBox="0 0 24 24" data-aura-rendered-by="124:2;a" data-aura-class="cShPo_LEX_Reg_Icon">
<path xmlns="http://www.w3.org/2000/svg" fill="none" d="M12 20C16.4183 20 20 16.4183 20 12C20 7.58172 16.4183 4 12 4C7.58172 4 4 7.58172 4 12C4 16.4183 7.58172 20 12 20Z" stroke="currentColor" stroke-width="2"></path>
<path xmlns="http://www.w3.org/2000/svg" fill="none" d="M2 12H7.1" stroke="currentColor" stroke-width="2" stroke-linejoin="round"></path>
<path xmlns="http://www.w3.org/2000/svg" fill="none" d="M17 12H22.1" stroke="currentColor" stroke-width="2"></path>
<path xmlns="http://www.w3.org/2000/svg" fill="none" d="M12.0996 22.1V17" stroke="currentColor" stroke-width="2"></path>
<path xmlns="http://www.w3.org/2000/svg" fill="none" d="M12.0996 2V7.1" stroke="currentColor" stroke-width="2"></path>
</svg><!--render facet: 124:2;a--></div>
</div>
<div id="search-form-wayfinding-location-input-popover-box" class="popover__box" data-aura-rendered-by="127:2;a">
<div style="display:none;" class="slds-popover popover slds-popover_full-width slds-nubbin_top-left nubbin nubbin_top-left popover--error popover--bottom-left" data-aura-rendered-by="128:2;a"><button type="button"
class="slds-button slds-button_icon button button_icon button_icon-light button_icon_medium slds-popover__close popover__close" data-aura-rendered-by="129:2;a"><!--render facet: 132:2;a--><svg aria-hidden="true"
class="slds-icon slds-button_icon-inverse icon-inverse" viewBox="0 0 24 24" style="width:24px;height:24px;" data-aura-rendered-by="134:2;a">
<path xmlns="http://www.w3.org/2000/svg" fill-rule="evenodd" clip-rule="evenodd"
d="M23 12C23 18.0751 18.0751 23 12 23C5.92487 23 1 18.0751 1 12C1 5.92487 5.92487 1 12 1C18.0751 1 23 5.92487 23 12ZM12.0004 10.5859L14.8289 7.75736L16.2431 9.17158L13.4146 12.0001L16.2429 14.8284L14.8287 16.2426L12.0004 13.4143L9.17203 16.2426L7.75781 14.8284L10.5862 12.0001L7.75766 9.17157L9.17188 7.75735L12.0004 10.5859Z"
fill="currentColor"></path>
</svg><!--render facet: 134:2;a--><span class="slds-assistive-text" data-aura-rendered-by="135:2;a">Close dialog Our location search service is currently unavailable. Please try a search without location, or try again
later</span></button>
<div tabindex="-1" id="search-form-wayfinding-location-input-popover" class="slds-popover__body popover__body" data-aura-rendered-by="138:2;a">Our location search service is currently unavailable. Please try a search without
location, or try again later</div>
</div>
</div>
</div><!--render facet: 140:2;a-->
</div>
</div>
</div>
</div>
</div>
</div>
<div class="search-form_three" data-aura-rendered-by="141:2;a">
<fieldset class="slds-form-element" data-aura-rendered-by="144:2;a">
<legend class="slds-form-element__legend slds-form-element__label form-element_radios_label--false" data-aura-rendered-by="145:2;a">Show me first</legend>
<div id="search-form-search-options-radio-group" class="slds-form-element__control form-element_radios form-element_options-inline" data-aura-rendered-by="147:2;a"><!--render facet: 198:2;a--><span class="slds-radio form-element_radio"
data-aura-rendered-by="200:2;a"><input name="search-form-search-options-radio-groupname" id="search-form-search-options-radio-group-button-0" type="radio" value="Companies" data-aura-rendered-by="201:2;a"><label
for="search-form-search-options-radio-group-button-0" class="slds-radio__label slds-radio__label_false" data-aura-rendered-by="202:2;a"><span class="slds-radio_faux radio--false" data-aura-rendered-by="203:2;a"></span><span
class="slds-form-element__label" data-aura-rendered-by="204:2;a">Firms<!--render facet: 208:2;a--></span></label></span><!--render facet: 211:2;a--><span class="slds-radio form-element_radio" data-aura-rendered-by="213:2;a"><input
name="search-form-search-options-radio-groupname" id="search-form-search-options-radio-group-button-1" type="radio" value="Individuals" data-aura-rendered-by="214:2;a"><label for="search-form-search-options-radio-group-button-1"
class="slds-radio__label slds-radio__label_false" data-aura-rendered-by="215:2;a"><span class="slds-radio_faux radio--false" data-aura-rendered-by="216:2;a"></span><span class="slds-form-element__label"
data-aura-rendered-by="217:2;a">Individuals<!--render facet: 221:2;a--></span></label></span></div>
</fieldset>
<div id="search-form-search-options-popover-box" class="popover__box" data-aura-rendered-by="151:2;a">
<div style="display:none;" class="slds-popover popover slds-popover_full-width slds-nubbin_top-left nubbin nubbin_top-left popover--error popover--bottom-left" data-aura-rendered-by="152:2;a"><button type="button"
class="slds-button slds-button_icon button button_icon button_icon-light button_icon_medium slds-popover__close popover__close" data-aura-rendered-by="153:2;a"><!--render facet: 156:2;a--><svg aria-hidden="true"
class="slds-icon slds-button_icon-inverse icon-inverse" viewBox="0 0 24 24" style="width:24px;height:24px;" data-aura-rendered-by="158:2;a">
<path xmlns="http://www.w3.org/2000/svg" fill-rule="evenodd" clip-rule="evenodd"
d="M23 12C23 18.0751 18.0751 23 12 23C5.92487 23 1 18.0751 1 12C1 5.92487 5.92487 1 12 1C18.0751 1 23 5.92487 23 12ZM12.0004 10.5859L14.8289 7.75736L16.2431 9.17158L13.4146 12.0001L16.2429 14.8284L14.8287 16.2426L12.0004 13.4143L9.17203 16.2426L7.75781 14.8284L10.5862 12.0001L7.75766 9.17157L9.17188 7.75735L12.0004 10.5859Z"
fill="currentColor"></path>
</svg><!--render facet: 158:2;a--><span class="slds-assistive-text" data-aura-rendered-by="159:2;a">Close dialog Please select an option</span></button>
<div tabindex="-1" id="search-form-search-options-popover" class="slds-popover__body popover__body" data-aura-rendered-by="162:2;a">Please select an option</div>
</div>
</div>
</div>
<div class="search-form_four" data-aura-rendered-by="165:2;a">
<div id="search-section-submit-button" class="search-form_actions" data-aura-rendered-by="166:2;a"><button type="submit" class="slds-button slds-button_brand button button_brand slds-button_stretch"
data-aura-rendered-by="167:2;a">Search</button></div>
</div>
</div>
</fieldset>
</form><form class="form-inline" data-aura-rendered-by="1157:233;a">
<div class="stack stack--medium stack--direct" data-aura-rendered-by="1158:233;a">
<fieldset class="slds-form-element" data-aura-rendered-by="1159:233;a">
<legend class="slds-form-element__legend slds-form-element__label" data-aura-rendered-by="1160:233;a">Was this page helpful?</legend>
<div class="slds-form-element__control form-element_radios form-element_options-inline" data-aura-rendered-by="1162:233;a"><span class="slds-radio form-element_radio" data-aura-rendered-by="1163:233;a"><input aria-describedby="" name="ENJi7V8r"
id="feedback-radio-yes" type="radio" value="Yes" data-aura-rendered-by="1164:233;a"><label for="feedback-radio-yes" class="slds-radio__label" data-aura-rendered-by="1165:233;a"><span class="slds-radio_faux"
data-aura-rendered-by="1166:233;a"></span><span class="slds-form-element__label" data-aura-rendered-by="1167:233;a">Yes</span></label></span><span class="slds-radio form-element_radio" data-aura-rendered-by="1169:233;a"><input
aria-describedby="" name="ENJi7V8r" id="feedback-radio-no" type="radio" value="No" data-aura-rendered-by="1170:233;a"><label for="feedback-radio-no" class="slds-radio__label" data-aura-rendered-by="1171:233;a"><span
class="slds-radio_faux" data-aura-rendered-by="1172:233;a"></span><span class="slds-form-element__label" data-aura-rendered-by="1173:233;a">No</span></label></span></div>
</fieldset>
<div id="feedback-error-box" class="popover__box" data-aura-rendered-by="1177:233;a">
<div style="display:none;" class="slds-popover popover slds-popover_small slds-nubbin_top-left nubbin nubbin_top-left popover--error popover--bottom-left" data-aura-rendered-by="1178:233;a"><button type="button"
class="slds-button slds-button_icon button button_icon button_icon-light button_icon_medium slds-popover__close popover__close" data-aura-rendered-by="1179:233;a"><!--render facet: 1182:233;a--><svg aria-hidden="true"
class="slds-icon slds-button_icon-inverse icon-inverse" viewBox="0 0 24 24" style="width:24px;height:24px;" data-aura-rendered-by="1184:233;a">
<path xmlns="http://www.w3.org/2000/svg" fill-rule="evenodd" clip-rule="evenodd"
d="M23 12C23 18.0751 18.0751 23 12 23C5.92487 23 1 18.0751 1 12C1 5.92487 5.92487 1 12 1C18.0751 1 23 5.92487 23 12ZM12.0004 10.5859L14.8289 7.75736L16.2431 9.17158L13.4146 12.0001L16.2429 14.8284L14.8287 16.2426L12.0004 13.4143L9.17203 16.2426L7.75781 14.8284L10.5862 12.0001L7.75766 9.17157L9.17188 7.75735L12.0004 10.5859Z"
fill="currentColor"></path>
</svg><!--render facet: 1184:233;a--><span class="slds-assistive-text" data-aura-rendered-by="1185:233;a">Close dialog Please select an option</span></button>
<div tabindex="-1" id="feedback-error" class="slds-popover__body popover__body" data-aura-rendered-by="1188:233;a">Please select an option</div>
</div>
</div>
<div class="slds-form-element" data-aura-rendered-by="1195:233;a"><label for="1190:233;a" class="slds-form-element__label" data-aura-rendered-by="1196:233;a"><!--render facet: 1197:233;a--><span class="" data-aura-rendered-by="1198:233;a">Q1. In
what capacity are you accessing the Register today?</span></label>
<div class="slds-form-element__control slds-grow" data-aura-rendered-by="1200:233;a">
<div class="slds-select_container" data-aura-rendered-by="1201:233;a"><select aria-invalid="false" id="1190:233;a" class="slds-select" data-aura-rendered-by="1202:233;a" name="CapacityList">
<option value="" data-aura-rendered-by="1191:233;a">choose one...</option>
<option value="As a consumer" data-aura-rendered-by="1:825;a">As a consumer</option>
<option value="As part of your job working for a financial organisation" data-aura-rendered-by="3:825;a">As part of your job working for a financial organisation</option>
<option value="As a journalist" data-aura-rendered-by="5:825;a">As a journalist</option>
<option value="Other (please specify)" data-aura-rendered-by="7:825;a">Other (please specify)</option>
</select></div>
</div><!--render facet: 1204:233;a-->
</div><!--render facet: 1205:233;a-->
<div data-aura-rendered-by="1206:233;a"><label for="reasonForAccessing" aria-hidden="true" data-aura-rendered-by="1207:233;a"><span data-aura-rendered-by="1208:233;a">Q2. What was the reason you were accessing the Register
today?</span></label><textarea maxlength="250" name="reasonForaccessing_text" id="reasonForaccessing_text" rows="3" cols="2000" class="slds-size_full" data-aura-rendered-by="1210:233;a"></textarea></div>
<div data-aura-rendered-by="1211:233;a">
<div class="slds-form-element" data-aura-rendered-by="1217:233;a"><label for="1212:233;a" class="slds-form-element__label" data-aura-rendered-by="1218:233;a"><!--render facet: 1219:233;a--><span class="" data-aura-rendered-by="1220:233;a">Q3.
Did you get what you needed?</span></label>
<div class="slds-form-element__control slds-grow" data-aura-rendered-by="1222:233;a">
<div class="slds-select_container" data-aura-rendered-by="1223:233;a"><select aria-invalid="false" id="1212:233;a" class="slds-select" data-aura-rendered-by="1224:233;a" name="gotNeeded">
<option value="" data-aura-rendered-by="1213:233;a">choose one...</option>
<option value="Yes" data-aura-rendered-by="9:825;a">Yes</option>
<option value="No" data-aura-rendered-by="11:825;a">No</option>
</select></div>
</div><!--render facet: 1226:233;a-->
</div>
</div>
<div data-aura-rendered-by="1227:233;a">
<div data-aura-rendered-by="1228:233;a"><label for="toImprove" aria-hidden="true" data-aura-rendered-by="1229:233;a"><span data-aura-rendered-by="1230:233;a">Q4. What could we do to improve the Register?</span></label><textarea maxlength="250"
name="toImprove_text" id="toImprove_text" rows="3" cols="2000" class="slds-size_full" data-aura-rendered-by="1232:233;a"></textarea></div>
</div>
<div data-aura-rendered-by="1233:233;a">
<div class="slds-form-element" data-aura-rendered-by="1239:233;a"><label for="1234:233;a" class="slds-form-element__label" data-aura-rendered-by="1240:233;a"><!--render facet: 1241:233;a--><span class="" data-aura-rendered-by="1242:233;a">Q5.
How did you find out about the Register?</span></label>
<div class="slds-form-element__control slds-grow" data-aura-rendered-by="1244:233;a">
<div class="slds-select_container" data-aura-rendered-by="1245:233;a"><select aria-invalid="false" id="1234:233;a" class="slds-select" data-aura-rendered-by="1246:233;a" name="discoverList">
<option value="" data-aura-rendered-by="1235:233;a">choose one...</option>
<option value="Used it before" data-aura-rendered-by="13:825;a">Used it before</option>
<option value="Search engine (Google etc) – (please specify)" data-aura-rendered-by="15:825;a">Search engine (Google etc) – (please specify)</option>
<option value="Link from an advert (please specify)" data-aura-rendered-by="17:825;a">Link from an advert (please specify)</option>
<option value="Other (please specify)" data-aura-rendered-by="19:825;a">Other (please specify)</option>
</select></div>
</div><!--render facet: 1248:233;a-->
</div>
</div><!--render facet: 1249:233;a-->
<div data-aura-rendered-by="1250:233;a">
<div class="slds-form-element" data-aura-rendered-by="1256:233;a"><label for="1251:233;a" class="slds-form-element__label" data-aura-rendered-by="1257:233;a"><!--render facet: 1258:233;a--><span class="" data-aura-rendered-by="1259:233;a">Q6.
How many times have you accessed the Register in the last 12 months?</span></label>
<div class="slds-form-element__control slds-grow" data-aura-rendered-by="1261:233;a">
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FCA RECORD OF GRANT CALDERONE
Reference number: GXC00442
Certified / assessed by firm
This individual has been certified and/or assessed by an authorised firm that is
regulated for certain activities. This firm accepts responsibility for the
certified/assessed individual and the information on this record. The FCA does
not directly approve these individuals.
No FCA or PRA disciplinary or regulatory action.
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CONTENTS
Contents
* Current roles & activities
* Barclays Bank Plc
* Barclays Capital Securities Limited
CURRENT ROLES AND ACTIVITIES
Show table of all current roles
This is not a full employment history, as it only covers roles with activities
regulated by the FCA and/or PRA.
GRANT CALDERONE IS CONNECTED TO:
BARCLAYS BANK PLC
BARCLAYS CAPITAL SECURITIES LIMITED
BARCLAYS BANK PLC
The individual’s information has been confirmed as correct by their firm within
the last 12 months
Firms are required to confirm that the information shown is correct at least
annually.
--------------------------------------------------------------------------------
* [FCA CF] Client dealing
From 24 Nov 2022
About this role
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This individual can deal directly with clients, as well as do other work
This individual has been certified and/or assessed by an authorised firm that is
regulated for certain activities. This firm accepts responsibility for the
certified/assessed individual and the information on this record.
BARCLAYS BANK PLC
This firm trades under 26 names
Reference number: 122702
HEAD OFFICE CONTACT DETAILS
AddressOne Churchill Place
London
E14 5HP
UNITED KINGDOM
Telephone number+442071161000
www.barclays.com. opens in a new window
It's important to check the firm's record to see its status, any restrictions,
and what regulated activities they are permitted to do.
We do not keep individual contact details on the Register. To get in touch with
this individual, you should contact their firm.
BARCLAYS CAPITAL SECURITIES LIMITED
The individual’s information has been confirmed as correct by their firm within
the last 12 months
Firms are required to confirm that the information shown is correct at least
annually.
--------------------------------------------------------------------------------
* [FCA CF] Client dealing
From 24 Nov 2022
About this role
Close dialog
This individual can deal directly with clients, as well as do other work
This individual has been certified and/or assessed by an authorised firm that is
regulated for certain activities. This firm accepts responsibility for the
certified/assessed individual and the information on this record.
BARCLAYS CAPITAL SECURITIES LIMITED
This firm trades under 1 name
Reference number: 124431
HEAD OFFICE CONTACT DETAILS
Address1 Churchill Place
London
E14 5HP
UNITED KINGDOM
Telephone number4402076232323
It's important to check the firm's record to see its status, any restrictions,
and what regulated activities they are permitted to do.
We do not keep individual contact details on the Register. To get in touch with
this individual, you should contact their firm.
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Q1. In what capacity are you accessing the Register today?
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Q3. Did you get what you needed?
choose one...YesNo
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Q5. How did you find out about the Register?
choose one...Used it beforeSearch engine (Google etc) – (please specify)Link
from an advert (please specify)Other (please specify)
Q6. How many times have you accessed the Register in the last 12 months?
choose one...Once2 to 5 times6 to 9 times10 or more times
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YOUR FEEDBACK HELPS US IMPROVE THE REGISTER
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USEFUL RESOURCES AND OTHER ORGANISATIONS
* Financial Conduct Authority
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* CFA Society of the UK. opens in a new window
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Institute of Bankers in Scotland (CIOBS). opens in a new window
* The Chartered Institute for Securities and Investment (CISI). opens in a new
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* The London Institute of Banking and Finance (LIBF) Formerly known as The
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