www.sipc.org Open in urlscan Pro
20.115.34.37 Public Scan

Back to summary

Submitted URL:
https://email.email01.fmgsuite.com/c/eJxMzM1q3DAUQOGnsTZFRle_1kKL0jLFhfYdrqUrj4JlG1nJMG8fGAhk-8E5EeuJZd3nFECAMd4o9mX_6LpwpTnR3ksu1E...
Effective URL:
https://www.sipc.org/
Submission: On May 31 via api (May 31st 2024, 2:15:17 pm UTC) from US — Scanned from DE

Form analysis
7 forms found in the DOM

/search

<form class="form-inline desktop-search" action="/search">
  <label class="sr-only" for="desktop-query">Search Query</label>
  <div class="input-group">
    <input type="search" class="form-control form-control-sm" name="query" id="desktop-query" placeholder="Search">
  </div>
</form>

/search

<form class="form-inline justify-content-center mobile-search" action="/search">
  <label class="sr-only" for="mobile-query-">Search Query</label>
  <div class="input-group w-75">
    <input type="search" class="form-control form-control-sm" name="query" id="mobile-query-" placeholder="Search">
    <div class="input-group-append">
      <button class="btn btn-secondary btn-sm shadow-none" type="submit" aria-label="Search"><i class="fas fa-search"></i></button>
    </div>
  </div>
</form>

/search

<form class="form-inline justify-content-center mobile-search" action="/search">
  <label class="sr-only" for="mobile-query-about-sipc">Search Query</label>
  <div class="input-group w-75">
    <input type="search" class="form-control form-control-sm" name="query" id="mobile-query-about-sipc" placeholder="Search">
    <div class="input-group-append">
      <button class="btn btn-secondary btn-sm shadow-none" type="submit" aria-label="Search"><i class="fas fa-search"></i></button>
    </div>
  </div>
</form>

/search

<form class="form-inline justify-content-center mobile-search" action="/search">
  <label class="sr-only" for="mobile-query-cases-and-claims">Search Query</label>
  <div class="input-group w-75">
    <input type="search" class="form-control form-control-sm" name="query" id="mobile-query-cases-and-claims" placeholder="Search">
    <div class="input-group-append">
      <button class="btn btn-secondary btn-sm shadow-none" type="submit" aria-label="Search"><i class="fas fa-search"></i></button>
    </div>
  </div>
</form>

/search

<form class="form-inline justify-content-center mobile-search" action="/search">
  <label class="sr-only" for="mobile-query-for-investors">Search Query</label>
  <div class="input-group w-75">
    <input type="search" class="form-control form-control-sm" name="query" id="mobile-query-for-investors" placeholder="Search">
    <div class="input-group-append">
      <button class="btn btn-secondary btn-sm shadow-none" type="submit" aria-label="Search"><i class="fas fa-search"></i></button>
    </div>
  </div>
</form>

/search

<form class="form-inline justify-content-center mobile-search" action="/search">
  <label class="sr-only" for="mobile-query-for-members">Search Query</label>
  <div class="input-group w-75">
    <input type="search" class="form-control form-control-sm" name="query" id="mobile-query-for-members" placeholder="Search">
    <div class="input-group-append">
      <button class="btn btn-secondary btn-sm shadow-none" type="submit" aria-label="Search"><i class="fas fa-search"></i></button>
    </div>
  </div>
</form>

/search

<form class="form-inline justify-content-center mobile-search" action="/search">
  <label class="sr-only" for="mobile-query-news-and-media">Search Query</label>
  <div class="input-group w-75">
    <input type="search" class="form-control form-control-sm" name="query" id="mobile-query-news-and-media" placeholder="Search">
    <div class="input-group-append">
      <button class="btn btn-secondary btn-sm shadow-none" type="submit" aria-label="Search"><i class="fas fa-search"></i></button>
    </div>
  </div>
</form>

Text Content

Español
Broker-Dealer Portal
Search Query

* About SIPC
Who We Are

We are a non-profit corporation that has been protecting investors for 50
years. We work to restore investors’ cash and securities when their brokerage
firm fails. SIPC has recovered billions of dollars for investors.

Mission
SIPC works to restore investors’ assets when a brokerage firm fails
financially.
History and Track Record
SIPC has restored billions of dollars for investors.
Leadership
Our job is to recover missing assets if your brokerage firm fails
financially.
The SIPC Logo
The SIPC logo means your assets are protected under the Securities Investor
Protection Act (SIPA).
The SIPC Fund
SIPC maintains resources from which we can draw to restore customer assets.
Statute and Rules
SIPC is a non-profit corporation created by Congress some 50 years ago.
SIPC Annual Report
The year in review.
Brochures
Download or view SIPC brochures here.
* Cases & Claims
Cases & Claims

Find claim forms and deadlines for open cases here.
SIPC has restored billions of dollars for investors.

Filing Deadlines
When you file matters. Filing deadlines explained.
How To File a Claim
Claim FAQs
All Open Cases
Cases that are still being processed.
How a Liquidation Works
Steps SIPC takes to recover customer assets when a brokerage firm fails
financially.
How The Claims Process Works
What happens when you file a claim.
* For Investors
How We Protect You

SIPC has recovered billions of dollars for investors. Our job is to recover
missing cash or securities if your brokerage firm has gone out of business.
SIPC has issued Investor Bulletins explaining SIPC’s protection and claims
process. Click here for Part I ("SIPC Basics"). Click here for Part II
("Filing a SIPC Claim").
SIPC does not protect digital asset securities that are investment contracts
that are not registered with the U.S. Securities and Exchange Commission,
even if held by a SIPC member brokerage firm.

What is SIPC?
Click here for a brief introduction
How SIPC Protects You
First 50 years of protection
When SIPC Gets Involved
SIPC steps in when a brokerage firm fails financially, and assets are missing
from customer accounts.
What SIPC Protects
SIPC protects customer assets when a SIPC-member brokerage firm fails
financially.
Investors with Multiple Accounts
Understand how SIPC protection works if you have multiple accounts.
Investor FAQs
Find answers to your questions.
Fraud Alerts
See our latest fraud alerts to protect yourself.
Protecting Yourself Against Fraud
Steps you can take to protect yourself from fraud.
SIPC Annual Report
The year in review.
Brochures
Download or view SIPC brochures here.
* For Member Firms
For Member Firms

SIPC member brokerage firms can find information here about filing
requirements, the SIPC assessment, and the SIPC logo.

Member Information

Guidelines and tools for SIPC member brokerage firms.

Assessment Rate
Member FAQs
SIPC Logo Rules
Order Brochures, Signs, and Decals
Fraud Alerts
See our latest fraud alerts to protect yourself.
Portal Information
Information about the SIPC Broker-Dealer Portal.
Portal Webinar
Watch a webinar about the SIPC Broker-Dealer Portal.

--------------------------------------------------------------------------------

Member Filing Requirements

Questions about filing requirements? Call the membership department at (202)
371-8300 or email form@sipc.org.

How To File Your Assessment Forms (SIPC-6/SIPC-7)
How to File Your Annual Report
How To File Your Agreed-Upon Procedures (AUP) Report
How To File Your Form SIPC-3

--------------------------------------------------------------------------------

Portal Information

Information about the SIPC broker-dealer portal.

Portal Introduction
Portal FAQs
Portal Administrator Delegation
How To File Portal Forms
SIPC Broker-Dealer Portal Pay Your Assessment
* News & Media
News & Media

News releases, brochures, reports, and more.

News Releases
Speeches and Testimony
Brochures
Annual Reports
In the Media
Media Contact
* Contact Us

List Of Members
Search Query

* About SIPC >
* Cases & Claims >
* For Investors >
* For Member Firms >
* News & Media >
* Broker-Dealer Portal >
* Collapse Navigation

Back
About SIPC
* Mission >
* History and Track Record >
* Leadership >
* The SIPC Logo >
* The SIPC Fund >
* Statute and Rules >
* SIPC Annual Report >
* Brochures >
* Collapse Navigation

Back
Cases & Claims
* Filing Deadlines >
* All Open Cases >
* How To File a Claim >
* Claim FAQs >
* How a Liquidation Works >
* How The Claims Process Works >
* Collapse Navigation

Back
For Investors
* When SIPC Gets Involved >
* What SIPC Protects >
* Investors with Multiple Accounts >
* Investor FAQs >
* Fraud Alerts >
* Protecting Yourself Against Fraud >
* SIPC Annual Report >
* Brochures >
* Collapse Navigation

Back
For Member Firms
* Assessment Rate >
* Portal Introduction >
* Member FAQs >
* Portal FAQs >
* Portal Administrator Delegation >
* SIPC Logo Rules >
* How To File Portal Forms >
* Order Brochures, Signs, and Decals >
* Fraud Alerts >
* How To File Your Assessment Forms (SIPC-6/SIPC-7) >
* How to File Your Annual Report >
* Portal Information >
* Portal Webinar >
* How To File Your Agreed-Upon Procedures (AUP) Report >
* How To File Your Form SIPC-3 >
* Pay Assessments >
* Collapse Navigation

Back
News & Media
* News Releases >
* Speeches and Testimony >
* Brochures >
* Annual Reports >
* In the Media >
* Media Contact >
* Collapse Navigation

List Of Members
Fraud Alerts:
See our latest fraud alerts to protect yourself.
Click Here For More Information
Malicious actors may attempt to impersonate SIPC employees in fraudulent e-mails
or on documents appearing to bear a SIPC seal and/or officer or employee
signature. If an e-mail or document is suspicious, please contact SIPC to
confirm its authenticity. Malicious actors also may pose as SIPC through false
or fraudulent websites that mimic SIPC's web site. Beware of any websites using
similar domain names to SIPC's or that resemble SIPC’s website except for
certain contact information. SIPC's official website appears exclusively at
www.sipc.org. For any questions or concerns, contact SIPC at 202-371-8300 or by
manually addressing an email to asksipc@sipc.org.
For Investors
For Member Firms
Cases & Claims
SIPC has issued Investor Bulletins explaining SIPC’s protection and claims
process. Click here for Part I ("SIPC Basics"). Click here for Part II ("Filing
a SIPC Claim").
A Brief Introduction Watch The Video

If you have trouble viewing the video, please click here to view it on YouTube
or click here to view it on Facebook.

We are a non-profit corporation that has been protecting investors for over 50
years. SIPC has recovered billions of dollars for investors.
Video Player is loading.
Play Video
Play
Mute

Current Time 0:00
/
Duration -:-

Loaded: 0%

Stream Type LIVE
Seek to live, currently behind liveLIVE
Remaining Time -0:00
1x
Playback Rate

Chapters
* Chapters

Descriptions
* descriptions off, selected

Captions
* captions settings, opens captions settings dialog
* captions off, selected
* English

Audio Track

Fullscreen

This is a modal window.

Beginning of dialog window. Escape will cancel and close the window.

TextColorWhiteBlackRedGreenBlueYellowMagentaCyanTransparencyOpaqueSemi-TransparentBackgroundColorBlackWhiteRedGreenBlueYellowMagentaCyanTransparencyOpaqueSemi-TransparentTransparentWindowColorBlackWhiteRedGreenBlueYellowMagentaCyanTransparencyTransparentSemi-TransparentOpaque
Font Size50%75%100%125%150%175%200%300%400%Text Edge
StyleNoneRaisedDepressedUniformDropshadowFont FamilyProportional
Sans-SerifMonospace Sans-SerifProportional SerifMonospace SerifCasualScriptSmall
Caps
Reset restore all settings to the default valuesDone
Close Modal Dialog

End of dialog window.

Next upNext up:

Created by Congress in 1970, SIPC celebrated 50 years of protecting investors in
2020.
Read the Special Anniversary Report here Watch the Anniversary Video
Video Player is loading.
Play Video
Play
Mute

Current Time 0:00
/
Duration -:-

Loaded: 0%

Stream Type LIVE
Seek to live, currently behind liveLIVE
Remaining Time -0:00
1x
Playback Rate

Chapters
* Chapters

Descriptions
* descriptions off, selected

Captions
* captions settings, opens captions settings dialog
* captions off, selected

Audio Track

Fullscreen

This is a modal window.

Beginning of dialog window. Escape will cancel and close the window.

End of dialog window.

Next upNext up:

Important Information for Investors
Claim Filing Deadlines
When you file matters. Filing deadlines explained.
Is Your Broker a SIPC Member?
SIPC protects the customers of over 3,200 members.
Open Cases
Cases that are still being processed.
* Home
* About SIPC
* Cases & Claims
* For Investors
* For Member Firms
* News & Media
* Contact Us
* List of Members

* Broker-Dealer Portal
*
* Search
*
* Español
*
* Disclaimer
* Privacy Policy
* Site Map

Get In Touch

Securities Investor
Protection Corporation
1667 K St. N.W., Suite 1000
Washington, D.C. 20006-1620

Telephone: (202) 371-8300
Fax: (202) 223-1679
Email: asksipc@sipc.org

www.sipc.org Open in urlscan Pro 20.115.34.37 Public Scan

Form analysis 7 forms found in the DOM

/search

/search

/search

/search

/search

/search

/search

Text Content

www.sipc.org Open in urlscan Pro
20.115.34.37 Public Scan

Form analysis
7 forms found in the DOM